<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/07/13?registers=between Tue, 15 Jul 2025 12:54:28 -0700 Tue, 15 Jul 2025 12:54:28 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/07/13?registers=between Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend a Pilot Program that Eliminates Position and Exercise Limits for Physically-Settled SPDR S&P 500 ETF Trust (“SPY”) Options https://regulations.justia.com/regulations/fedreg/2015/07/13/2015-16981.html https://regulations.justia.com/regulations/fedreg/2015/07/13/2015-16981.html Mon, 13 Jul 2015 00:00:00 -0700 2015-16981 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-13/pdf/2015-16981.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay Implementation of Tied to Stock Marking Requirement for Certain Orders https://regulations.justia.com/regulations/fedreg/2015/07/13/2015-16980.html https://regulations.justia.com/regulations/fedreg/2015/07/13/2015-16980.html Mon, 13 Jul 2015 00:00:00 -0700 2015-16980 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-13/pdf/2015-16980.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Withdrawal of Proposed Rule Change Regarding the Acknowledgment of End-of-Day Net-Net Settlement Balances by Settling Banks https://regulations.justia.com/regulations/fedreg/2015/07/13/2015-16979.html https://regulations.justia.com/regulations/fedreg/2015/07/13/2015-16979.html Mon, 13 Jul 2015 00:00:00 -0700 2015-16979 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-13/pdf/2015-16979.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change to Amend FINRA Rule 2210 (Communications with the Public) https://regulations.justia.com/regulations/fedreg/2015/07/13/2015-16978.html https://regulations.justia.com/regulations/fedreg/2015/07/13/2015-16978.html Mon, 13 Jul 2015 00:00:00 -0700 2015-16978 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-13/pdf/2015-16978.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to Listing and Trading Under NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 of Shares of the Vanguard Tax-Exempt Bond Index Fund https://regulations.justia.com/regulations/fedreg/2015/07/13/2015-16977.html https://regulations.justia.com/regulations/fedreg/2015/07/13/2015-16977.html Mon, 13 Jul 2015 00:00:00 -0700 2015-16977 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-13/pdf/2015-16977.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Definition of Designated Retail Order in Nasdaq Rule 7018 https://regulations.justia.com/regulations/fedreg/2015/07/13/2015-16976.html https://regulations.justia.com/regulations/fedreg/2015/07/13/2015-16976.html Mon, 13 Jul 2015 00:00:00 -0700 2015-16976 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-13/pdf/2015-16976.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Rule Change to Implement the Governance Provisions of an Equity Rights Program https://regulations.justia.com/regulations/fedreg/2015/07/13/2015-16975.html https://regulations.justia.com/regulations/fedreg/2015/07/13/2015-16975.html Mon, 13 Jul 2015 00:00:00 -0700 2015-16975 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-13/pdf/2015-16975.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 6.49A https://regulations.justia.com/regulations/fedreg/2015/07/13/2015-16974.html https://regulations.justia.com/regulations/fedreg/2015/07/13/2015-16974.html Mon, 13 Jul 2015 00:00:00 -0700 2015-16974 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-13/pdf/2015-16974.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Volume-Based and Multi-Trigger Threshold https://regulations.justia.com/regulations/fedreg/2015/07/13/2015-16973.html https://regulations.justia.com/regulations/fedreg/2015/07/13/2015-16973.html Mon, 13 Jul 2015 00:00:00 -0700 2015-16973 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-13/pdf/2015-16973.pdf