Securities and Exchange Commission June 2015 – Federal Register Recent Federal Regulation Documents

In the Matter of Vantone International Group, Inc.; Order of Suspension of Trading
Document Number: 2015-16146
Type: Notice
Date: 2015-06-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 2015-16095
Type: Notice
Date: 2015-06-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 2015-16094
Type: Notice
Date: 2015-06-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Context Capital Advisers, LLC, et al.; Notice of Application
Document Number: 2015-15975
Type: Notice
Date: 2015-06-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicants request an order to permit open-end management investment companies relying on rule 12d1-2 under the Act to invest in certain financial instruments.
Adoption of Updated EDGAR Filer Manual
Document Number: 2015-15825
Type: Rule
Date: 2015-06-29
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (the Commission) is adopting revisions to the Electronic Data Gathering, Analysis, and Retrieval System (EDGAR) Filer Manual and related rules to reflect updates to the EDGAR system. The updates are being made primarily to add new submission form types N-CR and N-CR/A for Current Report of Money Market Fund Material Events; update submission form types ABS-15G and ABS-15G/A for Asset-backed securities reporting based on Rule 15Ga- 2; no longer display OMB expiration date on submission form types 13F and 13H; no longer provide support for the 2013 US GAAP financial reporting and 2013 EXCH taxonomies; documentation only corrections to Chapter 3, ``Index to Forms,'' of the ``EDGAR Filer Manual, Volume II: EDGAR Filing,'' which include adding submission types 8-K12B and 8- K12B/A to Table 3-3, ``Securities Exchange ActRegistration and Report Submission Types Accepted by EDGAR''; and documentation only changes to ``EDGAR Filer Manual, Volume II: EDGAR Filing'' for Section 508 compliance. The EDGAR system is scheduled to be upgraded to support this functionality on June 15, 2015.
Submission for OMB Review; Comment Request
Document Number: 2015-15816
Type: Notice
Date: 2015-06-29
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2015-15815
Type: Notice
Date: 2015-06-29
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2015-15814
Type: Notice
Date: 2015-06-29
Agency: Securities and Exchange Commission, Agencies and Commissions
Investor Advisory Committee Meeting
Document Number: 2015-15645
Type: Notice
Date: 2015-06-26
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission Investor Advisory Committee, established pursuant to Section 911 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, is providing notice that it will hold a public meeting. The public is invited to submit written statements to the Committee.
Amplify Investments LLC and Amplify ETF Trust; Notice of Application
Document Number: 2015-15450
Type: Notice
Date: 2015-06-24
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 2015-15449
Type: Notice
Date: 2015-06-23
Agency: Securities and Exchange Commission, Agencies and Commissions
Academy Funds Trust and Innovator Management LLC; Notice of Application
Document Number: 2015-15384
Type: Notice
Date: 2015-06-23
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2015-15379
Type: Notice
Date: 2015-06-23
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2015-15378
Type: Notice
Date: 2015-06-23
Agency: Securities and Exchange Commission, Agencies and Commissions
Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change to Rule 1080.07
Document Number: 2015-15339
Type: Notice
Date: 2015-06-23
Agency: Securities and Exchange Commission, Agencies and Commissions
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