Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/07?limit=200®isters=between&min-day=1&max-day=31&mode=atom2024-05-05T20:35:45-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2015/07/14/2015-17293.htmlNotice - Sunshine Act Meeting2015-07-14T00:00:00-07:002015-07-14T00:00:00-07:002015-17293Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-14/pdf/2015-17293.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/14/2015-17290.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change Relating to Trading Permit Holder Qualifications2015-07-14T00:00:00-07:002015-07-14T00:00:00-07:002015-17290Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-14/pdf/2015-17290.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/14/2015-17181.htmlNotice - Submission for OMB Review; Comment Request2015-07-14T00:00:00-07:002015-07-14T00:00:00-07:002015-17181Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-14/pdf/2015-17181.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/14/2015-17180.htmlNotice - Public Availability of the Securities and Exchange Commission's FY 2014 Service Contract Inventory2015-07-14T00:00:00-07:002015-07-14T00:00:00-07:002015-17180Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-14/pdf/2015-17180.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/14/2015-17176.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 995NY by Deleting the Prohibition on ATP Holders From Entering Customer Limit Orders To Buy and Sell the Same Option Series, for the Account or Accounts of the Same or Related Beneficial Owner2015-07-14T00:00:00-07:002015-07-14T00:00:00-07:002015-17176Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-14/pdf/2015-17176.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/14/2015-17175.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Market Data Section of Its Fee Schedule2015-07-14T00:00:00-07:002015-07-14T00:00:00-07:002015-17175Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-14/pdf/2015-17175.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/14/2015-17174.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Withdrawal of Proposed Rule Change to Provide for the Clearance of an Additional Standard Emerging Market Sovereign Single Name2015-07-14T00:00:00-07:002015-07-14T00:00:00-07:002015-17174Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-14/pdf/2015-17174.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/14/2015-17173.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Market Data Section of Its Fee Schedule2015-07-14T00:00:00-07:002015-07-14T00:00:00-07:002015-17173Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-14/pdf/2015-17173.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/14/2015-17172.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Establish the Securities Trader and Securities Trader Principal Registration Categories2015-07-14T00:00:00-07:002015-07-14T00:00:00-07:002015-17172Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-14/pdf/2015-17172.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/14/2015-17171.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGX Exchange, Inc.2015-07-14T00:00:00-07:002015-07-14T00:00:00-07:002015-17171Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-14/pdf/2015-17171.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/14/2015-17170.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. Relating to the Volume-Based and Multi-Trigger Threshold2015-07-14T00:00:00-07:002015-07-14T00:00:00-07:002015-17170Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-14/pdf/2015-17170.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/14/2015-17169.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Volume-Based and Multi-Trigger Thresholds2015-07-14T00:00:00-07:002015-07-14T00:00:00-07:002015-17169Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-14/pdf/2015-17169.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/14/2015-17168.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGA Exchange, Inc.2015-07-14T00:00:00-07:002015-07-14T00:00:00-07:002015-17168Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-14/pdf/2015-17168.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/14/2015-17167.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Designated Liquidity Provider Program Under Rule 7018(i)2015-07-14T00:00:00-07:002015-07-14T00:00:00-07:002015-17167Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-14/pdf/2015-17167.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/14/2015-16613.htmlProposed Rule - Listing Standards for Recovery of Erroneously Awarded Compensation2015-07-14T00:00:00-07:002015-07-14T00:00:00-07:002015-16613Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-14/pdf/2015-16613.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/13/2015-16981.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend a Pilot Program that Eliminates Position and Exercise Limits for Physically-Settled SPDR S&P 500 ETF Trust (“SPY”) Options2015-07-13T00:00:00-07:002015-07-13T00:00:00-07:002015-16981Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-13/pdf/2015-16981.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/13/2015-16980.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay Implementation of Tied to Stock Marking Requirement for Certain Orders2015-07-13T00:00:00-07:002015-07-13T00:00:00-07:002015-16980Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-13/pdf/2015-16980.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/13/2015-16979.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Withdrawal of Proposed Rule Change Regarding the Acknowledgment of End-of-Day Net-Net Settlement Balances by Settling Banks2015-07-13T00:00:00-07:002015-07-13T00:00:00-07:002015-16979Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-13/pdf/2015-16979.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/13/2015-16978.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change to Amend FINRA Rule 2210 (Communications with the Public)2015-07-13T00:00:00-07:002015-07-13T00:00:00-07:002015-16978Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-13/pdf/2015-16978.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/13/2015-16977.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to Listing and Trading Under NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 of Shares of the Vanguard Tax-Exempt Bond Index Fund2015-07-13T00:00:00-07:002015-07-13T00:00:00-07:002015-16977Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-13/pdf/2015-16977.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/13/2015-16976.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Definition of Designated Retail Order in Nasdaq Rule 70182015-07-13T00:00:00-07:002015-07-13T00:00:00-07:002015-16976Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-13/pdf/2015-16976.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/13/2015-16975.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Rule Change to Implement the Governance Provisions of an Equity Rights Program2015-07-13T00:00:00-07:002015-07-13T00:00:00-07:002015-16975Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-13/pdf/2015-16975.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/13/2015-16974.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 6.49A2015-07-13T00:00:00-07:002015-07-13T00:00:00-07:002015-16974Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-13/pdf/2015-16974.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/13/2015-16973.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Volume-Based and Multi-Trigger Threshold2015-07-13T00:00:00-07:002015-07-13T00:00:00-07:002015-16973Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-13/pdf/2015-16973.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/10/2015-17015.htmlNotice - In the Matter of International Hi-Tech Industries Inc., Mark One Global Industries, Inc., Nortel Networks Corporation, and Silverado Gold Mines Ltd.; Order of Suspension of Trading2015-07-10T00:00:00-07:002015-07-10T00:00:00-07:002015-17015Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-10/pdf/2015-17015.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/10/2015-17014.htmlNotice - In the Matter of Arrin Corporation, Gundaker/Jordan American Holdings (a/k/a Jordan American Holdings, Inc.), Liberty Petroleum Corporation, Mikojo Incorporated, Royal Invest International Corp., and San Joaquin Bancorp; Order of Suspension of Trading2015-07-10T00:00:00-07:002015-07-10T00:00:00-07:002015-17014Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-10/pdf/2015-17014.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/10/2015-16982.htmlNotice - Sunshine Act Meeting2015-07-10T00:00:00-07:002015-07-10T00:00:00-07:002015-16982Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-10/pdf/2015-16982.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/10/2015-16862.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Correct an Inaccurate Rule Reference2015-07-10T00:00:00-07:002015-07-10T00:00:00-07:002015-16862Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-10/pdf/2015-16862.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/10/2015-16861.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fees Assessed Under Rules 7015(b) and (g)2015-07-10T00:00:00-07:002015-07-10T00:00:00-07:002015-16861Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-10/pdf/2015-16861.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/10/2015-16860.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 4553 and Fees for Access to Alternative Trading System Volume Information Published on FINRA's Web Site2015-07-10T00:00:00-07:002015-07-10T00:00:00-07:002015-16860Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-10/pdf/2015-16860.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/10/2015-16859.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 7650A Relating to Submission of Billing Disputes by FINRA/Nasdaq Trade Reporting Facility Participants2015-07-10T00:00:00-07:002015-07-10T00:00:00-07:002015-16859Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-10/pdf/2015-16859.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/10/2015-16858.htmlNotice - Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange LLC To Amend Exchange Rule 612 Regarding Enhanced Aggregate Risk Manager Protections for Exchange Market Makers2015-07-10T00:00:00-07:002015-07-10T00:00:00-07:002015-16858Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-10/pdf/2015-16858.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/10/2015-16857.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.1(d)(9), (h) and (i) To Modify the Operation of BATS Post Only Orders on the Exchange's Options Platform2015-07-10T00:00:00-07:002015-07-10T00:00:00-07:002015-16857Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-10/pdf/2015-16857.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/10/2015-16856.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Rule 6.53C and Complex Orders on the Hybrid System2015-07-10T00:00:00-07:002015-07-10T00:00:00-07:002015-16856Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-10/pdf/2015-16856.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/10/2015-16837.htmlNotice - Consolidated Tape Association; Notice of Filing of the Twenty Third Substantive Amendment to the Second Restatement of the CTA Plan2015-07-10T00:00:00-07:002015-07-10T00:00:00-07:002015-16837Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-10/pdf/2015-16837.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/08/2015-16653.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC Options Facility2015-07-08T00:00:00-07:002015-07-08T00:00:00-07:002015-16653Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-08/pdf/2015-16653.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/08/2015-16652.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to the Listing and Trading of the Shares of the PowerShares DB Optimum Yield Diversified Commodity Strategy Portfolio, PowerShares Agriculture Commodity Strategy Portfolio, PowerShares Precious Metals Commodity Strategy Portfolio, PowerShares Energy Commodity Strategy Portfolio, PowerShares Base Metals Commodity Strategy Portfolio and PowerShares Bloomberg Commodity Strategy Portfolio, Each a Series of PowerShares Actively Managed Exchange-Traded Commodity Fund Trust2015-07-08T00:00:00-07:002015-07-08T00:00:00-07:002015-16652Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-08/pdf/2015-16652.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/08/2015-16651.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Implement CHX SNAPSM2015-07-08T00:00:00-07:002015-07-08T00:00:00-07:002015-16651Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-08/pdf/2015-16651.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/08/2015-16639.htmlProposed Rule - Possible Revisions To Audit Committee Disclosures2015-07-08T00:00:00-07:002015-07-08T00:00:00-07:002015-16639Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-08/pdf/2015-16639.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/07/2015-16725.htmlNotice - Sunshine Act Meeting2015-07-07T00:00:00-07:002015-07-07T00:00:00-07:002015-16725Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-07/pdf/2015-16725.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/07/2015-16555.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 7650A Relating to Debit Process for the Collection of FINRA/Nasdaq Trade Reporting Facility Fees2015-07-07T00:00:00-07:002015-07-07T00:00:00-07:002015-16555Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-07/pdf/2015-16555.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/07/2015-16546.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Penny Pilot Program2015-07-07T00:00:00-07:002015-07-07T00:00:00-07:002015-16546Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-07/pdf/2015-16546.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/07/2015-16545.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2015-07-07T00:00:00-07:002015-07-07T00:00:00-07:002015-16545Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-07/pdf/2015-16545.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/07/2015-16544.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2015-07-07T00:00:00-07:002015-07-07T00:00:00-07:002015-16544Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-07/pdf/2015-16544.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/07/2015-16543.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rule Series 9100, 9200, 9300, 9550, and 9800 Regarding Temporary and Permanent Cease and Desist Orders2015-07-07T00:00:00-07:002015-07-07T00:00:00-07:002015-16543Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-07/pdf/2015-16543.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/06/2015-16417.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Delivery Procedures2015-07-06T00:00:00-07:002015-07-06T00:00:00-07:002015-16417Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-06/pdf/2015-16417.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/06/2015-16416.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program and Replacement of Penny Pilot Issues That Have Been Delisted2015-07-06T00:00:00-07:002015-07-06T00:00:00-07:002015-16416Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-06/pdf/2015-16416.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/06/2015-16415.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.9 of BATS Y-Exchange, Inc., To Modify its Price Adjust Functionality2015-07-06T00:00:00-07:002015-07-06T00:00:00-07:002015-16415Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-06/pdf/2015-16415.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/06/2015-16414.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.9 of BATS Exchange, Inc., To Modify its Price Adjust Functionality2015-07-06T00:00:00-07:002015-07-06T00:00:00-07:002015-16414Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-06/pdf/2015-16414.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/06/2015-16413.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change Amending Rule 6.35 to Modify the Appointment Process Utilized by the Exchange2015-07-06T00:00:00-07:002015-07-06T00:00:00-07:002015-16413Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-06/pdf/2015-16413.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/06/2015-16412.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Order Approving Proposed Rule Change Amending Rule 923NY to Modify the Appointment Process Utilized by the Exchange2015-07-06T00:00:00-07:002015-07-06T00:00:00-07:002015-16412Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-06/pdf/2015-16412.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/06/2015-16411.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule2015-07-06T00:00:00-07:002015-07-06T00:00:00-07:002015-16411Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-06/pdf/2015-16411.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/06/2015-16410.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Finance Procedures To Add Clearstream Banking as a Triparty Collateral Service Provider2015-07-06T00:00:00-07:002015-07-06T00:00:00-07:002015-16410Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-06/pdf/2015-16410.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/06/2015-16409.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402015-07-06T00:00:00-07:002015-07-06T00:00:00-07:002015-16409Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-06/pdf/2015-16409.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/06/2015-16408.htmlNotice - Submission for OMB Review; Comment Request2015-07-06T00:00:00-07:002015-07-06T00:00:00-07:002015-16408Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-06/pdf/2015-16408.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/02/C1-2015-12778.htmlProposed Rule - Amendments to Form ADV and Investment Advisers Act Rules2015-07-02T00:00:00-07:002015-07-02T00:00:00-07:00C1-2015-12778Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-02/pdf/C1-2015-12778.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/02/2015-16407.htmlNotice - Proposed Collection; Comment Request2015-07-02T00:00:00-07:002015-07-02T00:00:00-07:002015-16407Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-02/pdf/2015-16407.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/02/2015-16274.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Recent Changes to Rules 4751(h) and 4754(b)2015-07-02T00:00:00-07:002015-07-02T00:00:00-07:002015-16274Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-02/pdf/2015-16274.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/02/2015-16273.htmlNotice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program2015-07-02T00:00:00-07:002015-07-02T00:00:00-07:002015-16273Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-02/pdf/2015-16273.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/02/2015-16272.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule2015-07-02T00:00:00-07:002015-07-02T00:00:00-07:002015-16272Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-02/pdf/2015-16272.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/02/2015-16271.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.2015-07-02T00:00:00-07:002015-07-02T00:00:00-07:002015-16271Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-02/pdf/2015-16271.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/02/2015-16270.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program2015-07-02T00:00:00-07:002015-07-02T00:00:00-07:002015-16270Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-02/pdf/2015-16270.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/02/2015-16269.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of the Cambria Sovereign High Yield Bond ETF and the Cambria Value and Momentum ETF Under NYSE Arca Equities Rule 8.6002015-07-02T00:00:00-07:002015-07-02T00:00:00-07:002015-16269Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-02/pdf/2015-16269.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/01/2015-16108.htmlNotice - Advisory Committee on Small and Emerging Companies2015-07-01T00:00:00-07:002015-07-01T00:00:00-07:002015-16108Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-01/pdf/2015-16108.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/01/2015-16091.htmlNotice - Cash Trust Series, Inc., et al.; Notice of Application2015-07-01T00:00:00-07:002015-07-01T00:00:00-07:002015-16091Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-01/pdf/2015-16091.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/01/2015-16090.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Front-End Order Entry and Management Tools in Connection With Purchase of Livevol Assets2015-07-01T00:00:00-07:002015-07-01T00:00:00-07:002015-16090Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-01/pdf/2015-16090.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/01/2015-16089.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Members' Schedule as Defined in the Amended and Restated Limited Liability Company Agreement of NYSE Amex Options LLC Dated as of May 14, 2014 in Order to Reflect Changes to the Capital Structure of the Company2015-07-01T00:00:00-07:002015-07-01T00:00:00-07:002015-16089Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-01/pdf/2015-16089.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/01/2015-16088.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Disapproving a Proposed Rule Change, as Modified by Amendment No. 2, To Adopt New Exchange Rule 1081, Solicitation Mechanism, To Introduce a New Electronic Solicitation Mechanism2015-07-01T00:00:00-07:002015-07-01T00:00:00-07:002015-16088Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-01/pdf/2015-16088.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/01/2015-16087.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change Relating to Floor Broker Due Diligence2015-07-01T00:00:00-07:002015-07-01T00:00:00-07:002015-16087Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-01/pdf/2015-16087.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/01/2015-16086.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Establish Rules Governing the Trading of Options on the EDGX Options Exchange2015-07-01T00:00:00-07:002015-07-01T00:00:00-07:002015-16086Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-01/pdf/2015-16086.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/01/2015-16085.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.3.062015-07-01T00:00:00-07:002015-07-01T00:00:00-07:002015-16085Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-01/pdf/2015-16085.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/01/2015-16084.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7260 To Extend, Through June 30, 2016, the Pilot Program That Permits Certain Classes To Be Quoted in Penny Increments2015-07-01T00:00:00-07:002015-07-01T00:00:00-07:002015-16084Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-01/pdf/2015-16084.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/01/2015-16083.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Amend and Restate Certain Rules That Govern the NASDAQ OMX BX Equities Market2015-07-01T00:00:00-07:002015-07-01T00:00:00-07:002015-16083Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-01/pdf/2015-16083.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/01/2015-16048.htmlRule - Political Contributions by Certain Investment Advisers: Ban on Third-Party Solicitation; Notice of Compliance Date2015-07-01T00:00:00-07:002015-07-01T00:00:00-07:002015-16048Rulehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-01/pdf/2015-16048.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/01/2015-16045.htmlRule - Amendments for Small and Additional Issues Exemptions Under the Securities Act (Regulation A); Correction2015-07-01T00:00:00-07:002015-07-01T00:00:00-07:002015-16045Rulehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-01/pdf/2015-16045.pdfhttps://regulations.justia.com/regulations/fedreg/2015/07/01/2015-15506.htmlRule - Commission Guidance Regarding the Definition of the Terms “Spouse” and “Marriage” Following the Supreme Court's Decision in United States v. Windsor2015-07-01T00:00:00-07:002015-07-01T00:00:00-07:002015-15506Rulehttp://www.gpo.gov/fdsys/pkg/FR-2015-07-01/pdf/2015-15506.pdf