<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/10/14?registers=between Sun, 22 Jun 2025 17:52:11 -0700 Sun, 22 Jun 2025 17:52:11 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/10/14?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2015/10/14/2015-26158.html https://regulations.justia.com/regulations/fedreg/2015/10/14/2015-26158.html Wed, 14 Oct 2015 00:00:00 -0700 2015-26158 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-14/pdf/2015-26158.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.89 To Update a Cross-Reference to Exchange's Recently Revised Rule Regarding Obvious Errors https://regulations.justia.com/regulations/fedreg/2015/10/14/2015-26035.html https://regulations.justia.com/regulations/fedreg/2015/10/14/2015-26035.html Wed, 14 Oct 2015 00:00:00 -0700 2015-26035 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-14/pdf/2015-26035.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 3.13 (Payments Involving Publications That Influence the Market Price of a Security) https://regulations.justia.com/regulations/fedreg/2015/10/14/2015-26034.html https://regulations.justia.com/regulations/fedreg/2015/10/14/2015-26034.html Wed, 14 Oct 2015 00:00:00 -0700 2015-26034 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-14/pdf/2015-26034.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 3.13 (Payment Designed To Influence Market Prices, Other Than Paid Advertising) https://regulations.justia.com/regulations/fedreg/2015/10/14/2015-26033.html https://regulations.justia.com/regulations/fedreg/2015/10/14/2015-26033.html Wed, 14 Oct 2015 00:00:00 -0700 2015-26033 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-14/pdf/2015-26033.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 3.13 (Payments Involving Publications that Influence the Market Price of a Security) https://regulations.justia.com/regulations/fedreg/2015/10/14/2015-26032.html https://regulations.justia.com/regulations/fedreg/2015/10/14/2015-26032.html Wed, 14 Oct 2015 00:00:00 -0700 2015-26032 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-14/pdf/2015-26032.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Amend Certain Exchange Disciplinary Rules To Facilitate the Reintegration of Certain Regulatory Functions From Financial Industry Regulatory Authority, Inc. https://regulations.justia.com/regulations/fedreg/2015/10/14/2015-26031.html https://regulations.justia.com/regulations/fedreg/2015/10/14/2015-26031.html Wed, 14 Oct 2015 00:00:00 -0700 2015-26031 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-14/pdf/2015-26031.pdf Notice - ARK ETF Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/10/14/2015-26030.html https://regulations.justia.com/regulations/fedreg/2015/10/14/2015-26030.html Wed, 14 Oct 2015 00:00:00 -0700 2015-26030 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-14/pdf/2015-26030.pdf Notice - CLA Strategic Allocation Fund and CLA Asset Management, LLC; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/10/14/2015-26029.html https://regulations.justia.com/regulations/fedreg/2015/10/14/2015-26029.html Wed, 14 Oct 2015 00:00:00 -0700 2015-26029 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-14/pdf/2015-26029.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change to Require Real-Time Trade Submission and to Prohibit Pre-Netting Practices through NSCC's Correspondent Clearing Service https://regulations.justia.com/regulations/fedreg/2015/10/14/2015-26028.html https://regulations.justia.com/regulations/fedreg/2015/10/14/2015-26028.html Wed, 14 Oct 2015 00:00:00 -0700 2015-26028 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-14/pdf/2015-26028.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2015/10/14/2015-26027.html https://regulations.justia.com/regulations/fedreg/2015/10/14/2015-26027.html Wed, 14 Oct 2015 00:00:00 -0700 2015-26027 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-14/pdf/2015-26027.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 3.13 (Payment Designed To Influence Market Prices, Other than Paid Advertising) https://regulations.justia.com/regulations/fedreg/2015/10/14/2015-26026.html https://regulations.justia.com/regulations/fedreg/2015/10/14/2015-26026.html Wed, 14 Oct 2015 00:00:00 -0700 2015-26026 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-14/pdf/2015-26026.pdf