Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/10/09?limit=200®isters=between&mode=atom2024-12-22T11:19:41-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2015/10/09/2015-25760.htmlNotice - Harvest Capital Credit Corporation, et al.; Notice of Application2015-10-09T00:00:00-07:002015-10-09T00:00:00-07:002015-25760Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-10-09/pdf/2015-25760.pdfhttps://regulations.justia.com/regulations/fedreg/2015/10/09/2015-25759.htmlNotice - Equity Market Structure Advisory Committee2015-10-09T00:00:00-07:002015-10-09T00:00:00-07:002015-25759Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-10-09/pdf/2015-25759.pdfhttps://regulations.justia.com/regulations/fedreg/2015/10/09/2015-25703.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change, as Amended by Amendment No. 1, To Expand FINRA's Alternative Trading System Transparency Initiative by Publishing OTC Equity Volume Executed Outside ATSs2015-10-09T00:00:00-07:002015-10-09T00:00:00-07:002015-25703Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-10-09/pdf/2015-25703.pdfhttps://regulations.justia.com/regulations/fedreg/2015/10/09/2015-25702.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change to Enhance NSCC's Margining Methodology as Applied to Family-Issued Securities of Certain NSCC Members2015-10-09T00:00:00-07:002015-10-09T00:00:00-07:002015-25702Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-10-09/pdf/2015-25702.pdfhttps://regulations.justia.com/regulations/fedreg/2015/10/09/2015-25701.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to the Listing and Trading of Shares of the First Trust SSI Strategic Convertible Securities ETF of First Trust Exchange-Traded Fund IV2015-10-09T00:00:00-07:002015-10-09T00:00:00-07:002015-25701Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-10-09/pdf/2015-25701.pdfhttps://regulations.justia.com/regulations/fedreg/2015/10/09/2015-25700.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of No Objection to Advance Notice Filing To Enhance NSCC's Margining Methodology as Applied to Family-Issued Securities of Certain NSCC Members2015-10-09T00:00:00-07:002015-10-09T00:00:00-07:002015-25700Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-10-09/pdf/2015-25700.pdfhttps://regulations.justia.com/regulations/fedreg/2015/10/09/2015-25699.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List To Change the Monthly Fees for the Use of Certain Ports2015-10-09T00:00:00-07:002015-10-09T00:00:00-07:002015-25699Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-10-09/pdf/2015-25699.pdfhttps://regulations.justia.com/regulations/fedreg/2015/10/09/2015-25698.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List To Change the Monthly Fees for the Use of Certain Ports2015-10-09T00:00:00-07:002015-10-09T00:00:00-07:002015-25698Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-10-09/pdf/2015-25698.pdfhttps://regulations.justia.com/regulations/fedreg/2015/10/09/2015-25697.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.2015-10-09T00:00:00-07:002015-10-09T00:00:00-07:002015-25697Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-10-09/pdf/2015-25697.pdf