<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/06?registers=between&min-day=1&max-day=30 Sat, 27 Apr 2024 15:07:41 -0700 Sat, 27 Apr 2024 15:07:41 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/06?registers=between&min-day=1&max-day=30 Notice - In the Matter of Aspire Japan, Inc., Market & Research Corp. (n/k/a MRC Group Ltd.), McIntosh Bancshares Inc., Pure Minerals, Inc. (f/k/a Pure Pharmaceuticals Corp.) and Salamon Group, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-16148.html https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-16148.html Tue, 30 Jun 2015 00:00:00 -0700 2015-16148 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-30/pdf/2015-16148.pdf Notice - In the Matter of Accres Holding, Inc., FirstBank Financial Services, Inc., MicroSmart Devices, Inc., Polymedix, Inc., RegenoCELL Therapeutics, Inc., and The Sagemark Companies Ltd.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-16147.html https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-16147.html Tue, 30 Jun 2015 00:00:00 -0700 2015-16147 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-30/pdf/2015-16147.pdf Notice - In the Matter of Vantone International Group, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-16146.html https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-16146.html Tue, 30 Jun 2015 00:00:00 -0700 2015-16146 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-30/pdf/2015-16146.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-16095.html https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-16095.html Tue, 30 Jun 2015 00:00:00 -0700 2015-16095 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-30/pdf/2015-16095.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-16094.html https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-16094.html Tue, 30 Jun 2015 00:00:00 -0700 2015-16094 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-30/pdf/2015-16094.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection to an Advance Notice Concerning Modifications To Backtesting Procedures in Order To Enhance Monitoring of Margin Coverage and Model Risk Exposure https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-15994.html https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-15994.html Tue, 30 Jun 2015 00:00:00 -0700 2015-15994 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-30/pdf/2015-15994.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending the Eighth Amended and Restated Operating Agreement of the Exchange To Establish a Regulatory Oversight Committee as a Committee of the Board of Directors of the Exchange and Make Certain Conforming Amendments to Exchange Rules https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-15984.html https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-15984.html Tue, 30 Jun 2015 00:00:00 -0700 2015-15984 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-30/pdf/2015-15984.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amending Rule 6.42 To Extend Its Penny Pilot Until June 30, 2016 https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-15983.html https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-15983.html Tue, 30 Jun 2015 00:00:00 -0700 2015-15983 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-30/pdf/2015-15983.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program and Replacement of Penny Pilot Issues That Have Been Delisted https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-15982.html https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-15982.html Tue, 30 Jun 2015 00:00:00 -0700 2015-15982 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-30/pdf/2015-15982.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 510 To Extend the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-15981.html https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-15981.html Tue, 30 Jun 2015 00:00:00 -0700 2015-15981 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-30/pdf/2015-15981.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program and Replacement of Penny Pilot Issues That Have Been Delisted https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-15980.html https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-15980.html Tue, 30 Jun 2015 00:00:00 -0700 2015-15980 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-30/pdf/2015-15980.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rules 7.25 and 8.800 in Order To Allow An Issuer to Elect for its Exchange Traded Product to Participate in the Crowd Participant Program or the ETP Incentive Program Monthly Rather than Quarterly and To Extend the Effectiveness of the Crowd Participant Program until June 23, 2016 https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-15979.html https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-15979.html Tue, 30 Jun 2015 00:00:00 -0700 2015-15979 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-30/pdf/2015-15979.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to NYSE Amex Options Rule 960NY in Order To Extend the Penny Pilot in Options Classes in Certain Issues Through June 30, 2016 https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-15978.html https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-15978.html Tue, 30 Jun 2015 00:00:00 -0700 2015-15978 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-30/pdf/2015-15978.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to Exchange Rule 6.72 in Order To Extend the Penny Pilot in Options Classes in Certain Issues Through June 30, 2016 https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-15977.html https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-15977.html Tue, 30 Jun 2015 00:00:00 -0700 2015-15977 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-30/pdf/2015-15977.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amending Rule 6.4 To Extend the Penny Pilot through June 30, 2016 https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-15976.html https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-15976.html Tue, 30 Jun 2015 00:00:00 -0700 2015-15976 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-30/pdf/2015-15976.pdf Notice - Context Capital Advisers, LLC, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-15975.html https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-15975.html Tue, 30 Jun 2015 00:00:00 -0700 2015-15975 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-30/pdf/2015-15975.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX Phlx LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Amend and Restate Certain Rules That Govern the NASDAQ OMX PSX https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-15974.html https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-15974.html Tue, 30 Jun 2015 00:00:00 -0700 2015-15974 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-30/pdf/2015-15974.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 1.1 Governing Definitions and Various Equity Trading Rules in Order To Eliminate Obsolete References https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-15973.html https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-15973.html Tue, 30 Jun 2015 00:00:00 -0700 2015-15973 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-30/pdf/2015-15973.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Adopting New Equity Trading Rules Relating to Trading Sessions, Order Ranking and Display, and Order Execution To Reflect the Implementation of Pillar, the Exchange's New Trading Technology Platform https://regulations.justia.com/regulations/fedreg/2015/06/29/2015-15826.html https://regulations.justia.com/regulations/fedreg/2015/06/29/2015-15826.html Mon, 29 Jun 2015 00:00:00 -0700 2015-15826 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-29/pdf/2015-15826.pdf Rule - Adoption of Updated EDGAR Filer Manual https://regulations.justia.com/regulations/fedreg/2015/06/29/2015-15825.html https://regulations.justia.com/regulations/fedreg/2015/06/29/2015-15825.html Mon, 29 Jun 2015 00:00:00 -0700 2015-15825 Rule http://www.gpo.gov/fdsys/pkg/FR-2015-06-29/pdf/2015-15825.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2015/06/29/2015-15816.html https://regulations.justia.com/regulations/fedreg/2015/06/29/2015-15816.html Mon, 29 Jun 2015 00:00:00 -0700 2015-15816 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-29/pdf/2015-15816.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2015/06/29/2015-15815.html https://regulations.justia.com/regulations/fedreg/2015/06/29/2015-15815.html Mon, 29 Jun 2015 00:00:00 -0700 2015-15815 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-29/pdf/2015-15815.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2015/06/29/2015-15814.html https://regulations.justia.com/regulations/fedreg/2015/06/29/2015-15814.html Mon, 29 Jun 2015 00:00:00 -0700 2015-15814 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-29/pdf/2015-15814.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Nasdaq Rules 7014 and 7018 https://regulations.justia.com/regulations/fedreg/2015/06/26/2015-15694.html https://regulations.justia.com/regulations/fedreg/2015/06/26/2015-15694.html Fri, 26 Jun 2015 00:00:00 -0700 2015-15694 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-26/pdf/2015-15694.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change To Codify Procedures for Resizing the Options Clearing Corporation's Clearing Fund on a Monthly Basis and Increasing Such Clearing Fund Size on an Intra-Month Basis https://regulations.justia.com/regulations/fedreg/2015/06/26/2015-15693.html https://regulations.justia.com/regulations/fedreg/2015/06/26/2015-15693.html Fri, 26 Jun 2015 00:00:00 -0700 2015-15693 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-26/pdf/2015-15693.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to a Proposal To Amend Chapter VI, Section 18 of the Exchange's Options Rules https://regulations.justia.com/regulations/fedreg/2015/06/26/2015-15692.html https://regulations.justia.com/regulations/fedreg/2015/06/26/2015-15692.html Fri, 26 Jun 2015 00:00:00 -0700 2015-15692 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-26/pdf/2015-15692.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change to the Government Securities Division Rules in Connection With the Extension of the GCF Repo Service Pilot Program https://regulations.justia.com/regulations/fedreg/2015/06/26/2015-15691.html https://regulations.justia.com/regulations/fedreg/2015/06/26/2015-15691.html Fri, 26 Jun 2015 00:00:00 -0700 2015-15691 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-26/pdf/2015-15691.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change Regarding NASDAQ Last Sale Plus https://regulations.justia.com/regulations/fedreg/2015/06/26/2015-15690.html https://regulations.justia.com/regulations/fedreg/2015/06/26/2015-15690.html Fri, 26 Jun 2015 00:00:00 -0700 2015-15690 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-26/pdf/2015-15690.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Order Price Protection https://regulations.justia.com/regulations/fedreg/2015/06/26/2015-15689.html https://regulations.justia.com/regulations/fedreg/2015/06/26/2015-15689.html Fri, 26 Jun 2015 00:00:00 -0700 2015-15689 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-26/pdf/2015-15689.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning Administrative Changes to The Options Clearing Corporation's Financial Resources Monitoring and Call Procedure https://regulations.justia.com/regulations/fedreg/2015/06/26/2015-15688.html https://regulations.justia.com/regulations/fedreg/2015/06/26/2015-15688.html Fri, 26 Jun 2015 00:00:00 -0700 2015-15688 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-26/pdf/2015-15688.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate the Change in Business Form Fee https://regulations.justia.com/regulations/fedreg/2015/06/26/2015-15687.html https://regulations.justia.com/regulations/fedreg/2015/06/26/2015-15687.html Fri, 26 Jun 2015 00:00:00 -0700 2015-15687 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-26/pdf/2015-15687.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Amend and Restate Certain Nasdaq Rules That Govern the Nasdaq Market Center https://regulations.justia.com/regulations/fedreg/2015/06/26/2015-15686.html https://regulations.justia.com/regulations/fedreg/2015/06/26/2015-15686.html Fri, 26 Jun 2015 00:00:00 -0700 2015-15686 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-26/pdf/2015-15686.pdf Notice - Investor Advisory Committee Meeting https://regulations.justia.com/regulations/fedreg/2015/06/26/2015-15645.html https://regulations.justia.com/regulations/fedreg/2015/06/26/2015-15645.html Fri, 26 Jun 2015 00:00:00 -0700 2015-15645 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-26/pdf/2015-15645.pdf Notice - Public Company Accounting Oversight Board; Notice of Filing of Proposed Rules to Implement the Reorganization of PCAOB Auditing Standards and Related Changes to PCAOB Rules and Attestation, Quality Control, and Ethics and Independence Standards https://regulations.justia.com/regulations/fedreg/2015/06/25/2015-15571.html https://regulations.justia.com/regulations/fedreg/2015/06/25/2015-15571.html Thu, 25 Jun 2015 00:00:00 -0700 2015-15571 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-25/pdf/2015-15571.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Amending Sections 312.03(b) and 312.04 of the NYSE Listed Company Manual To Exempt Early Stage Companies From Having To Obtain Shareholder Approval Before Issuing Shares for Cash to Related Parties, Affiliates of Related Parties or Entities In Which a Related Party has a Substantial Interest https://regulations.justia.com/regulations/fedreg/2015/06/24/2015-15456.html https://regulations.justia.com/regulations/fedreg/2015/06/24/2015-15456.html Wed, 24 Jun 2015 00:00:00 -0700 2015-15456 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-24/pdf/2015-15456.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Shares of Newfleet Multi-Sector Unconstrained Bond ETF under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2015/06/24/2015-15455.html https://regulations.justia.com/regulations/fedreg/2015/06/24/2015-15455.html Wed, 24 Jun 2015 00:00:00 -0700 2015-15455 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-24/pdf/2015-15455.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Series 4 Examination Program https://regulations.justia.com/regulations/fedreg/2015/06/24/2015-15454.html https://regulations.justia.com/regulations/fedreg/2015/06/24/2015-15454.html Wed, 24 Jun 2015 00:00:00 -0700 2015-15454 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-24/pdf/2015-15454.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Relating to Rules 6.74A and 6.74B https://regulations.justia.com/regulations/fedreg/2015/06/24/2015-15453.html https://regulations.justia.com/regulations/fedreg/2015/06/24/2015-15453.html Wed, 24 Jun 2015 00:00:00 -0700 2015-15453 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-24/pdf/2015-15453.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 3 Thereto, Relating to the Listing and Trading of Shares of the ALPS Enhanced Put Write Strategy ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2015/06/24/2015-15452.html https://regulations.justia.com/regulations/fedreg/2015/06/24/2015-15452.html Wed, 24 Jun 2015 00:00:00 -0700 2015-15452 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-24/pdf/2015-15452.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/06/24/2015-15451.html https://regulations.justia.com/regulations/fedreg/2015/06/24/2015-15451.html Wed, 24 Jun 2015 00:00:00 -0700 2015-15451 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-24/pdf/2015-15451.pdf Notice - Amplify Investments LLC and Amplify ETF Trust; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/06/24/2015-15450.html https://regulations.justia.com/regulations/fedreg/2015/06/24/2015-15450.html Wed, 24 Jun 2015 00:00:00 -0700 2015-15450 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-24/pdf/2015-15450.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2015/06/23/2015-15449.html https://regulations.justia.com/regulations/fedreg/2015/06/23/2015-15449.html Tue, 23 Jun 2015 00:00:00 -0700 2015-15449 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-23/pdf/2015-15449.pdf Notice - Academy Funds Trust and Innovator Management LLC; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/06/23/2015-15384.html https://regulations.justia.com/regulations/fedreg/2015/06/23/2015-15384.html Tue, 23 Jun 2015 00:00:00 -0700 2015-15384 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-23/pdf/2015-15384.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2015/06/23/2015-15379.html https://regulations.justia.com/regulations/fedreg/2015/06/23/2015-15379.html Tue, 23 Jun 2015 00:00:00 -0700 2015-15379 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-23/pdf/2015-15379.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2015/06/23/2015-15378.html https://regulations.justia.com/regulations/fedreg/2015/06/23/2015-15378.html Tue, 23 Jun 2015 00:00:00 -0700 2015-15378 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-23/pdf/2015-15378.pdf Notice - Joint Industry Plan; Order Approving Amendment No. 1 to the National Market System Plan Governing the Process of Selecting a Plan Processor and Developing a Plan for the Consolidated Audit Trail by BATS Exchange, Inc., BATS-Y Exchange, Inc., BOX Options Exchange LLC, C2 Options Exchange, Incorporated, Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange, LLC, ISE Gemini, LLC, Miami International Securities Exchange LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, The NASDAQ Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc. https://regulations.justia.com/regulations/fedreg/2015/06/23/2015-15365.html https://regulations.justia.com/regulations/fedreg/2015/06/23/2015-15365.html Tue, 23 Jun 2015 00:00:00 -0700 2015-15365 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-23/pdf/2015-15365.pdf Notice - Joint Industry Plan; Notice of Filing of Amendment No. 2 to the National Market System Plan Governing the Process of Selecting a Plan Processor and Developing a Plan for the Consolidated Audit Trail by BATS Exchange, Inc., BATS-Y Exchange, Inc., BOX Options Exchange LLC, C2 Options Exchange, Incorporated, Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange, LLC, ISE Gemini, LLC, Miami International Securities Exchange LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, The NASDAQ Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc. https://regulations.justia.com/regulations/fedreg/2015/06/23/2015-15364.html https://regulations.justia.com/regulations/fedreg/2015/06/23/2015-15364.html Tue, 23 Jun 2015 00:00:00 -0700 2015-15364 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-23/pdf/2015-15364.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Disapproving Proposed Rule Change To Remove the Exchange's Quote Mitigation Plan as Provided in Commentary .03 to Exchange Rule 6.86 https://regulations.justia.com/regulations/fedreg/2015/06/23/2015-15341.html https://regulations.justia.com/regulations/fedreg/2015/06/23/2015-15341.html Tue, 23 Jun 2015 00:00:00 -0700 2015-15341 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-23/pdf/2015-15341.pdf Notice - Self-Regulatory Organizations; NYSEMKT LLC.; Order Disapproving Proposed Rule Change To Remove the Exchange's Quote Mitigation Plan as Provided in Exchange Rule 970.1NY https://regulations.justia.com/regulations/fedreg/2015/06/23/2015-15340.html https://regulations.justia.com/regulations/fedreg/2015/06/23/2015-15340.html Tue, 23 Jun 2015 00:00:00 -0700 2015-15340 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-23/pdf/2015-15340.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change to Rule 1080.07 https://regulations.justia.com/regulations/fedreg/2015/06/23/2015-15339.html https://regulations.justia.com/regulations/fedreg/2015/06/23/2015-15339.html Tue, 23 Jun 2015 00:00:00 -0700 2015-15339 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-23/pdf/2015-15339.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2015/06/23/2015-15338.html https://regulations.justia.com/regulations/fedreg/2015/06/23/2015-15338.html Tue, 23 Jun 2015 00:00:00 -0700 2015-15338 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-23/pdf/2015-15338.pdf Notice - American Funds Insurance Series, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/06/23/2015-15337.html https://regulations.justia.com/regulations/fedreg/2015/06/23/2015-15337.html Tue, 23 Jun 2015 00:00:00 -0700 2015-15337 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-23/pdf/2015-15337.pdf Notice - In the Matter of GSP-2, Inc., Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2015/06/22/2015-15382.html https://regulations.justia.com/regulations/fedreg/2015/06/22/2015-15382.html Mon, 22 Jun 2015 00:00:00 -0700 2015-15382 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-22/pdf/2015-15382.pdf Notice - In the Matter of China Organic Fertilizer, Inc., Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2015/06/22/2015-15381.html https://regulations.justia.com/regulations/fedreg/2015/06/22/2015-15381.html Mon, 22 Jun 2015 00:00:00 -0700 2015-15381 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-22/pdf/2015-15381.pdf Notice - In the Matter of KPNQwest N.V. and Preventia, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2015/06/22/2015-15375.html https://regulations.justia.com/regulations/fedreg/2015/06/22/2015-15375.html Mon, 22 Jun 2015 00:00:00 -0700 2015-15375 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-22/pdf/2015-15375.pdf Notice - In the Matter of BioCoral, Inc., GC China Turbine Corp., Race World International, Inc., and Worldwide Biotech & Pharmaceutical Co.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2015/06/22/2015-15374.html https://regulations.justia.com/regulations/fedreg/2015/06/22/2015-15374.html Mon, 22 Jun 2015 00:00:00 -0700 2015-15374 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-22/pdf/2015-15374.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2015/06/22/2015-15176.html https://regulations.justia.com/regulations/fedreg/2015/06/22/2015-15176.html Mon, 22 Jun 2015 00:00:00 -0700 2015-15176 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-22/pdf/2015-15176.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2015/06/22/2015-15175.html https://regulations.justia.com/regulations/fedreg/2015/06/22/2015-15175.html Mon, 22 Jun 2015 00:00:00 -0700 2015-15175 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-22/pdf/2015-15175.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2015/06/22/2015-15174.html https://regulations.justia.com/regulations/fedreg/2015/06/22/2015-15174.html Mon, 22 Jun 2015 00:00:00 -0700 2015-15174 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-22/pdf/2015-15174.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2015/06/22/2015-15173.html https://regulations.justia.com/regulations/fedreg/2015/06/22/2015-15173.html Mon, 22 Jun 2015 00:00:00 -0700 2015-15173 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-22/pdf/2015-15173.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To Correct Inconsistent Provisions Regarding the Risk Management Subcommittee https://regulations.justia.com/regulations/fedreg/2015/06/22/2015-15172.html https://regulations.justia.com/regulations/fedreg/2015/06/22/2015-15172.html Mon, 22 Jun 2015 00:00:00 -0700 2015-15172 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-22/pdf/2015-15172.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of the Shares of the Reaves Utilities ETF of ETFis Series Trust I https://regulations.justia.com/regulations/fedreg/2015/06/22/2015-15171.html https://regulations.justia.com/regulations/fedreg/2015/06/22/2015-15171.html Mon, 22 Jun 2015 00:00:00 -0700 2015-15171 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-22/pdf/2015-15171.pdf Notice - In the Matter of Enterologics, Inc., Midas Medici Group Holdings, Inc., and SEFE, Inc., Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2015/06/19/2015-15229.html https://regulations.justia.com/regulations/fedreg/2015/06/19/2015-15229.html Fri, 19 Jun 2015 00:00:00 -0700 2015-15229 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-19/pdf/2015-15229.pdf Notice - In The Matter of Revolutionary Concepts, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2015/06/19/2015-15224.html https://regulations.justia.com/regulations/fedreg/2015/06/19/2015-15224.html Fri, 19 Jun 2015 00:00:00 -0700 2015-15224 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-19/pdf/2015-15224.pdf Notice - In the Matter of Neologic Animation Inc., Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2015/06/19/2015-15223.html https://regulations.justia.com/regulations/fedreg/2015/06/19/2015-15223.html Fri, 19 Jun 2015 00:00:00 -0700 2015-15223 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-19/pdf/2015-15223.pdf Notice - In the Matter of Oraco Resources, Inc., SaviCorp (a/k/a SaVi Media Group, Inc.), Smoky Market Foods, Inc., Soltera Mining Corp., and Wolverine Holding Corp. (a/k/a Mobility Plus Medical Equipment, Inc.); Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2015/06/19/2015-15221.html https://regulations.justia.com/regulations/fedreg/2015/06/19/2015-15221.html Fri, 19 Jun 2015 00:00:00 -0700 2015-15221 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-19/pdf/2015-15221.pdf Rule - Amendments for Small and Additional Issues Exemptions Under the Securities Act (Regulation A) https://regulations.justia.com/regulations/fedreg/2015/06/19/2015-15146.html https://regulations.justia.com/regulations/fedreg/2015/06/19/2015-15146.html Fri, 19 Jun 2015 00:00:00 -0700 2015-15146 Rule http://www.gpo.gov/fdsys/pkg/FR-2015-06-19/pdf/2015-15146.pdf Notice - TCP Capital Corp., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/06/19/2015-15046.html https://regulations.justia.com/regulations/fedreg/2015/06/19/2015-15046.html Fri, 19 Jun 2015 00:00:00 -0700 2015-15046 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-19/pdf/2015-15046.pdf Notice - FFI Advisors, LLC, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/06/19/2015-15045.html https://regulations.justia.com/regulations/fedreg/2015/06/19/2015-15045.html Fri, 19 Jun 2015 00:00:00 -0700 2015-15045 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-19/pdf/2015-15045.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Regulatory Related References https://regulations.justia.com/regulations/fedreg/2015/06/19/2015-15044.html https://regulations.justia.com/regulations/fedreg/2015/06/19/2015-15044.html Fri, 19 Jun 2015 00:00:00 -0700 2015-15044 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-19/pdf/2015-15044.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Natural Gas Spot Contracts Policies https://regulations.justia.com/regulations/fedreg/2015/06/19/2015-15043.html https://regulations.justia.com/regulations/fedreg/2015/06/19/2015-15043.html Fri, 19 Jun 2015 00:00:00 -0700 2015-15043 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-19/pdf/2015-15043.pdf Notice - Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 19.3(i) https://regulations.justia.com/regulations/fedreg/2015/06/18/2015-14971.html https://regulations.justia.com/regulations/fedreg/2015/06/18/2015-14971.html Thu, 18 Jun 2015 00:00:00 -0700 2015-14971 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-18/pdf/2015-14971.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Sections 401, 402 and 404 of the NYSEMKT Company Guide To (i) Provide That Companies Can Comply With the Exchange's Immediate Release Policy by Disseminating the Information Required To Be Disseminated Pursuant to This Policy by Any Regulation Fair Disclosure Compliant Method or Combination of Methods, (ii) Clarify the Procedures Taken by the Exchange in the Event of Unusual Market Activity and (iii) Update References to Exchange Departments and Personnel and Make Other Non-Substantive Conforming Updates https://regulations.justia.com/regulations/fedreg/2015/06/18/2015-14970.html https://regulations.justia.com/regulations/fedreg/2015/06/18/2015-14970.html Thu, 18 Jun 2015 00:00:00 -0700 2015-14970 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-18/pdf/2015-14970.pdf Notice - New York Alaska ETF Management LLC, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/06/18/2015-14969.html https://regulations.justia.com/regulations/fedreg/2015/06/18/2015-14969.html Thu, 18 Jun 2015 00:00:00 -0700 2015-14969 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-18/pdf/2015-14969.pdf Unknown - Regulatory Flexibility Agenda https://regulations.justia.com/regulations/fedreg/2015/06/18/2015-14378.html https://regulations.justia.com/regulations/fedreg/2015/06/18/2015-14378.html Thu, 18 Jun 2015 00:00:00 -0700 2015-14378 Unknown http://www.gpo.gov/fdsys/pkg/FR-2015-06-18/pdf/2015-14378.pdf Notice - In the Matter of Joymain International Development Group, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14991.html https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14991.html Wed, 17 Jun 2015 00:00:00 -0700 2015-14991 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-17/pdf/2015-14991.pdf Notice - Request for Comment on Exchange-Traded Products https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14890.html https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14890.html Wed, 17 Jun 2015 00:00:00 -0700 2015-14890 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-17/pdf/2015-14890.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exemptions From the Order Audit Trail System Recording and Reporting Requirements https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14833.html https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14833.html Wed, 17 Jun 2015 00:00:00 -0700 2015-14833 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-17/pdf/2015-14833.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14832.html https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14832.html Wed, 17 Jun 2015 00:00:00 -0700 2015-14832 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-17/pdf/2015-14832.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14831.html https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14831.html Wed, 17 Jun 2015 00:00:00 -0700 2015-14831 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-17/pdf/2015-14831.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Revising the Schedule for Implementing the Exchange's Recently Approved Rule To Provide a Price Protection for Market Maker Quotes Pursuant to Rule 6.61 https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14830.html https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14830.html Wed, 17 Jun 2015 00:00:00 -0700 2015-14830 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-17/pdf/2015-14830.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change To Amend NYSE Arca Rules 3.1 and 3.3 and Section 4.01(a) of the Exchange's Bylaws To Establish a Regulatory Oversight Committee as a Committee of the Board of Directors of the Exchange https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14829.html https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14829.html Wed, 17 Jun 2015 00:00:00 -0700 2015-14829 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-17/pdf/2015-14829.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Provide a Web-Based Delivery Method for Completing the Regulatory Element of the Continuing Education Requirements https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14828.html https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14828.html Wed, 17 Jun 2015 00:00:00 -0700 2015-14828 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-17/pdf/2015-14828.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, LLC; Notice of Filing of Proposed Rule Change Making Permanent the Rules of the New Market Model Pilot and the Supplemental Liquidity Providers Pilot https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14827.html https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14827.html Wed, 17 Jun 2015 00:00:00 -0700 2015-14827 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-17/pdf/2015-14827.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Order Approving a Proposed Rule Change To Amend Exchange Rule 515 https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14826.html https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14826.html Wed, 17 Jun 2015 00:00:00 -0700 2015-14826 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-17/pdf/2015-14826.pdf Notice - Self-Regulatory Organizations; NYSE MKT, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Revising the Schedule for Implementing the Exchange's Recently Approved Rule To Provide a Price Protection for Market Maker Quotes Pursuant to Rule 967.1NY https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14825.html https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14825.html Wed, 17 Jun 2015 00:00:00 -0700 2015-14825 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-17/pdf/2015-14825.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGX Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14824.html https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14824.html Wed, 17 Jun 2015 00:00:00 -0700 2015-14824 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-17/pdf/2015-14824.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGX Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14823.html https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14823.html Wed, 17 Jun 2015 00:00:00 -0700 2015-14823 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-17/pdf/2015-14823.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Order Approving Proposed Rule Change To Amend the Sixth Amended and Restated Operating Agreement of the Exchange https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14822.html https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14822.html Wed, 17 Jun 2015 00:00:00 -0700 2015-14822 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-17/pdf/2015-14822.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGA Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14821.html https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14821.html Wed, 17 Jun 2015 00:00:00 -0700 2015-14821 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-17/pdf/2015-14821.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGA Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14820.html https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14820.html Wed, 17 Jun 2015 00:00:00 -0700 2015-14820 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-17/pdf/2015-14820.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Under Exchange Rule 7018 With Respect to Transactions in Securities Priced at $1 or More per Share and the Exchange's Retail Price Improvement Program https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14819.html https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14819.html Wed, 17 Jun 2015 00:00:00 -0700 2015-14819 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-17/pdf/2015-14819.pdf Notice - Automated Matching Systems Exchange, LLC; Order Denying an Application for a Limited Volume Exemption From Registration as a National Securities Exchange Under Section 5 of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14807.html https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14807.html Wed, 17 Jun 2015 00:00:00 -0700 2015-14807 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-17/pdf/2015-14807.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2015/06/16/2015-14834.html https://regulations.justia.com/regulations/fedreg/2015/06/16/2015-14834.html Tue, 16 Jun 2015 00:00:00 -0700 2015-14834 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-16/pdf/2015-14834.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Automated Improvement Mechanism Order Allocations https://regulations.justia.com/regulations/fedreg/2015/06/16/2015-14672.html https://regulations.justia.com/regulations/fedreg/2015/06/16/2015-14672.html Tue, 16 Jun 2015 00:00:00 -0700 2015-14672 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-16/pdf/2015-14672.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exchange's Pricing Schedule Under Section VIII With Respect to Execution and Routing of Orders in Securities Priced at $1 or More Per Share https://regulations.justia.com/regulations/fedreg/2015/06/16/2015-14671.html https://regulations.justia.com/regulations/fedreg/2015/06/16/2015-14671.html Tue, 16 Jun 2015 00:00:00 -0700 2015-14671 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-16/pdf/2015-14671.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter VI, Section 18 of the Exchange's Options Rules https://regulations.justia.com/regulations/fedreg/2015/06/16/2015-14670.html https://regulations.justia.com/regulations/fedreg/2015/06/16/2015-14670.html Tue, 16 Jun 2015 00:00:00 -0700 2015-14670 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-16/pdf/2015-14670.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Fee Schedule https://regulations.justia.com/regulations/fedreg/2015/06/16/2015-14669.html https://regulations.justia.com/regulations/fedreg/2015/06/16/2015-14669.html Tue, 16 Jun 2015 00:00:00 -0700 2015-14669 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-16/pdf/2015-14669.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Price List To Revise Fees and Credits for Mid-Point Passive Liquidity Orders and Non Displayed Reserve Orders and To Revise Credits Applicable to Certain Transactions at the Open, Certain Designated Market Maker Transactions, and Certain Supplemental Liquidity Provider Transactions https://regulations.justia.com/regulations/fedreg/2015/06/16/2015-14668.html https://regulations.justia.com/regulations/fedreg/2015/06/16/2015-14668.html Tue, 16 Jun 2015 00:00:00 -0700 2015-14668 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-16/pdf/2015-14668.pdf Notice - Ares Dynamic Credit Allocation Fund, Inc., Ares Multi-Strategy Credit Fund, Inc., and Ares Capital Management II LLC; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/06/15/2015-14483.html https://regulations.justia.com/regulations/fedreg/2015/06/15/2015-14483.html Mon, 15 Jun 2015 00:00:00 -0700 2015-14483 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-15/pdf/2015-14483.pdf Notice - Nuveen Fund Advisors, LLC, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/06/15/2015-14482.html https://regulations.justia.com/regulations/fedreg/2015/06/15/2015-14482.html Mon, 15 Jun 2015 00:00:00 -0700 2015-14482 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-15/pdf/2015-14482.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BOX Rule 5020 https://regulations.justia.com/regulations/fedreg/2015/06/15/2015-14481.html https://regulations.justia.com/regulations/fedreg/2015/06/15/2015-14481.html Mon, 15 Jun 2015 00:00:00 -0700 2015-14481 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-15/pdf/2015-14481.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees https://regulations.justia.com/regulations/fedreg/2015/06/15/2015-14480.html https://regulations.justia.com/regulations/fedreg/2015/06/15/2015-14480.html Mon, 15 Jun 2015 00:00:00 -0700 2015-14480 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-15/pdf/2015-14480.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees https://regulations.justia.com/regulations/fedreg/2015/06/15/2015-14479.html https://regulations.justia.com/regulations/fedreg/2015/06/15/2015-14479.html Mon, 15 Jun 2015 00:00:00 -0700 2015-14479 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-15/pdf/2015-14479.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services To Modify the Credits for Mid-Point Passive Liquidity Orders https://regulations.justia.com/regulations/fedreg/2015/06/15/2015-14478.html https://regulations.justia.com/regulations/fedreg/2015/06/15/2015-14478.html Mon, 15 Jun 2015 00:00:00 -0700 2015-14478 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-15/pdf/2015-14478.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendments Nos. 1 and 2 Thereto, Relating to the Listing and Trading of the Shares of 18 Eaton Vance NextShares ETMFs of Either the Eaton Vance ETMF Trust or the Eaton Vance ETMF Trust II https://regulations.justia.com/regulations/fedreg/2015/06/15/2015-14477.html https://regulations.justia.com/regulations/fedreg/2015/06/15/2015-14477.html Mon, 15 Jun 2015 00:00:00 -0700 2015-14477 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-15/pdf/2015-14477.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To Amend the Amended and Restated Certificate of Incorporation and By-Laws of The NASDAQ OMX Group, Inc. https://regulations.justia.com/regulations/fedreg/2015/06/12/C1-2015-13175.html https://regulations.justia.com/regulations/fedreg/2015/06/12/C1-2015-13175.html Fri, 12 Jun 2015 00:00:00 -0700 C1-2015-13175 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-12/pdf/C1-2015-13175.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change to Expire CBOE Volatility Index (VIX) Options Every Week https://regulations.justia.com/regulations/fedreg/2015/06/12/2015-14362.html https://regulations.justia.com/regulations/fedreg/2015/06/12/2015-14362.html Fri, 12 Jun 2015 00:00:00 -0700 2015-14362 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-12/pdf/2015-14362.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change https://regulations.justia.com/regulations/fedreg/2015/06/12/2015-14361.html https://regulations.justia.com/regulations/fedreg/2015/06/12/2015-14361.html Fri, 12 Jun 2015 00:00:00 -0700 2015-14361 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-12/pdf/2015-14361.pdf Proposed Rule - Investment Company Reporting Modernization https://regulations.justia.com/regulations/fedreg/2015/06/12/2015-12779.html https://regulations.justia.com/regulations/fedreg/2015/06/12/2015-12779.html Fri, 12 Jun 2015 00:00:00 -0700 2015-12779 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2015-06-12/pdf/2015-12779.pdf Proposed Rule - Amendments to Form ADV and Investment Advisers Act Rules https://regulations.justia.com/regulations/fedreg/2015/06/12/2015-12778.html https://regulations.justia.com/regulations/fedreg/2015/06/12/2015-12778.html Fri, 12 Jun 2015 00:00:00 -0700 2015-12778 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2015-06-12/pdf/2015-12778.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2015/06/11/2015-14246.html https://regulations.justia.com/regulations/fedreg/2015/06/11/2015-14246.html Thu, 11 Jun 2015 00:00:00 -0700 2015-14246 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-11/pdf/2015-14246.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2015/06/11/2015-14245.html https://regulations.justia.com/regulations/fedreg/2015/06/11/2015-14245.html Thu, 11 Jun 2015 00:00:00 -0700 2015-14245 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-11/pdf/2015-14245.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2015/06/11/2015-14244.html https://regulations.justia.com/regulations/fedreg/2015/06/11/2015-14244.html Thu, 11 Jun 2015 00:00:00 -0700 2015-14244 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-11/pdf/2015-14244.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange LLC To Amend the Amended and Restated Certificate of Incorporation and the Amended and Restated By-Laws of the Sole Limited Liability Company Member of MIAX, Miami International Holdings, Inc. https://regulations.justia.com/regulations/fedreg/2015/06/11/2015-14243.html https://regulations.justia.com/regulations/fedreg/2015/06/11/2015-14243.html Thu, 11 Jun 2015 00:00:00 -0700 2015-14243 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-11/pdf/2015-14243.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend NYSE Arca Equities Rule 8.600 To Adopt Generic Listing Standards for Managed Fund Shares https://regulations.justia.com/regulations/fedreg/2015/06/11/2015-14242.html https://regulations.justia.com/regulations/fedreg/2015/06/11/2015-14242.html Thu, 11 Jun 2015 00:00:00 -0700 2015-14242 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-11/pdf/2015-14242.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 13.9 Describing a Communication and Routing Service Known as BATS Connect https://regulations.justia.com/regulations/fedreg/2015/06/11/2015-14241.html https://regulations.justia.com/regulations/fedreg/2015/06/11/2015-14241.html Thu, 11 Jun 2015 00:00:00 -0700 2015-14241 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-11/pdf/2015-14241.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Intermarket Order Routing https://regulations.justia.com/regulations/fedreg/2015/06/10/2015-14136.html https://regulations.justia.com/regulations/fedreg/2015/06/10/2015-14136.html Wed, 10 Jun 2015 00:00:00 -0700 2015-14136 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-10/pdf/2015-14136.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 13.8 Describing a Communication and Routing Service Known as BATS Connect https://regulations.justia.com/regulations/fedreg/2015/06/10/2015-14135.html https://regulations.justia.com/regulations/fedreg/2015/06/10/2015-14135.html Wed, 10 Jun 2015 00:00:00 -0700 2015-14135 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-10/pdf/2015-14135.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 13.8 Describing a Communication and Routing Service Known as BATS Connect https://regulations.justia.com/regulations/fedreg/2015/06/10/2015-14134.html https://regulations.justia.com/regulations/fedreg/2015/06/10/2015-14134.html Wed, 10 Jun 2015 00:00:00 -0700 2015-14134 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-10/pdf/2015-14134.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Solicitation Auction Mechanism https://regulations.justia.com/regulations/fedreg/2015/06/10/2015-14133.html https://regulations.justia.com/regulations/fedreg/2015/06/10/2015-14133.html Wed, 10 Jun 2015 00:00:00 -0700 2015-14133 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-10/pdf/2015-14133.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change To Amend the Seventh Amended and Restated Operating Agreement of the New York Stock Exchange LLC https://regulations.justia.com/regulations/fedreg/2015/06/10/2015-14132.html https://regulations.justia.com/regulations/fedreg/2015/06/10/2015-14132.html Wed, 10 Jun 2015 00:00:00 -0700 2015-14132 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-10/pdf/2015-14132.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Modify the Opening Process https://regulations.justia.com/regulations/fedreg/2015/06/10/2015-14131.html https://regulations.justia.com/regulations/fedreg/2015/06/10/2015-14131.html Wed, 10 Jun 2015 00:00:00 -0700 2015-14131 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-10/pdf/2015-14131.pdf Notice - Final Interagency Policy Statement Establishing Joint Standards for Assessing the Diversity Policies and Practices of Entities Regulated by the Agencies https://regulations.justia.com/regulations/fedreg/2015/06/10/2015-14126.html https://regulations.justia.com/regulations/fedreg/2015/06/10/2015-14126.html Wed, 10 Jun 2015 00:00:00 -0700 2015-14126 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-10/pdf/2015-14126.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2015/06/09/2015-14137.html https://regulations.justia.com/regulations/fedreg/2015/06/09/2015-14137.html Tue, 09 Jun 2015 00:00:00 -0700 2015-14137 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-09/pdf/2015-14137.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2015/06/09/2015-14052.html https://regulations.justia.com/regulations/fedreg/2015/06/09/2015-14052.html Tue, 09 Jun 2015 00:00:00 -0700 2015-14052 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-09/pdf/2015-14052.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule to Modify Certain of Its Posting Credits https://regulations.justia.com/regulations/fedreg/2015/06/09/2015-13987.html https://regulations.justia.com/regulations/fedreg/2015/06/09/2015-13987.html Tue, 09 Jun 2015 00:00:00 -0700 2015-13987 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-09/pdf/2015-13987.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Representation Regarding the AdvisorShares WCM/BNY Mellon Focused Growth ADR ETF's Holdings of American Depositary Receipts https://regulations.justia.com/regulations/fedreg/2015/06/09/2015-13986.html https://regulations.justia.com/regulations/fedreg/2015/06/09/2015-13986.html Tue, 09 Jun 2015 00:00:00 -0700 2015-13986 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-09/pdf/2015-13986.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide an Expedited Process for Former Equity Trading Permit Holders To Apply for Reinstatement and Register Associated Persons https://regulations.justia.com/regulations/fedreg/2015/06/09/2015-13985.html https://regulations.justia.com/regulations/fedreg/2015/06/09/2015-13985.html Tue, 09 Jun 2015 00:00:00 -0700 2015-13985 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-09/pdf/2015-13985.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2015/06/08/2015-13984.html https://regulations.justia.com/regulations/fedreg/2015/06/08/2015-13984.html Mon, 08 Jun 2015 00:00:00 -0700 2015-13984 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-08/pdf/2015-13984.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2015/06/08/2015-13876.html https://regulations.justia.com/regulations/fedreg/2015/06/08/2015-13876.html Mon, 08 Jun 2015 00:00:00 -0700 2015-13876 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-08/pdf/2015-13876.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2015/06/08/2015-13874.html https://regulations.justia.com/regulations/fedreg/2015/06/08/2015-13874.html Mon, 08 Jun 2015 00:00:00 -0700 2015-13874 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-08/pdf/2015-13874.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2015/06/08/2015-13873.html https://regulations.justia.com/regulations/fedreg/2015/06/08/2015-13873.html Mon, 08 Jun 2015 00:00:00 -0700 2015-13873 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-08/pdf/2015-13873.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2015/06/08/2015-13872.html https://regulations.justia.com/regulations/fedreg/2015/06/08/2015-13872.html Mon, 08 Jun 2015 00:00:00 -0700 2015-13872 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-08/pdf/2015-13872.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending Rule 6.91(c), Electronic Complex Order Auction Process Removing the Limitation on Who Can Respond to a COA and Provide a Response Time Interval of at Least 500 Milliseconds; and Rule 6.47A, Order Exposure Requirements-OX To Add Use of the COA for a User To Satisfy the Order Exposure Requirement in Rule 6.47A and Delete the Reference in Rule 6.91(c) to the Order Exposure Requirements-OX Being Separate From the Duration of the COA Response Time Interval https://regulations.justia.com/regulations/fedreg/2015/06/08/2015-13871.html https://regulations.justia.com/regulations/fedreg/2015/06/08/2015-13871.html Mon, 08 Jun 2015 00:00:00 -0700 2015-13871 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-08/pdf/2015-13871.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending Rule 980NY(e), Electronic Complex Order Auction Process Removing the Limitation on Who Can Respond to a COA and Provide a Response Time Interval of at Least 500 Milliseconds; and Amend Rule 935NY, Order Exposure Requirements To Add Use of the COA for a User To Satisfy the Order Exposure Requirement in Rule 935NY and Delete the Reference in Rule 980NY(e) to the Order Exposure Requirements Being Separate From the Duration of the COA Response Time Interval https://regulations.justia.com/regulations/fedreg/2015/06/08/2015-13870.html https://regulations.justia.com/regulations/fedreg/2015/06/08/2015-13870.html Mon, 08 Jun 2015 00:00:00 -0700 2015-13870 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-08/pdf/2015-13870.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change Regarding the Discontinuance of the Distribution of Fractional Shares in Respect of Corporate Actions for New Issues in DTC's System https://regulations.justia.com/regulations/fedreg/2015/06/08/2015-13869.html https://regulations.justia.com/regulations/fedreg/2015/06/08/2015-13869.html Mon, 08 Jun 2015 00:00:00 -0700 2015-13869 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-08/pdf/2015-13869.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the iShares iBonds Dec 2021 AMT-Free Muni Bond ETF and iShares iBonds Dec 2022 AMT-Free Muni Bond ETF Under NYSE Arca Equities Rule 5.2(j)(3) https://regulations.justia.com/regulations/fedreg/2015/06/08/2015-13868.html https://regulations.justia.com/regulations/fedreg/2015/06/08/2015-13868.html Mon, 08 Jun 2015 00:00:00 -0700 2015-13868 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-08/pdf/2015-13868.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2015/06/05/2015-13875.html https://regulations.justia.com/regulations/fedreg/2015/06/05/2015-13875.html Fri, 05 Jun 2015 00:00:00 -0700 2015-13875 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-05/pdf/2015-13875.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Representation Regarding Investment in Certain Mortgage-Related Securities by the AdvisorShares Sage Core Reserves ETF https://regulations.justia.com/regulations/fedreg/2015/06/05/2015-13723.html https://regulations.justia.com/regulations/fedreg/2015/06/05/2015-13723.html Fri, 05 Jun 2015 00:00:00 -0700 2015-13723 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-05/pdf/2015-13723.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule To Amend Fees Applicable to Securities Listed on BATS Exchange, Inc. Pursuant to BATS Rule 14.13 https://regulations.justia.com/regulations/fedreg/2015/06/05/2015-13722.html https://regulations.justia.com/regulations/fedreg/2015/06/05/2015-13722.html Fri, 05 Jun 2015 00:00:00 -0700 2015-13722 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-05/pdf/2015-13722.pdf Notice - Order of Suspension of Trading; In the Matter of Anticus International Corp., China Marketing Media Holdings, Inc., Cigma Metals Corp., and LL&E Royalty Trust; File No. 500-1 https://regulations.justia.com/regulations/fedreg/2015/06/04/2015-13741.html https://regulations.justia.com/regulations/fedreg/2015/06/04/2015-13741.html Thu, 04 Jun 2015 00:00:00 -0700 2015-13741 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-04/pdf/2015-13741.pdf Rule - Amendments for Small and Additional Issues Exemptions Under the Securities Act (Regulation A) https://regulations.justia.com/regulations/fedreg/2015/06/04/2015-13627.html https://regulations.justia.com/regulations/fedreg/2015/06/04/2015-13627.html Thu, 04 Jun 2015 00:00:00 -0700 2015-13627 Rule http://www.gpo.gov/fdsys/pkg/FR-2015-06-04/pdf/2015-13627.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Withdrawal of Proposed Rule Change Related to Equipment and Communication on the Exchange's Trading Floor https://regulations.justia.com/regulations/fedreg/2015/06/04/2015-13617.html https://regulations.justia.com/regulations/fedreg/2015/06/04/2015-13617.html Thu, 04 Jun 2015 00:00:00 -0700 2015-13617 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-04/pdf/2015-13617.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the SPDR® SSgA Flexible Allocation ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2015/06/04/2015-13615.html https://regulations.justia.com/regulations/fedreg/2015/06/04/2015-13615.html Thu, 04 Jun 2015 00:00:00 -0700 2015-13615 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-04/pdf/2015-13615.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Implementation of FINRA Rule 4240 (Margin Requirements for Credit Default Swaps) https://regulations.justia.com/regulations/fedreg/2015/06/04/2015-13612.html https://regulations.justia.com/regulations/fedreg/2015/06/04/2015-13612.html Thu, 04 Jun 2015 00:00:00 -0700 2015-13612 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-04/pdf/2015-13612.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Provide for the Clearance of an Additional Western European Sovereign Single Name Credit Default Swap Contract https://regulations.justia.com/regulations/fedreg/2015/06/04/2015-13611.html https://regulations.justia.com/regulations/fedreg/2015/06/04/2015-13611.html Thu, 04 Jun 2015 00:00:00 -0700 2015-13611 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-04/pdf/2015-13611.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 4626(b)(3) https://regulations.justia.com/regulations/fedreg/2015/06/03/2015-13616.html https://regulations.justia.com/regulations/fedreg/2015/06/03/2015-13616.html Wed, 03 Jun 2015 00:00:00 -0700 2015-13616 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-03/pdf/2015-13616.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change Relating to CDS Procedures for CDX North America Index CDS Contracts https://regulations.justia.com/regulations/fedreg/2015/06/03/2015-13451.html https://regulations.justia.com/regulations/fedreg/2015/06/03/2015-13451.html Wed, 03 Jun 2015 00:00:00 -0700 2015-13451 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-03/pdf/2015-13451.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend the Amended and Restated Certificate of Incorporation and By-Laws of The NASDAQ OMX Group, Inc. https://regulations.justia.com/regulations/fedreg/2015/06/03/2015-13450.html https://regulations.justia.com/regulations/fedreg/2015/06/03/2015-13450.html Wed, 03 Jun 2015 00:00:00 -0700 2015-13450 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-03/pdf/2015-13450.pdf Notice - Self-Regulatory Organizations; Stock Clearing Corporation of Philadelphia; Notice of Filing of Proposed Rule Change To Amend the Amended and Restated Certificate of Incorporation and By-Laws of The NASDAQ OMX Group, Inc. https://regulations.justia.com/regulations/fedreg/2015/06/03/2015-13449.html https://regulations.justia.com/regulations/fedreg/2015/06/03/2015-13449.html Wed, 03 Jun 2015 00:00:00 -0700 2015-13449 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-03/pdf/2015-13449.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2015/06/02/2015-13453.html https://regulations.justia.com/regulations/fedreg/2015/06/02/2015-13453.html Tue, 02 Jun 2015 00:00:00 -0700 2015-13453 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-02/pdf/2015-13453.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2015/06/02/2015-13382.html https://regulations.justia.com/regulations/fedreg/2015/06/02/2015-13382.html Tue, 02 Jun 2015 00:00:00 -0700 2015-13382 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-02/pdf/2015-13382.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2015/06/02/2015-13381.html https://regulations.justia.com/regulations/fedreg/2015/06/02/2015-13381.html Tue, 02 Jun 2015 00:00:00 -0700 2015-13381 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-02/pdf/2015-13381.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2015/06/02/2015-13380.html https://regulations.justia.com/regulations/fedreg/2015/06/02/2015-13380.html Tue, 02 Jun 2015 00:00:00 -0700 2015-13380 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-02/pdf/2015-13380.pdf Notice - Submission for OMB Review Comment Request https://regulations.justia.com/regulations/fedreg/2015/06/02/2015-13379.html https://regulations.justia.com/regulations/fedreg/2015/06/02/2015-13379.html Tue, 02 Jun 2015 00:00:00 -0700 2015-13379 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-02/pdf/2015-13379.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify the Scope of the Definition of “Asset-Backed Security” for Purposes of Reporting to FINRA's Trade Reporting and Compliance Engine (TRACE) System https://regulations.justia.com/regulations/fedreg/2015/06/02/2015-13378.html https://regulations.justia.com/regulations/fedreg/2015/06/02/2015-13378.html Tue, 02 Jun 2015 00:00:00 -0700 2015-13378 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-02/pdf/2015-13378.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section 804.00 of the Listed Company Manual To Specify That Issuers Seeking a Review of a Delisting Decision Made by the Staff of NYSE Regulation, Inc. Must Have Paid All Prior Fees Owed to the Exchange https://regulations.justia.com/regulations/fedreg/2015/06/02/2015-13326.html https://regulations.justia.com/regulations/fedreg/2015/06/02/2015-13326.html Tue, 02 Jun 2015 00:00:00 -0700 2015-13326 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-02/pdf/2015-13326.pdf Notice - Benefit Street Partners BDC, Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/06/02/2015-13321.html https://regulations.justia.com/regulations/fedreg/2015/06/02/2015-13321.html Tue, 02 Jun 2015 00:00:00 -0700 2015-13321 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-02/pdf/2015-13321.pdf Notice - The RBB Fund, Inc., et al.; https://regulations.justia.com/regulations/fedreg/2015/06/02/2015-13176.html https://regulations.justia.com/regulations/fedreg/2015/06/02/2015-13176.html Tue, 02 Jun 2015 00:00:00 -0700 2015-13176 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-02/pdf/2015-13176.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To Amend the Amended and Restated Certificate of Incorporation and By-Laws of The NASDAQ OMX Group, Inc. https://regulations.justia.com/regulations/fedreg/2015/06/02/2015-13175.html https://regulations.justia.com/regulations/fedreg/2015/06/02/2015-13175.html Tue, 02 Jun 2015 00:00:00 -0700 2015-13175 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-02/pdf/2015-13175.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend the Amended and Restated Certificate of Incorporation and By-Laws of The NASDAQ OMX Group, Inc. https://regulations.justia.com/regulations/fedreg/2015/06/02/2015-13174.html https://regulations.justia.com/regulations/fedreg/2015/06/02/2015-13174.html Tue, 02 Jun 2015 00:00:00 -0700 2015-13174 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-02/pdf/2015-13174.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change To Amend the Amended and Restated Certificate of Incorporation and By-Laws of The NASDAQ OMX Group, Inc. https://regulations.justia.com/regulations/fedreg/2015/06/02/2015-13173.html https://regulations.justia.com/regulations/fedreg/2015/06/02/2015-13173.html Tue, 02 Jun 2015 00:00:00 -0700 2015-13173 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-02/pdf/2015-13173.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Amending NYSE Rule 13 and Related Rules Governing Order Types and Modifiers https://regulations.justia.com/regulations/fedreg/2015/06/02/2015-13171.html https://regulations.justia.com/regulations/fedreg/2015/06/02/2015-13171.html Tue, 02 Jun 2015 00:00:00 -0700 2015-13171 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-02/pdf/2015-13171.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2015/06/01/2015-13322.html https://regulations.justia.com/regulations/fedreg/2015/06/01/2015-13322.html Mon, 01 Jun 2015 00:00:00 -0700 2015-13322 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-01/pdf/2015-13322.pdf Notice - In the Matter of America West Resources, Inc., Sonoma Valley Bancorp, and WorldStar Energy, Corp.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2015/06/01/2015-13320.html https://regulations.justia.com/regulations/fedreg/2015/06/01/2015-13320.html Mon, 01 Jun 2015 00:00:00 -0700 2015-13320 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-01/pdf/2015-13320.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Amending NYSEMKT Rule 13-Equities and Related Rules Governing Order Types and Modifiers https://regulations.justia.com/regulations/fedreg/2015/06/01/2015-13172.html https://regulations.justia.com/regulations/fedreg/2015/06/01/2015-13172.html Mon, 01 Jun 2015 00:00:00 -0700 2015-13172 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-01/pdf/2015-13172.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of a Proposed Rule Change Consisting of Proposed Amendments to the MSRB Rule G-14 RTRS Procedures, and the Real-Time Transaction Reporting System and Subscription Service https://regulations.justia.com/regulations/fedreg/2015/06/01/2015-13082.html https://regulations.justia.com/regulations/fedreg/2015/06/01/2015-13082.html Mon, 01 Jun 2015 00:00:00 -0700 2015-13082 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-01/pdf/2015-13082.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Listing and Trading Under NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 of Shares of the Vanguard Tax-Exempt Bond Index Fund https://regulations.justia.com/regulations/fedreg/2015/06/01/2015-13073.html https://regulations.justia.com/regulations/fedreg/2015/06/01/2015-13073.html Mon, 01 Jun 2015 00:00:00 -0700 2015-13073 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-01/pdf/2015-13073.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exchange's Pricing Schedule Under Section VIII With Respect to Execution and Routing of Orders in Securities Priced at $1 or More Per Share https://regulations.justia.com/regulations/fedreg/2015/06/01/2015-13072.html https://regulations.justia.com/regulations/fedreg/2015/06/01/2015-13072.html Mon, 01 Jun 2015 00:00:00 -0700 2015-13072 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-01/pdf/2015-13072.pdf