<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/10/06?registers=between Sun, 22 Jun 2025 11:53:21 -0700 Sun, 22 Jun 2025 11:53:21 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/10/06?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2015/10/06/2015-25451.html https://regulations.justia.com/regulations/fedreg/2015/10/06/2015-25451.html Tue, 06 Oct 2015 00:00:00 -0700 2015-25451 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-06/pdf/2015-25451.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Submission of “Clearing-Only, Non-Regulatory Reports” to the FINRA Equity Trade Reporting Facilities https://regulations.justia.com/regulations/fedreg/2015/10/06/2015-25330.html https://regulations.justia.com/regulations/fedreg/2015/10/06/2015-25330.html Tue, 06 Oct 2015 00:00:00 -0700 2015-25330 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-06/pdf/2015-25330.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 0150 to Apply FINRA Rule 2121 and its Supplementary Material .01 and .02 to Transactions in Exempted Securities That Are Government Securities https://regulations.justia.com/regulations/fedreg/2015/10/06/2015-25329.html https://regulations.justia.com/regulations/fedreg/2015/10/06/2015-25329.html Tue, 06 Oct 2015 00:00:00 -0700 2015-25329 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-06/pdf/2015-25329.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing of Proposed Amended Plan for the Allocation of Regulatory Responsibilities Between BATS Exchange, Inc., BATS Y-Exchange, Inc., BOX Options Exchange LLC, Chicago Board Options Exchange, Incorporated, C2 Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange, LLC, ISE Gemini, LLC, Miami International Securities Exchange, LLC, The NASDAQ Stock Market LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX, Inc., National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc. https://regulations.justia.com/regulations/fedreg/2015/10/06/2015-25328.html https://regulations.justia.com/regulations/fedreg/2015/10/06/2015-25328.html Tue, 06 Oct 2015 00:00:00 -0700 2015-25328 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-06/pdf/2015-25328.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Rule 2.13, Fidelity Bonds https://regulations.justia.com/regulations/fedreg/2015/10/06/2015-25327.html https://regulations.justia.com/regulations/fedreg/2015/10/06/2015-25327.html Tue, 06 Oct 2015 00:00:00 -0700 2015-25327 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-06/pdf/2015-25327.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Rule 2.13, Fidelity Bonds https://regulations.justia.com/regulations/fedreg/2015/10/06/2015-25326.html https://regulations.justia.com/regulations/fedreg/2015/10/06/2015-25326.html Tue, 06 Oct 2015 00:00:00 -0700 2015-25326 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-06/pdf/2015-25326.pdf