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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/10/09?registers=between
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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/10/09?registers=between
Notice - Harvest Capital Credit Corporation, et al.; Notice of Application
https://regulations.justia.com/regulations/fedreg/2015/10/09/2015-25760.html
https://regulations.justia.com/regulations/fedreg/2015/10/09/2015-25760.htmlFri, 09 Oct 2015 00:00:00 -07002015-25760Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-10-09/pdf/2015-25760.pdfNotice - Equity Market Structure Advisory Committee
https://regulations.justia.com/regulations/fedreg/2015/10/09/2015-25759.html
https://regulations.justia.com/regulations/fedreg/2015/10/09/2015-25759.htmlFri, 09 Oct 2015 00:00:00 -07002015-25759Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-10-09/pdf/2015-25759.pdfNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change, as Amended by Amendment No. 1, To Expand FINRA's Alternative Trading System Transparency Initiative by Publishing OTC Equity Volume Executed Outside ATSs
https://regulations.justia.com/regulations/fedreg/2015/10/09/2015-25703.html
https://regulations.justia.com/regulations/fedreg/2015/10/09/2015-25703.htmlFri, 09 Oct 2015 00:00:00 -07002015-25703Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-10-09/pdf/2015-25703.pdfNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change to Enhance NSCC's Margining Methodology as Applied to Family-Issued Securities of Certain NSCC Members
https://regulations.justia.com/regulations/fedreg/2015/10/09/2015-25702.html
https://regulations.justia.com/regulations/fedreg/2015/10/09/2015-25702.htmlFri, 09 Oct 2015 00:00:00 -07002015-25702Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-10-09/pdf/2015-25702.pdfNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to the Listing and Trading of Shares of the First Trust SSI Strategic Convertible Securities ETF of First Trust Exchange-Traded Fund IV
https://regulations.justia.com/regulations/fedreg/2015/10/09/2015-25701.html
https://regulations.justia.com/regulations/fedreg/2015/10/09/2015-25701.htmlFri, 09 Oct 2015 00:00:00 -07002015-25701Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-10-09/pdf/2015-25701.pdfNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of No Objection to Advance Notice Filing To Enhance NSCC's Margining Methodology as Applied to Family-Issued Securities of Certain NSCC Members
https://regulations.justia.com/regulations/fedreg/2015/10/09/2015-25700.html
https://regulations.justia.com/regulations/fedreg/2015/10/09/2015-25700.htmlFri, 09 Oct 2015 00:00:00 -07002015-25700Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-10-09/pdf/2015-25700.pdfNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List To Change the Monthly Fees for the Use of Certain Ports
https://regulations.justia.com/regulations/fedreg/2015/10/09/2015-25699.html
https://regulations.justia.com/regulations/fedreg/2015/10/09/2015-25699.htmlFri, 09 Oct 2015 00:00:00 -07002015-25699Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-10-09/pdf/2015-25699.pdfNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List To Change the Monthly Fees for the Use of Certain Ports
https://regulations.justia.com/regulations/fedreg/2015/10/09/2015-25698.html
https://regulations.justia.com/regulations/fedreg/2015/10/09/2015-25698.htmlFri, 09 Oct 2015 00:00:00 -07002015-25698Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-10-09/pdf/2015-25698.pdfNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
https://regulations.justia.com/regulations/fedreg/2015/10/09/2015-25697.html
https://regulations.justia.com/regulations/fedreg/2015/10/09/2015-25697.htmlFri, 09 Oct 2015 00:00:00 -07002015-25697Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-10-09/pdf/2015-25697.pdf