<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/07/01?registers=between Sun, 22 Dec 2024 06:26:16 -0800 Sun, 22 Dec 2024 06:26:16 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/07/01?registers=between Notice - Advisory Committee on Small and Emerging Companies https://regulations.justia.com/regulations/fedreg/2015/07/01/2015-16108.html https://regulations.justia.com/regulations/fedreg/2015/07/01/2015-16108.html Wed, 01 Jul 2015 00:00:00 -0700 2015-16108 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-01/pdf/2015-16108.pdf Notice - Cash Trust Series, Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/07/01/2015-16091.html https://regulations.justia.com/regulations/fedreg/2015/07/01/2015-16091.html Wed, 01 Jul 2015 00:00:00 -0700 2015-16091 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-01/pdf/2015-16091.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Front-End Order Entry and Management Tools in Connection With Purchase of Livevol Assets https://regulations.justia.com/regulations/fedreg/2015/07/01/2015-16090.html https://regulations.justia.com/regulations/fedreg/2015/07/01/2015-16090.html Wed, 01 Jul 2015 00:00:00 -0700 2015-16090 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-01/pdf/2015-16090.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Members' Schedule as Defined in the Amended and Restated Limited Liability Company Agreement of NYSE Amex Options LLC Dated as of May 14, 2014 in Order to Reflect Changes to the Capital Structure of the Company https://regulations.justia.com/regulations/fedreg/2015/07/01/2015-16089.html https://regulations.justia.com/regulations/fedreg/2015/07/01/2015-16089.html Wed, 01 Jul 2015 00:00:00 -0700 2015-16089 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-01/pdf/2015-16089.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Disapproving a Proposed Rule Change, as Modified by Amendment No. 2, To Adopt New Exchange Rule 1081, Solicitation Mechanism, To Introduce a New Electronic Solicitation Mechanism https://regulations.justia.com/regulations/fedreg/2015/07/01/2015-16088.html https://regulations.justia.com/regulations/fedreg/2015/07/01/2015-16088.html Wed, 01 Jul 2015 00:00:00 -0700 2015-16088 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-01/pdf/2015-16088.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change Relating to Floor Broker Due Diligence https://regulations.justia.com/regulations/fedreg/2015/07/01/2015-16087.html https://regulations.justia.com/regulations/fedreg/2015/07/01/2015-16087.html Wed, 01 Jul 2015 00:00:00 -0700 2015-16087 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-01/pdf/2015-16087.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Establish Rules Governing the Trading of Options on the EDGX Options Exchange https://regulations.justia.com/regulations/fedreg/2015/07/01/2015-16086.html https://regulations.justia.com/regulations/fedreg/2015/07/01/2015-16086.html Wed, 01 Jul 2015 00:00:00 -0700 2015-16086 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-01/pdf/2015-16086.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.3.06 https://regulations.justia.com/regulations/fedreg/2015/07/01/2015-16085.html https://regulations.justia.com/regulations/fedreg/2015/07/01/2015-16085.html Wed, 01 Jul 2015 00:00:00 -0700 2015-16085 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-01/pdf/2015-16085.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7260 To Extend, Through June 30, 2016, the Pilot Program That Permits Certain Classes To Be Quoted in Penny Increments https://regulations.justia.com/regulations/fedreg/2015/07/01/2015-16084.html https://regulations.justia.com/regulations/fedreg/2015/07/01/2015-16084.html Wed, 01 Jul 2015 00:00:00 -0700 2015-16084 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-01/pdf/2015-16084.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Amend and Restate Certain Rules That Govern the NASDAQ OMX BX Equities Market https://regulations.justia.com/regulations/fedreg/2015/07/01/2015-16083.html https://regulations.justia.com/regulations/fedreg/2015/07/01/2015-16083.html Wed, 01 Jul 2015 00:00:00 -0700 2015-16083 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-01/pdf/2015-16083.pdf Rule - Political Contributions by Certain Investment Advisers: Ban on Third-Party Solicitation; Notice of Compliance Date https://regulations.justia.com/regulations/fedreg/2015/07/01/2015-16048.html https://regulations.justia.com/regulations/fedreg/2015/07/01/2015-16048.html Wed, 01 Jul 2015 00:00:00 -0700 2015-16048 Rule http://www.gpo.gov/fdsys/pkg/FR-2015-07-01/pdf/2015-16048.pdf Rule - Amendments for Small and Additional Issues Exemptions Under the Securities Act (Regulation A); Correction https://regulations.justia.com/regulations/fedreg/2015/07/01/2015-16045.html https://regulations.justia.com/regulations/fedreg/2015/07/01/2015-16045.html Wed, 01 Jul 2015 00:00:00 -0700 2015-16045 Rule http://www.gpo.gov/fdsys/pkg/FR-2015-07-01/pdf/2015-16045.pdf Rule - Commission Guidance Regarding the Definition of the Terms “Spouse” and “Marriage” Following the Supreme Court's Decision in United States v. Windsor https://regulations.justia.com/regulations/fedreg/2015/07/01/2015-15506.html https://regulations.justia.com/regulations/fedreg/2015/07/01/2015-15506.html Wed, 01 Jul 2015 00:00:00 -0700 2015-15506 Rule http://www.gpo.gov/fdsys/pkg/FR-2015-07-01/pdf/2015-15506.pdf