<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/07/14?registers=between Sat, 12 Jul 2025 05:51:01 -0700 Sat, 12 Jul 2025 05:51:01 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/07/14?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2015/07/14/2015-17293.html https://regulations.justia.com/regulations/fedreg/2015/07/14/2015-17293.html Tue, 14 Jul 2015 00:00:00 -0700 2015-17293 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-14/pdf/2015-17293.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change Relating to Trading Permit Holder Qualifications https://regulations.justia.com/regulations/fedreg/2015/07/14/2015-17290.html https://regulations.justia.com/regulations/fedreg/2015/07/14/2015-17290.html Tue, 14 Jul 2015 00:00:00 -0700 2015-17290 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-14/pdf/2015-17290.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2015/07/14/2015-17181.html https://regulations.justia.com/regulations/fedreg/2015/07/14/2015-17181.html Tue, 14 Jul 2015 00:00:00 -0700 2015-17181 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-14/pdf/2015-17181.pdf Notice - Public Availability of the Securities and Exchange Commission's FY 2014 Service Contract Inventory https://regulations.justia.com/regulations/fedreg/2015/07/14/2015-17180.html https://regulations.justia.com/regulations/fedreg/2015/07/14/2015-17180.html Tue, 14 Jul 2015 00:00:00 -0700 2015-17180 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-14/pdf/2015-17180.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 995NY by Deleting the Prohibition on ATP Holders From Entering Customer Limit Orders To Buy and Sell the Same Option Series, for the Account or Accounts of the Same or Related Beneficial Owner https://regulations.justia.com/regulations/fedreg/2015/07/14/2015-17176.html https://regulations.justia.com/regulations/fedreg/2015/07/14/2015-17176.html Tue, 14 Jul 2015 00:00:00 -0700 2015-17176 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-14/pdf/2015-17176.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Market Data Section of Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2015/07/14/2015-17175.html https://regulations.justia.com/regulations/fedreg/2015/07/14/2015-17175.html Tue, 14 Jul 2015 00:00:00 -0700 2015-17175 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-14/pdf/2015-17175.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Withdrawal of Proposed Rule Change to Provide for the Clearance of an Additional Standard Emerging Market Sovereign Single Name https://regulations.justia.com/regulations/fedreg/2015/07/14/2015-17174.html https://regulations.justia.com/regulations/fedreg/2015/07/14/2015-17174.html Tue, 14 Jul 2015 00:00:00 -0700 2015-17174 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-14/pdf/2015-17174.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Market Data Section of Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2015/07/14/2015-17173.html https://regulations.justia.com/regulations/fedreg/2015/07/14/2015-17173.html Tue, 14 Jul 2015 00:00:00 -0700 2015-17173 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-14/pdf/2015-17173.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Establish the Securities Trader and Securities Trader Principal Registration Categories https://regulations.justia.com/regulations/fedreg/2015/07/14/2015-17172.html https://regulations.justia.com/regulations/fedreg/2015/07/14/2015-17172.html Tue, 14 Jul 2015 00:00:00 -0700 2015-17172 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-14/pdf/2015-17172.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGX Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/07/14/2015-17171.html https://regulations.justia.com/regulations/fedreg/2015/07/14/2015-17171.html Tue, 14 Jul 2015 00:00:00 -0700 2015-17171 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-14/pdf/2015-17171.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. Relating to the Volume-Based and Multi-Trigger Threshold https://regulations.justia.com/regulations/fedreg/2015/07/14/2015-17170.html https://regulations.justia.com/regulations/fedreg/2015/07/14/2015-17170.html Tue, 14 Jul 2015 00:00:00 -0700 2015-17170 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-14/pdf/2015-17170.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Volume-Based and Multi-Trigger Thresholds https://regulations.justia.com/regulations/fedreg/2015/07/14/2015-17169.html https://regulations.justia.com/regulations/fedreg/2015/07/14/2015-17169.html Tue, 14 Jul 2015 00:00:00 -0700 2015-17169 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-14/pdf/2015-17169.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGA Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/07/14/2015-17168.html https://regulations.justia.com/regulations/fedreg/2015/07/14/2015-17168.html Tue, 14 Jul 2015 00:00:00 -0700 2015-17168 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-14/pdf/2015-17168.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Designated Liquidity Provider Program Under Rule 7018(i) https://regulations.justia.com/regulations/fedreg/2015/07/14/2015-17167.html https://regulations.justia.com/regulations/fedreg/2015/07/14/2015-17167.html Tue, 14 Jul 2015 00:00:00 -0700 2015-17167 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-14/pdf/2015-17167.pdf Proposed Rule - Listing Standards for Recovery of Erroneously Awarded Compensation https://regulations.justia.com/regulations/fedreg/2015/07/14/2015-16613.html https://regulations.justia.com/regulations/fedreg/2015/07/14/2015-16613.html Tue, 14 Jul 2015 00:00:00 -0700 2015-16613 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2015-07-14/pdf/2015-16613.pdf