<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/09/17?registers=between Sun, 22 Dec 2024 09:57:54 -0800 Sun, 22 Dec 2024 09:57:54 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/09/17?registers=between Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 7018 https://regulations.justia.com/regulations/fedreg/2015/09/17/2015-23289.html https://regulations.justia.com/regulations/fedreg/2015/09/17/2015-23289.html Thu, 17 Sep 2015 00:00:00 -0700 2015-23289 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-17/pdf/2015-23289.pdf Notice - Pomona Investment Fund, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/09/17/2015-23288.html https://regulations.justia.com/regulations/fedreg/2015/09/17/2015-23288.html Thu, 17 Sep 2015 00:00:00 -0700 2015-23288 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-17/pdf/2015-23288.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2015/09/17/2015-23287.html https://regulations.justia.com/regulations/fedreg/2015/09/17/2015-23287.html Thu, 17 Sep 2015 00:00:00 -0700 2015-23287 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-17/pdf/2015-23287.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees To Adopt a Tape B Volume Tier https://regulations.justia.com/regulations/fedreg/2015/09/17/2015-23286.html https://regulations.justia.com/regulations/fedreg/2015/09/17/2015-23286.html Thu, 17 Sep 2015 00:00:00 -0700 2015-23286 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-17/pdf/2015-23286.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the Following Under NYSE Arca Equities Rule 8.600: First Trust Heitman Global Prime Real Estate ETF https://regulations.justia.com/regulations/fedreg/2015/09/17/2015-23285.html https://regulations.justia.com/regulations/fedreg/2015/09/17/2015-23285.html Thu, 17 Sep 2015 00:00:00 -0700 2015-23285 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-17/pdf/2015-23285.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Advance Notice To Enhance NSCC's Margining Methodology as Applied to Family-Issued Securities of Certain NSCC Members https://regulations.justia.com/regulations/fedreg/2015/09/17/2015-23283.html https://regulations.justia.com/regulations/fedreg/2015/09/17/2015-23283.html Thu, 17 Sep 2015 00:00:00 -0700 2015-23283 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-17/pdf/2015-23283.pdf