Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/10/14?limit=200&registers=between&mode=atom 2024-12-22T11:10:31-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2015/10/14/2015-26158.html Notice - Sunshine Act Meeting 2015-10-14T00:00:00-07:00 2015-10-14T00:00:00-07:00 2015-26158 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-14/pdf/2015-26158.pdf https://regulations.justia.com/regulations/fedreg/2015/10/14/2015-26035.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.89 To Update a Cross-Reference to Exchange's Recently Revised Rule Regarding Obvious Errors 2015-10-14T00:00:00-07:00 2015-10-14T00:00:00-07:00 2015-26035 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-14/pdf/2015-26035.pdf https://regulations.justia.com/regulations/fedreg/2015/10/14/2015-26034.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 3.13 (Payments Involving Publications That Influence the Market Price of a Security) 2015-10-14T00:00:00-07:00 2015-10-14T00:00:00-07:00 2015-26034 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-14/pdf/2015-26034.pdf https://regulations.justia.com/regulations/fedreg/2015/10/14/2015-26033.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 3.13 (Payment Designed To Influence Market Prices, Other Than Paid Advertising) 2015-10-14T00:00:00-07:00 2015-10-14T00:00:00-07:00 2015-26033 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-14/pdf/2015-26033.pdf https://regulations.justia.com/regulations/fedreg/2015/10/14/2015-26032.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 3.13 (Payments Involving Publications that Influence the Market Price of a Security) 2015-10-14T00:00:00-07:00 2015-10-14T00:00:00-07:00 2015-26032 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-14/pdf/2015-26032.pdf https://regulations.justia.com/regulations/fedreg/2015/10/14/2015-26031.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Amend Certain Exchange Disciplinary Rules To Facilitate the Reintegration of Certain Regulatory Functions From Financial Industry Regulatory Authority, Inc. 2015-10-14T00:00:00-07:00 2015-10-14T00:00:00-07:00 2015-26031 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-14/pdf/2015-26031.pdf https://regulations.justia.com/regulations/fedreg/2015/10/14/2015-26030.html Notice - ARK ETF Trust, et al.; Notice of Application 2015-10-14T00:00:00-07:00 2015-10-14T00:00:00-07:00 2015-26030 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-14/pdf/2015-26030.pdf https://regulations.justia.com/regulations/fedreg/2015/10/14/2015-26029.html Notice - CLA Strategic Allocation Fund and CLA Asset Management, LLC; Notice of Application 2015-10-14T00:00:00-07:00 2015-10-14T00:00:00-07:00 2015-26029 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-14/pdf/2015-26029.pdf https://regulations.justia.com/regulations/fedreg/2015/10/14/2015-26028.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change to Require Real-Time Trade Submission and to Prohibit Pre-Netting Practices through NSCC's Correspondent Clearing Service 2015-10-14T00:00:00-07:00 2015-10-14T00:00:00-07:00 2015-26028 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-14/pdf/2015-26028.pdf https://regulations.justia.com/regulations/fedreg/2015/10/14/2015-26027.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule 2015-10-14T00:00:00-07:00 2015-10-14T00:00:00-07:00 2015-26027 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-14/pdf/2015-26027.pdf https://regulations.justia.com/regulations/fedreg/2015/10/14/2015-26026.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 3.13 (Payment Designed To Influence Market Prices, Other than Paid Advertising) 2015-10-14T00:00:00-07:00 2015-10-14T00:00:00-07:00 2015-26026 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-14/pdf/2015-26026.pdf