<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/09/28?registers=between Thu, 02 Jan 2025 23:39:39 -0800 Thu, 02 Jan 2025 23:39:39 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/09/28?registers=between Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Supplementary Material .20 to Rule 103 To Permit Member Organizations That Operate as Designated Market Maker Units on the Exchange and Also Operate DMM Units on the NYSE MKT LLC To Make an Adjustment to Excess Net Capital https://regulations.justia.com/regulations/fedreg/2015/09/28/2015-24517.html https://regulations.justia.com/regulations/fedreg/2015/09/28/2015-24517.html Mon, 28 Sep 2015 00:00:00 -0700 2015-24517 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-28/pdf/2015-24517.pdf Notice - Self-Regulatory Organizations: Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 503 https://regulations.justia.com/regulations/fedreg/2015/09/28/2015-24516.html https://regulations.justia.com/regulations/fedreg/2015/09/28/2015-24516.html Mon, 28 Sep 2015 00:00:00 -0700 2015-24516 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-28/pdf/2015-24516.pdf Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees https://regulations.justia.com/regulations/fedreg/2015/09/28/2015-24515.html https://regulations.justia.com/regulations/fedreg/2015/09/28/2015-24515.html Mon, 28 Sep 2015 00:00:00 -0700 2015-24515 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-28/pdf/2015-24515.pdf Notice - Investor Advisory Committee Meeting https://regulations.justia.com/regulations/fedreg/2015/09/28/2015-24514.html https://regulations.justia.com/regulations/fedreg/2015/09/28/2015-24514.html Mon, 28 Sep 2015 00:00:00 -0700 2015-24514 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-28/pdf/2015-24514.pdf