Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/10/15?limit=200&registers=between&mode=atom 2024-12-22T11:49:43-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2015/10/15/2015-26157.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Amend FINRA Rule 2210 (Communications With the Public) 2015-10-15T00:00:00-07:00 2015-10-15T00:00:00-07:00 2015-26157 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-15/pdf/2015-26157.pdf https://regulations.justia.com/regulations/fedreg/2015/10/15/2015-26156.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Complex Orders 2015-10-15T00:00:00-07:00 2015-10-15T00:00:00-07:00 2015-26156 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-15/pdf/2015-26156.pdf https://regulations.justia.com/regulations/fedreg/2015/10/15/2015-26155.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Delivery of the Regulatory Element of the Exchange's Continuing Education Program 2015-10-15T00:00:00-07:00 2015-10-15T00:00:00-07:00 2015-26155 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-15/pdf/2015-26155.pdf https://regulations.justia.com/regulations/fedreg/2015/10/15/2015-26154.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Concerning the Requirement for Clearing Members To Participate in Operation Testing 2015-10-15T00:00:00-07:00 2015-10-15T00:00:00-07:00 2015-26154 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-15/pdf/2015-26154.pdf https://regulations.justia.com/regulations/fedreg/2015/10/15/2015-26153.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Sections 902.03, 902.04, 902.05 and 902.06 of the Listed Company Manual To Increase Certain of the Fees Set Forth Therein 2015-10-15T00:00:00-07:00 2015-10-15T00:00:00-07:00 2015-26153 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-15/pdf/2015-26153.pdf https://regulations.justia.com/regulations/fedreg/2015/10/15/2015-26152.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change To Provide for the Clearance of Additional Western European Sovereign Single Names 2015-10-15T00:00:00-07:00 2015-10-15T00:00:00-07:00 2015-26152 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-15/pdf/2015-26152.pdf https://regulations.justia.com/regulations/fedreg/2015/10/15/2015-26151.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Permit Trades in Eligible Fixed Income Securities Scheduled To Settle on Day After Trade Date To Be Processed for Settlement at National Securities Clearing Corporation 2015-10-15T00:00:00-07:00 2015-10-15T00:00:00-07:00 2015-26151 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-15/pdf/2015-26151.pdf https://regulations.justia.com/regulations/fedreg/2015/10/15/2015-26150.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt an Issuer Incentive Program Applicable to Securities Listed on BATS Exchange, Inc. 2015-10-15T00:00:00-07:00 2015-10-15T00:00:00-07:00 2015-26150 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-15/pdf/2015-26150.pdf https://regulations.justia.com/regulations/fedreg/2015/10/15/2015-26149.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services 2015-10-15T00:00:00-07:00 2015-10-15T00:00:00-07:00 2015-26149 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-15/pdf/2015-26149.pdf https://regulations.justia.com/regulations/fedreg/2015/10/15/2015-26148.html Notice - Self-Regulatory Organizations; BOX Options Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC Options Facility 2015-10-15T00:00:00-07:00 2015-10-15T00:00:00-07:00 2015-26148 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-15/pdf/2015-26148.pdf https://regulations.justia.com/regulations/fedreg/2015/10/15/2015-26147.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Approving Proposed Rule Change To Adopt a Kill Switch 2015-10-15T00:00:00-07:00 2015-10-15T00:00:00-07:00 2015-26147 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-15/pdf/2015-26147.pdf https://regulations.justia.com/regulations/fedreg/2015/10/15/2015-26146.html Notice - Fidelity Management & Research Company and FMR Co., Inc.; Notice of Application 2015-10-15T00:00:00-07:00 2015-10-15T00:00:00-07:00 2015-26146 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-15/pdf/2015-26146.pdf https://regulations.justia.com/regulations/fedreg/2015/10/15/2015-24507.html Proposed Rule - Open-End Fund Liquidity Risk Management Programs; Swing Pricing; Re-Opening of Comment Period for Investment Company Reporting Modernization Release 2015-10-15T00:00:00-07:00 2015-10-15T00:00:00-07:00 2015-24507 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2015-10-15/pdf/2015-24507.pdf