<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/07/02?registers=between Mon, 23 Jun 2025 11:45:20 -0700 Mon, 23 Jun 2025 11:45:20 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/07/02?registers=between Proposed Rule - Amendments to Form ADV and Investment Advisers Act Rules https://regulations.justia.com/regulations/fedreg/2015/07/02/C1-2015-12778.html https://regulations.justia.com/regulations/fedreg/2015/07/02/C1-2015-12778.html Thu, 02 Jul 2015 00:00:00 -0700 C1-2015-12778 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2015-07-02/pdf/C1-2015-12778.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2015/07/02/2015-16407.html https://regulations.justia.com/regulations/fedreg/2015/07/02/2015-16407.html Thu, 02 Jul 2015 00:00:00 -0700 2015-16407 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-02/pdf/2015-16407.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Recent Changes to Rules 4751(h) and 4754(b) https://regulations.justia.com/regulations/fedreg/2015/07/02/2015-16274.html https://regulations.justia.com/regulations/fedreg/2015/07/02/2015-16274.html Thu, 02 Jul 2015 00:00:00 -0700 2015-16274 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-02/pdf/2015-16274.pdf Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2015/07/02/2015-16273.html https://regulations.justia.com/regulations/fedreg/2015/07/02/2015-16273.html Thu, 02 Jul 2015 00:00:00 -0700 2015-16273 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-02/pdf/2015-16273.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2015/07/02/2015-16272.html https://regulations.justia.com/regulations/fedreg/2015/07/02/2015-16272.html Thu, 02 Jul 2015 00:00:00 -0700 2015-16272 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-02/pdf/2015-16272.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/07/02/2015-16271.html https://regulations.justia.com/regulations/fedreg/2015/07/02/2015-16271.html Thu, 02 Jul 2015 00:00:00 -0700 2015-16271 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-02/pdf/2015-16271.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2015/07/02/2015-16270.html https://regulations.justia.com/regulations/fedreg/2015/07/02/2015-16270.html Thu, 02 Jul 2015 00:00:00 -0700 2015-16270 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-02/pdf/2015-16270.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of the Cambria Sovereign High Yield Bond ETF and the Cambria Value and Momentum ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2015/07/02/2015-16269.html https://regulations.justia.com/regulations/fedreg/2015/07/02/2015-16269.html Thu, 02 Jul 2015 00:00:00 -0700 2015-16269 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-02/pdf/2015-16269.pdf