<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/09/18?registers=between Wed, 25 Jun 2025 12:02:24 -0700 Wed, 25 Jun 2025 12:02:24 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/09/18?registers=between Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2015/09/18/2015-23467.html https://regulations.justia.com/regulations/fedreg/2015/09/18/2015-23467.html Fri, 18 Sep 2015 00:00:00 -0700 2015-23467 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-18/pdf/2015-23467.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2015/09/18/2015-23466.html https://regulations.justia.com/regulations/fedreg/2015/09/18/2015-23466.html Fri, 18 Sep 2015 00:00:00 -0700 2015-23466 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-18/pdf/2015-23466.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2015/09/18/2015-23465.html https://regulations.justia.com/regulations/fedreg/2015/09/18/2015-23465.html Fri, 18 Sep 2015 00:00:00 -0700 2015-23465 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-18/pdf/2015-23465.pdf Notice - Order Pursuant to Sections 15F(b)(6) and 36 of the Securities Exchange Act of 1934 Extending Certain Temporary Exemptions and a Temporary and Limited Exception Related to Security-Based Swaps https://regulations.justia.com/regulations/fedreg/2015/09/18/2015-23464.html https://regulations.justia.com/regulations/fedreg/2015/09/18/2015-23464.html Fri, 18 Sep 2015 00:00:00 -0700 2015-23464 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-18/pdf/2015-23464.pdf Notice - Joint Industry Plan; Notice of Filing of the Ninth Amendment to the National Market System Plan To Address Extraordinary Market Volatility by BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Inc., Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, The Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc. https://regulations.justia.com/regulations/fedreg/2015/09/18/2015-23415.html https://regulations.justia.com/regulations/fedreg/2015/09/18/2015-23415.html Fri, 18 Sep 2015 00:00:00 -0700 2015-23415 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-18/pdf/2015-23415.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Relating to Rules 6.74A and 6.74B https://regulations.justia.com/regulations/fedreg/2015/09/18/2015-23401.html https://regulations.justia.com/regulations/fedreg/2015/09/18/2015-23401.html Fri, 18 Sep 2015 00:00:00 -0700 2015-23401 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-18/pdf/2015-23401.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Principles-Based Approach To Prohibit the Misuse of Material Nonpublic Information by Market Makers https://regulations.justia.com/regulations/fedreg/2015/09/18/2015-23400.html https://regulations.justia.com/regulations/fedreg/2015/09/18/2015-23400.html Fri, 18 Sep 2015 00:00:00 -0700 2015-23400 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-18/pdf/2015-23400.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/09/18/2015-23399.html https://regulations.justia.com/regulations/fedreg/2015/09/18/2015-23399.html Fri, 18 Sep 2015 00:00:00 -0700 2015-23399 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-18/pdf/2015-23399.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees https://regulations.justia.com/regulations/fedreg/2015/09/18/2015-23398.html https://regulations.justia.com/regulations/fedreg/2015/09/18/2015-23398.html Fri, 18 Sep 2015 00:00:00 -0700 2015-23398 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-18/pdf/2015-23398.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees https://regulations.justia.com/regulations/fedreg/2015/09/18/2015-23397.html https://regulations.justia.com/regulations/fedreg/2015/09/18/2015-23397.html Fri, 18 Sep 2015 00:00:00 -0700 2015-23397 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-18/pdf/2015-23397.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Transaction Fees at Chapter XV, Section 2 Entitled “NASDAQ Options Market-Fees and Rebates” https://regulations.justia.com/regulations/fedreg/2015/09/18/2015-23396.html https://regulations.justia.com/regulations/fedreg/2015/09/18/2015-23396.html Fri, 18 Sep 2015 00:00:00 -0700 2015-23396 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-18/pdf/2015-23396.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To List Two Additional Products During Extended Trading Hours https://regulations.justia.com/regulations/fedreg/2015/09/18/2015-23395.html https://regulations.justia.com/regulations/fedreg/2015/09/18/2015-23395.html Fri, 18 Sep 2015 00:00:00 -0700 2015-23395 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-18/pdf/2015-23395.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2015/09/18/2015-23394.html https://regulations.justia.com/regulations/fedreg/2015/09/18/2015-23394.html Fri, 18 Sep 2015 00:00:00 -0700 2015-23394 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-18/pdf/2015-23394.pdf