<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/10/01?registers=between Sun, 22 Dec 2024 11:44:25 -0800 Sun, 22 Dec 2024 11:44:25 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/10/01?registers=between Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2015/10/01/2015-24888.html https://regulations.justia.com/regulations/fedreg/2015/10/01/2015-24888.html Thu, 01 Oct 2015 00:00:00 -0700 2015-24888 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-01/pdf/2015-24888.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2015/10/01/2015-24887.html https://regulations.justia.com/regulations/fedreg/2015/10/01/2015-24887.html Thu, 01 Oct 2015 00:00:00 -0700 2015-24887 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-01/pdf/2015-24887.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2015/10/01/2015-24886.html https://regulations.justia.com/regulations/fedreg/2015/10/01/2015-24886.html Thu, 01 Oct 2015 00:00:00 -0700 2015-24886 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-01/pdf/2015-24886.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 8312 (FINRA BrokerCheck Disclosure) To Reduce the Waiting Period for the Release of Information Reported on Form U5 https://regulations.justia.com/regulations/fedreg/2015/10/01/2015-24885.html https://regulations.justia.com/regulations/fedreg/2015/10/01/2015-24885.html Thu, 01 Oct 2015 00:00:00 -0700 2015-24885 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-01/pdf/2015-24885.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend Rule 4758 https://regulations.justia.com/regulations/fedreg/2015/10/01/2015-24884.html https://regulations.justia.com/regulations/fedreg/2015/10/01/2015-24884.html Thu, 01 Oct 2015 00:00:00 -0700 2015-24884 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-01/pdf/2015-24884.pdf Notice - Self-Regulatory Organizations: Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2015/10/01/2015-24883.html https://regulations.justia.com/regulations/fedreg/2015/10/01/2015-24883.html Thu, 01 Oct 2015 00:00:00 -0700 2015-24883 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-01/pdf/2015-24883.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding to the Rules of the Exchange the Third Amended and Restated Certificate of Incorporation of NYSE Market, Inc., and the Eighth Amended and Restated Operating Agreement of New York Stock Exchange LLC https://regulations.justia.com/regulations/fedreg/2015/10/01/2015-24882.html https://regulations.justia.com/regulations/fedreg/2015/10/01/2015-24882.html Thu, 01 Oct 2015 00:00:00 -0700 2015-24882 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-01/pdf/2015-24882.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change Relating to CDS End-of-Day Price Discovery Policy https://regulations.justia.com/regulations/fedreg/2015/10/01/2015-24881.html https://regulations.justia.com/regulations/fedreg/2015/10/01/2015-24881.html Thu, 01 Oct 2015 00:00:00 -0700 2015-24881 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-01/pdf/2015-24881.pdf Proposed Rule - Request for Comment on the Effectiveness of Financial Disclosures About Entities Other Than the Registrant https://regulations.justia.com/regulations/fedreg/2015/10/01/2015-24875.html https://regulations.justia.com/regulations/fedreg/2015/10/01/2015-24875.html Thu, 01 Oct 2015 00:00:00 -0700 2015-24875 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2015-10-01/pdf/2015-24875.pdf