Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/06?limit=200®isters=between&min-day=1&max-day=30&mode=atom2024-04-28T08:47:26-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2015/06/30/2015-16148.htmlNotice - In the Matter of Aspire Japan, Inc., Market & Research Corp. (n/k/a MRC Group Ltd.), McIntosh Bancshares Inc., Pure Minerals, Inc. (f/k/a Pure Pharmaceuticals Corp.) and Salamon Group, Inc.; Order of Suspension of Trading2015-06-30T00:00:00-07:002015-06-30T00:00:00-07:002015-16148Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-30/pdf/2015-16148.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/30/2015-16147.htmlNotice - In the Matter of Accres Holding, Inc., FirstBank Financial Services, Inc., MicroSmart Devices, Inc., Polymedix, Inc., RegenoCELL Therapeutics, Inc., and The Sagemark Companies Ltd.; Order of Suspension of Trading2015-06-30T00:00:00-07:002015-06-30T00:00:00-07:002015-16147Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-30/pdf/2015-16147.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/30/2015-16146.htmlNotice - In the Matter of Vantone International Group, Inc.; Order of Suspension of Trading2015-06-30T00:00:00-07:002015-06-30T00:00:00-07:002015-16146Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-30/pdf/2015-16146.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/30/2015-16095.htmlNotice - Sunshine Act Meeting2015-06-30T00:00:00-07:002015-06-30T00:00:00-07:002015-16095Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-30/pdf/2015-16095.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/30/2015-16094.htmlNotice - Sunshine Act Meeting2015-06-30T00:00:00-07:002015-06-30T00:00:00-07:002015-16094Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-30/pdf/2015-16094.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/30/2015-15994.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection to an Advance Notice Concerning Modifications To Backtesting Procedures in Order To Enhance Monitoring of Margin Coverage and Model Risk Exposure2015-06-30T00:00:00-07:002015-06-30T00:00:00-07:002015-15994Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-30/pdf/2015-15994.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/30/2015-15984.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending the Eighth Amended and Restated Operating Agreement of the Exchange To Establish a Regulatory Oversight Committee as a Committee of the Board of Directors of the Exchange and Make Certain Conforming Amendments to Exchange Rules2015-06-30T00:00:00-07:002015-06-30T00:00:00-07:002015-15984Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-30/pdf/2015-15984.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/30/2015-15983.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amending Rule 6.42 To Extend Its Penny Pilot Until June 30, 20162015-06-30T00:00:00-07:002015-06-30T00:00:00-07:002015-15983Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-30/pdf/2015-15983.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/30/2015-15982.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program and Replacement of Penny Pilot Issues That Have Been Delisted2015-06-30T00:00:00-07:002015-06-30T00:00:00-07:002015-15982Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-30/pdf/2015-15982.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/30/2015-15981.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 510 To Extend the Penny Pilot Program2015-06-30T00:00:00-07:002015-06-30T00:00:00-07:002015-15981Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-30/pdf/2015-15981.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/30/2015-15980.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program and Replacement of Penny Pilot Issues That Have Been Delisted2015-06-30T00:00:00-07:002015-06-30T00:00:00-07:002015-15980Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-30/pdf/2015-15980.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/30/2015-15979.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rules 7.25 and 8.800 in Order To Allow An Issuer to Elect for its Exchange Traded Product to Participate in the Crowd Participant Program or the ETP Incentive Program Monthly Rather than Quarterly and To Extend the Effectiveness of the Crowd Participant Program until June 23, 20162015-06-30T00:00:00-07:002015-06-30T00:00:00-07:002015-15979Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-30/pdf/2015-15979.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/30/2015-15978.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to NYSE Amex Options Rule 960NY in Order To Extend the Penny Pilot in Options Classes in Certain Issues Through June 30, 20162015-06-30T00:00:00-07:002015-06-30T00:00:00-07:002015-15978Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-30/pdf/2015-15978.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/30/2015-15977.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to Exchange Rule 6.72 in Order To Extend the Penny Pilot in Options Classes in Certain Issues Through June 30, 20162015-06-30T00:00:00-07:002015-06-30T00:00:00-07:002015-15977Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-30/pdf/2015-15977.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/30/2015-15976.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amending Rule 6.4 To Extend the Penny Pilot through June 30, 20162015-06-30T00:00:00-07:002015-06-30T00:00:00-07:002015-15976Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-30/pdf/2015-15976.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/30/2015-15975.htmlNotice - Context Capital Advisers, LLC, et al.; Notice of Application2015-06-30T00:00:00-07:002015-06-30T00:00:00-07:002015-15975Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-30/pdf/2015-15975.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/30/2015-15974.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX Phlx LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Amend and Restate Certain Rules That Govern the NASDAQ OMX PSX2015-06-30T00:00:00-07:002015-06-30T00:00:00-07:002015-15974Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-30/pdf/2015-15974.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/30/2015-15973.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 1.1 Governing Definitions and Various Equity Trading Rules in Order To Eliminate Obsolete References2015-06-30T00:00:00-07:002015-06-30T00:00:00-07:002015-15973Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-30/pdf/2015-15973.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/29/2015-15826.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Adopting New Equity Trading Rules Relating to Trading Sessions, Order Ranking and Display, and Order Execution To Reflect the Implementation of Pillar, the Exchange's New Trading Technology Platform2015-06-29T00:00:00-07:002015-06-29T00:00:00-07:002015-15826Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-29/pdf/2015-15826.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/29/2015-15825.htmlRule - Adoption of Updated EDGAR Filer Manual2015-06-29T00:00:00-07:002015-06-29T00:00:00-07:002015-15825Rulehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-29/pdf/2015-15825.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/29/2015-15816.htmlNotice - Submission for OMB Review; Comment Request2015-06-29T00:00:00-07:002015-06-29T00:00:00-07:002015-15816Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-29/pdf/2015-15816.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/29/2015-15815.htmlNotice - Proposed Collection; Comment Request2015-06-29T00:00:00-07:002015-06-29T00:00:00-07:002015-15815Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-29/pdf/2015-15815.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/29/2015-15814.htmlNotice - Submission for OMB Review; Comment Request2015-06-29T00:00:00-07:002015-06-29T00:00:00-07:002015-15814Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-29/pdf/2015-15814.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/26/2015-15694.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Nasdaq Rules 7014 and 70182015-06-26T00:00:00-07:002015-06-26T00:00:00-07:002015-15694Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-26/pdf/2015-15694.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/26/2015-15693.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change To Codify Procedures for Resizing the Options Clearing Corporation's Clearing Fund on a Monthly Basis and Increasing Such Clearing Fund Size on an Intra-Month Basis2015-06-26T00:00:00-07:002015-06-26T00:00:00-07:002015-15693Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-26/pdf/2015-15693.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/26/2015-15692.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to a Proposal To Amend Chapter VI, Section 18 of the Exchange's Options Rules2015-06-26T00:00:00-07:002015-06-26T00:00:00-07:002015-15692Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-26/pdf/2015-15692.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/26/2015-15691.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change to the Government Securities Division Rules in Connection With the Extension of the GCF Repo Service Pilot Program2015-06-26T00:00:00-07:002015-06-26T00:00:00-07:002015-15691Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-26/pdf/2015-15691.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/26/2015-15690.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change Regarding NASDAQ Last Sale Plus2015-06-26T00:00:00-07:002015-06-26T00:00:00-07:002015-15690Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-26/pdf/2015-15690.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/26/2015-15689.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Order Price Protection2015-06-26T00:00:00-07:002015-06-26T00:00:00-07:002015-15689Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-26/pdf/2015-15689.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/26/2015-15688.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning Administrative Changes to The Options Clearing Corporation's Financial Resources Monitoring and Call Procedure2015-06-26T00:00:00-07:002015-06-26T00:00:00-07:002015-15688Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-26/pdf/2015-15688.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/26/2015-15687.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate the Change in Business Form Fee2015-06-26T00:00:00-07:002015-06-26T00:00:00-07:002015-15687Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-26/pdf/2015-15687.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/26/2015-15686.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Amend and Restate Certain Nasdaq Rules That Govern the Nasdaq Market Center2015-06-26T00:00:00-07:002015-06-26T00:00:00-07:002015-15686Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-26/pdf/2015-15686.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/26/2015-15645.htmlNotice - Investor Advisory Committee Meeting2015-06-26T00:00:00-07:002015-06-26T00:00:00-07:002015-15645Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-26/pdf/2015-15645.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/25/2015-15571.htmlNotice - Public Company Accounting Oversight Board; Notice of Filing of Proposed Rules to Implement the Reorganization of PCAOB Auditing Standards and Related Changes to PCAOB Rules and Attestation, Quality Control, and Ethics and Independence Standards2015-06-25T00:00:00-07:002015-06-25T00:00:00-07:002015-15571Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-25/pdf/2015-15571.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/24/2015-15456.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Amending Sections 312.03(b) and 312.04 of the NYSE Listed Company Manual To Exempt Early Stage Companies From Having To Obtain Shareholder Approval Before Issuing Shares for Cash to Related Parties, Affiliates of Related Parties or Entities In Which a Related Party has a Substantial Interest2015-06-24T00:00:00-07:002015-06-24T00:00:00-07:002015-15456Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-24/pdf/2015-15456.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/24/2015-15455.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Shares of Newfleet Multi-Sector Unconstrained Bond ETF under NYSE Arca Equities Rule 8.6002015-06-24T00:00:00-07:002015-06-24T00:00:00-07:002015-15455Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-24/pdf/2015-15455.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/24/2015-15454.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Series 4 Examination Program2015-06-24T00:00:00-07:002015-06-24T00:00:00-07:002015-15454Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-24/pdf/2015-15454.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/24/2015-15453.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Relating to Rules 6.74A and 6.74B2015-06-24T00:00:00-07:002015-06-24T00:00:00-07:002015-15453Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-24/pdf/2015-15453.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/24/2015-15452.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 3 Thereto, Relating to the Listing and Trading of Shares of the ALPS Enhanced Put Write Strategy ETF Under NYSE Arca Equities Rule 8.6002015-06-24T00:00:00-07:002015-06-24T00:00:00-07:002015-15452Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-24/pdf/2015-15452.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/24/2015-15451.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.2015-06-24T00:00:00-07:002015-06-24T00:00:00-07:002015-15451Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-24/pdf/2015-15451.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/24/2015-15450.htmlNotice - Amplify Investments LLC and Amplify ETF Trust; Notice of Application2015-06-24T00:00:00-07:002015-06-24T00:00:00-07:002015-15450Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-24/pdf/2015-15450.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/23/2015-15449.htmlNotice - Sunshine Act Meeting2015-06-23T00:00:00-07:002015-06-23T00:00:00-07:002015-15449Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-23/pdf/2015-15449.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/23/2015-15384.htmlNotice - Academy Funds Trust and Innovator Management LLC; Notice of Application2015-06-23T00:00:00-07:002015-06-23T00:00:00-07:002015-15384Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-23/pdf/2015-15384.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/23/2015-15379.htmlNotice - Submission for OMB Review; Comment Request2015-06-23T00:00:00-07:002015-06-23T00:00:00-07:002015-15379Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-23/pdf/2015-15379.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/23/2015-15378.htmlNotice - Submission for OMB Review; Comment Request2015-06-23T00:00:00-07:002015-06-23T00:00:00-07:002015-15378Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-23/pdf/2015-15378.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/23/2015-15365.htmlNotice - Joint Industry Plan; Order Approving Amendment No. 1 to the National Market System Plan Governing the Process of Selecting a Plan Processor and Developing a Plan for the Consolidated Audit Trail by BATS Exchange, Inc., BATS-Y Exchange, Inc., BOX Options Exchange LLC, C2 Options Exchange, Incorporated, Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange, LLC, ISE Gemini, LLC, Miami International Securities Exchange LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, The NASDAQ Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc.2015-06-23T00:00:00-07:002015-06-23T00:00:00-07:002015-15365Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-23/pdf/2015-15365.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/23/2015-15364.htmlNotice - Joint Industry Plan; Notice of Filing of Amendment No. 2 to the National Market System Plan Governing the Process of Selecting a Plan Processor and Developing a Plan for the Consolidated Audit Trail by BATS Exchange, Inc., BATS-Y Exchange, Inc., BOX Options Exchange LLC, C2 Options Exchange, Incorporated, Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange, LLC, ISE Gemini, LLC, Miami International Securities Exchange LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, The NASDAQ Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc.2015-06-23T00:00:00-07:002015-06-23T00:00:00-07:002015-15364Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-23/pdf/2015-15364.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/23/2015-15341.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Disapproving Proposed Rule Change To Remove the Exchange's Quote Mitigation Plan as Provided in Commentary .03 to Exchange Rule 6.862015-06-23T00:00:00-07:002015-06-23T00:00:00-07:002015-15341Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-23/pdf/2015-15341.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/23/2015-15340.htmlNotice - Self-Regulatory Organizations; NYSEMKT LLC.; Order Disapproving Proposed Rule Change To Remove the Exchange's Quote Mitigation Plan as Provided in Exchange Rule 970.1NY2015-06-23T00:00:00-07:002015-06-23T00:00:00-07:002015-15340Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-23/pdf/2015-15340.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/23/2015-15339.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change to Rule 1080.072015-06-23T00:00:00-07:002015-06-23T00:00:00-07:002015-15339Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-23/pdf/2015-15339.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/23/2015-15338.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule2015-06-23T00:00:00-07:002015-06-23T00:00:00-07:002015-15338Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-23/pdf/2015-15338.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/23/2015-15337.htmlNotice - American Funds Insurance Series, et al.; Notice of Application2015-06-23T00:00:00-07:002015-06-23T00:00:00-07:002015-15337Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-23/pdf/2015-15337.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/22/2015-15382.htmlNotice - In the Matter of GSP-2, Inc., Order of Suspension of Trading2015-06-22T00:00:00-07:002015-06-22T00:00:00-07:002015-15382Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-22/pdf/2015-15382.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/22/2015-15381.htmlNotice - In the Matter of China Organic Fertilizer, Inc., Order of Suspension of Trading2015-06-22T00:00:00-07:002015-06-22T00:00:00-07:002015-15381Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-22/pdf/2015-15381.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/22/2015-15375.htmlNotice - In the Matter of KPNQwest N.V. and Preventia, Inc.; Order of Suspension of Trading2015-06-22T00:00:00-07:002015-06-22T00:00:00-07:002015-15375Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-22/pdf/2015-15375.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/22/2015-15374.htmlNotice - In the Matter of BioCoral, Inc., GC China Turbine Corp., Race World International, Inc., and Worldwide Biotech & Pharmaceutical Co.; Order of Suspension of Trading2015-06-22T00:00:00-07:002015-06-22T00:00:00-07:002015-15374Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-22/pdf/2015-15374.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/22/2015-15176.htmlNotice - Proposed Collection; Comment Request2015-06-22T00:00:00-07:002015-06-22T00:00:00-07:002015-15176Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-22/pdf/2015-15176.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/22/2015-15175.htmlNotice - Proposed Collection; Comment Request2015-06-22T00:00:00-07:002015-06-22T00:00:00-07:002015-15175Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-22/pdf/2015-15175.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/22/2015-15174.htmlNotice - Proposed Collection; Comment Request2015-06-22T00:00:00-07:002015-06-22T00:00:00-07:002015-15174Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-22/pdf/2015-15174.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/22/2015-15173.htmlNotice - Proposed Collection; Comment Request2015-06-22T00:00:00-07:002015-06-22T00:00:00-07:002015-15173Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-22/pdf/2015-15173.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/22/2015-15172.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To Correct Inconsistent Provisions Regarding the Risk Management Subcommittee2015-06-22T00:00:00-07:002015-06-22T00:00:00-07:002015-15172Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-22/pdf/2015-15172.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/22/2015-15171.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of the Shares of the Reaves Utilities ETF of ETFis Series Trust I2015-06-22T00:00:00-07:002015-06-22T00:00:00-07:002015-15171Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-22/pdf/2015-15171.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/19/2015-15229.htmlNotice - In the Matter of Enterologics, Inc., Midas Medici Group Holdings, Inc., and SEFE, Inc., Order of Suspension of Trading2015-06-19T00:00:00-07:002015-06-19T00:00:00-07:002015-15229Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-19/pdf/2015-15229.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/19/2015-15224.htmlNotice - In The Matter of Revolutionary Concepts, Inc.; Order of Suspension of Trading2015-06-19T00:00:00-07:002015-06-19T00:00:00-07:002015-15224Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-19/pdf/2015-15224.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/19/2015-15223.htmlNotice - In the Matter of Neologic Animation Inc., Order of Suspension of Trading2015-06-19T00:00:00-07:002015-06-19T00:00:00-07:002015-15223Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-19/pdf/2015-15223.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/19/2015-15221.htmlNotice - In the Matter of Oraco Resources, Inc., SaviCorp (a/k/a SaVi Media Group, Inc.), Smoky Market Foods, Inc., Soltera Mining Corp., and Wolverine Holding Corp. (a/k/a Mobility Plus Medical Equipment, Inc.); Order of Suspension of Trading2015-06-19T00:00:00-07:002015-06-19T00:00:00-07:002015-15221Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-19/pdf/2015-15221.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/19/2015-15146.htmlRule - Amendments for Small and Additional Issues Exemptions Under the Securities Act (Regulation A)2015-06-19T00:00:00-07:002015-06-19T00:00:00-07:002015-15146Rulehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-19/pdf/2015-15146.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/19/2015-15046.htmlNotice - TCP Capital Corp., et al.; Notice of Application2015-06-19T00:00:00-07:002015-06-19T00:00:00-07:002015-15046Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-19/pdf/2015-15046.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/19/2015-15045.htmlNotice - FFI Advisors, LLC, et al.; Notice of Application2015-06-19T00:00:00-07:002015-06-19T00:00:00-07:002015-15045Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-19/pdf/2015-15045.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/19/2015-15044.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Regulatory Related References2015-06-19T00:00:00-07:002015-06-19T00:00:00-07:002015-15044Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-19/pdf/2015-15044.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/19/2015-15043.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Natural Gas Spot Contracts Policies2015-06-19T00:00:00-07:002015-06-19T00:00:00-07:002015-15043Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-19/pdf/2015-15043.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/18/2015-14971.htmlNotice - Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 19.3(i)2015-06-18T00:00:00-07:002015-06-18T00:00:00-07:002015-14971Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-18/pdf/2015-14971.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/18/2015-14970.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Sections 401, 402 and 404 of the NYSEMKT Company Guide To (i) Provide That Companies Can Comply With the Exchange's Immediate Release Policy by Disseminating the Information Required To Be Disseminated Pursuant to This Policy by Any Regulation Fair Disclosure Compliant Method or Combination of Methods, (ii) Clarify the Procedures Taken by the Exchange in the Event of Unusual Market Activity and (iii) Update References to Exchange Departments and Personnel and Make Other Non-Substantive Conforming Updates2015-06-18T00:00:00-07:002015-06-18T00:00:00-07:002015-14970Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-18/pdf/2015-14970.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/18/2015-14969.htmlNotice - New York Alaska ETF Management LLC, et al.; Notice of Application2015-06-18T00:00:00-07:002015-06-18T00:00:00-07:002015-14969Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-18/pdf/2015-14969.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/18/2015-14378.htmlUnknown - Regulatory Flexibility Agenda2015-06-18T00:00:00-07:002015-06-18T00:00:00-07:002015-14378Unknownhttp://www.gpo.gov/fdsys/pkg/FR-2015-06-18/pdf/2015-14378.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14991.htmlNotice - In the Matter of Joymain International Development Group, Inc.; Order of Suspension of Trading2015-06-17T00:00:00-07:002015-06-17T00:00:00-07:002015-14991Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-17/pdf/2015-14991.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14890.htmlNotice - Request for Comment on Exchange-Traded Products2015-06-17T00:00:00-07:002015-06-17T00:00:00-07:002015-14890Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-17/pdf/2015-14890.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14833.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exemptions From the Order Audit Trail System Recording and Reporting Requirements2015-06-17T00:00:00-07:002015-06-17T00:00:00-07:002015-14833Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-17/pdf/2015-14833.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14832.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.2015-06-17T00:00:00-07:002015-06-17T00:00:00-07:002015-14832Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-17/pdf/2015-14832.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14831.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.2015-06-17T00:00:00-07:002015-06-17T00:00:00-07:002015-14831Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-17/pdf/2015-14831.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14830.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Revising the Schedule for Implementing the Exchange's Recently Approved Rule To Provide a Price Protection for Market Maker Quotes Pursuant to Rule 6.612015-06-17T00:00:00-07:002015-06-17T00:00:00-07:002015-14830Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-17/pdf/2015-14830.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14829.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change To Amend NYSE Arca Rules 3.1 and 3.3 and Section 4.01(a) of the Exchange's Bylaws To Establish a Regulatory Oversight Committee as a Committee of the Board of Directors of the Exchange2015-06-17T00:00:00-07:002015-06-17T00:00:00-07:002015-14829Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-17/pdf/2015-14829.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14828.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Provide a Web-Based Delivery Method for Completing the Regulatory Element of the Continuing Education Requirements2015-06-17T00:00:00-07:002015-06-17T00:00:00-07:002015-14828Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-17/pdf/2015-14828.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14827.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, LLC; Notice of Filing of Proposed Rule Change Making Permanent the Rules of the New Market Model Pilot and the Supplemental Liquidity Providers Pilot2015-06-17T00:00:00-07:002015-06-17T00:00:00-07:002015-14827Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-17/pdf/2015-14827.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14826.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Order Approving a Proposed Rule Change To Amend Exchange Rule 5152015-06-17T00:00:00-07:002015-06-17T00:00:00-07:002015-14826Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-17/pdf/2015-14826.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14825.htmlNotice - Self-Regulatory Organizations; NYSE MKT, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Revising the Schedule for Implementing the Exchange's Recently Approved Rule To Provide a Price Protection for Market Maker Quotes Pursuant to Rule 967.1NY2015-06-17T00:00:00-07:002015-06-17T00:00:00-07:002015-14825Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-17/pdf/2015-14825.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14824.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGX Exchange, Inc.2015-06-17T00:00:00-07:002015-06-17T00:00:00-07:002015-14824Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-17/pdf/2015-14824.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14823.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGX Exchange, Inc.2015-06-17T00:00:00-07:002015-06-17T00:00:00-07:002015-14823Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-17/pdf/2015-14823.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14822.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Order Approving Proposed Rule Change To Amend the Sixth Amended and Restated Operating Agreement of the Exchange2015-06-17T00:00:00-07:002015-06-17T00:00:00-07:002015-14822Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-17/pdf/2015-14822.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14821.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGA Exchange, Inc.2015-06-17T00:00:00-07:002015-06-17T00:00:00-07:002015-14821Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-17/pdf/2015-14821.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14820.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGA Exchange, Inc.2015-06-17T00:00:00-07:002015-06-17T00:00:00-07:002015-14820Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-17/pdf/2015-14820.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14819.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Under Exchange Rule 7018 With Respect to Transactions in Securities Priced at $1 or More per Share and the Exchange's Retail Price Improvement Program2015-06-17T00:00:00-07:002015-06-17T00:00:00-07:002015-14819Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-17/pdf/2015-14819.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14807.htmlNotice - Automated Matching Systems Exchange, LLC; Order Denying an Application for a Limited Volume Exemption From Registration as a National Securities Exchange Under Section 5 of the Securities Exchange Act of 19342015-06-17T00:00:00-07:002015-06-17T00:00:00-07:002015-14807Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-17/pdf/2015-14807.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/16/2015-14834.htmlNotice - Sunshine Act Meeting2015-06-16T00:00:00-07:002015-06-16T00:00:00-07:002015-14834Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-16/pdf/2015-14834.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/16/2015-14672.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Automated Improvement Mechanism Order Allocations2015-06-16T00:00:00-07:002015-06-16T00:00:00-07:002015-14672Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-16/pdf/2015-14672.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/16/2015-14671.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exchange's Pricing Schedule Under Section VIII With Respect to Execution and Routing of Orders in Securities Priced at $1 or More Per Share2015-06-16T00:00:00-07:002015-06-16T00:00:00-07:002015-14671Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-16/pdf/2015-14671.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/16/2015-14670.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter VI, Section 18 of the Exchange's Options Rules2015-06-16T00:00:00-07:002015-06-16T00:00:00-07:002015-14670Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-16/pdf/2015-14670.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/16/2015-14669.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Fee Schedule2015-06-16T00:00:00-07:002015-06-16T00:00:00-07:002015-14669Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-16/pdf/2015-14669.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/16/2015-14668.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Price List To Revise Fees and Credits for Mid-Point Passive Liquidity Orders and Non Displayed Reserve Orders and To Revise Credits Applicable to Certain Transactions at the Open, Certain Designated Market Maker Transactions, and Certain Supplemental Liquidity Provider Transactions2015-06-16T00:00:00-07:002015-06-16T00:00:00-07:002015-14668Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-16/pdf/2015-14668.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/15/2015-14483.htmlNotice - Ares Dynamic Credit Allocation Fund, Inc., Ares Multi-Strategy Credit Fund, Inc., and Ares Capital Management II LLC; Notice of Application2015-06-15T00:00:00-07:002015-06-15T00:00:00-07:002015-14483Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-15/pdf/2015-14483.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/15/2015-14482.htmlNotice - Nuveen Fund Advisors, LLC, et al.; Notice of Application2015-06-15T00:00:00-07:002015-06-15T00:00:00-07:002015-14482Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-15/pdf/2015-14482.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/15/2015-14481.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BOX Rule 50202015-06-15T00:00:00-07:002015-06-15T00:00:00-07:002015-14481Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-15/pdf/2015-14481.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/15/2015-14480.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees2015-06-15T00:00:00-07:002015-06-15T00:00:00-07:002015-14480Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-15/pdf/2015-14480.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/15/2015-14479.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees2015-06-15T00:00:00-07:002015-06-15T00:00:00-07:002015-14479Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-15/pdf/2015-14479.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/15/2015-14478.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services To Modify the Credits for Mid-Point Passive Liquidity Orders2015-06-15T00:00:00-07:002015-06-15T00:00:00-07:002015-14478Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-15/pdf/2015-14478.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/15/2015-14477.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendments Nos. 1 and 2 Thereto, Relating to the Listing and Trading of the Shares of 18 Eaton Vance NextShares ETMFs of Either the Eaton Vance ETMF Trust or the Eaton Vance ETMF Trust II2015-06-15T00:00:00-07:002015-06-15T00:00:00-07:002015-14477Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-15/pdf/2015-14477.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/12/C1-2015-13175.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To Amend the Amended and Restated Certificate of Incorporation and By-Laws of The NASDAQ OMX Group, Inc.2015-06-12T00:00:00-07:002015-06-12T00:00:00-07:00C1-2015-13175Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-12/pdf/C1-2015-13175.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/12/2015-14362.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change to Expire CBOE Volatility Index (VIX) Options Every Week2015-06-12T00:00:00-07:002015-06-12T00:00:00-07:002015-14362Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-12/pdf/2015-14362.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/12/2015-14361.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change2015-06-12T00:00:00-07:002015-06-12T00:00:00-07:002015-14361Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-12/pdf/2015-14361.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/12/2015-12779.htmlProposed Rule - Investment Company Reporting Modernization2015-06-12T00:00:00-07:002015-06-12T00:00:00-07:002015-12779Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-12/pdf/2015-12779.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/12/2015-12778.htmlProposed Rule - Amendments to Form ADV and Investment Advisers Act Rules2015-06-12T00:00:00-07:002015-06-12T00:00:00-07:002015-12778Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-12/pdf/2015-12778.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/11/2015-14246.htmlNotice - Submission for OMB Review; Comment Request2015-06-11T00:00:00-07:002015-06-11T00:00:00-07:002015-14246Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-11/pdf/2015-14246.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/11/2015-14245.htmlNotice - Submission for OMB Review; Comment Request2015-06-11T00:00:00-07:002015-06-11T00:00:00-07:002015-14245Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-11/pdf/2015-14245.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/11/2015-14244.htmlNotice - Submission for OMB Review; Comment Request2015-06-11T00:00:00-07:002015-06-11T00:00:00-07:002015-14244Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-11/pdf/2015-14244.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/11/2015-14243.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange LLC To Amend the Amended and Restated Certificate of Incorporation and the Amended and Restated By-Laws of the Sole Limited Liability Company Member of MIAX, Miami International Holdings, Inc.2015-06-11T00:00:00-07:002015-06-11T00:00:00-07:002015-14243Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-11/pdf/2015-14243.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/11/2015-14242.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend NYSE Arca Equities Rule 8.600 To Adopt Generic Listing Standards for Managed Fund Shares2015-06-11T00:00:00-07:002015-06-11T00:00:00-07:002015-14242Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-11/pdf/2015-14242.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/11/2015-14241.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 13.9 Describing a Communication and Routing Service Known as BATS Connect2015-06-11T00:00:00-07:002015-06-11T00:00:00-07:002015-14241Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-11/pdf/2015-14241.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/10/2015-14136.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Intermarket Order Routing2015-06-10T00:00:00-07:002015-06-10T00:00:00-07:002015-14136Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-10/pdf/2015-14136.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/10/2015-14135.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 13.8 Describing a Communication and Routing Service Known as BATS Connect2015-06-10T00:00:00-07:002015-06-10T00:00:00-07:002015-14135Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-10/pdf/2015-14135.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/10/2015-14134.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 13.8 Describing a Communication and Routing Service Known as BATS Connect2015-06-10T00:00:00-07:002015-06-10T00:00:00-07:002015-14134Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-10/pdf/2015-14134.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/10/2015-14133.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Solicitation Auction Mechanism2015-06-10T00:00:00-07:002015-06-10T00:00:00-07:002015-14133Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-10/pdf/2015-14133.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/10/2015-14132.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change To Amend the Seventh Amended and Restated Operating Agreement of the New York Stock Exchange LLC2015-06-10T00:00:00-07:002015-06-10T00:00:00-07:002015-14132Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-10/pdf/2015-14132.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/10/2015-14131.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Modify the Opening Process2015-06-10T00:00:00-07:002015-06-10T00:00:00-07:002015-14131Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-10/pdf/2015-14131.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/10/2015-14126.htmlNotice - Final Interagency Policy Statement Establishing Joint Standards for Assessing the Diversity Policies and Practices of Entities Regulated by the Agencies2015-06-10T00:00:00-07:002015-06-10T00:00:00-07:002015-14126Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-10/pdf/2015-14126.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/09/2015-14137.htmlNotice - Sunshine Act Meeting2015-06-09T00:00:00-07:002015-06-09T00:00:00-07:002015-14137Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-09/pdf/2015-14137.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/09/2015-14052.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402015-06-09T00:00:00-07:002015-06-09T00:00:00-07:002015-14052Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-09/pdf/2015-14052.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/09/2015-13987.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule to Modify Certain of Its Posting Credits2015-06-09T00:00:00-07:002015-06-09T00:00:00-07:002015-13987Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-09/pdf/2015-13987.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/09/2015-13986.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Representation Regarding the AdvisorShares WCM/BNY Mellon Focused Growth ADR ETF's Holdings of American Depositary Receipts2015-06-09T00:00:00-07:002015-06-09T00:00:00-07:002015-13986Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-09/pdf/2015-13986.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/09/2015-13985.htmlNotice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide an Expedited Process for Former Equity Trading Permit Holders To Apply for Reinstatement and Register Associated Persons2015-06-09T00:00:00-07:002015-06-09T00:00:00-07:002015-13985Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-09/pdf/2015-13985.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/08/2015-13984.htmlNotice - Sunshine Act Meeting2015-06-08T00:00:00-07:002015-06-08T00:00:00-07:002015-13984Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-08/pdf/2015-13984.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/08/2015-13876.htmlNotice - Proposed Collection; Comment Request2015-06-08T00:00:00-07:002015-06-08T00:00:00-07:002015-13876Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-08/pdf/2015-13876.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/08/2015-13874.htmlNotice - Proposed Collection; Comment Request2015-06-08T00:00:00-07:002015-06-08T00:00:00-07:002015-13874Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-08/pdf/2015-13874.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/08/2015-13873.htmlNotice - Proposed Collection; Comment Request2015-06-08T00:00:00-07:002015-06-08T00:00:00-07:002015-13873Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-08/pdf/2015-13873.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/08/2015-13872.htmlNotice - Proposed Collection; Comment Request2015-06-08T00:00:00-07:002015-06-08T00:00:00-07:002015-13872Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-08/pdf/2015-13872.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/08/2015-13871.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending Rule 6.91(c), Electronic Complex Order Auction Process Removing the Limitation on Who Can Respond to a COA and Provide a Response Time Interval of at Least 500 Milliseconds; and Rule 6.47A, Order Exposure Requirements-OX To Add Use of the COA for a User To Satisfy the Order Exposure Requirement in Rule 6.47A and Delete the Reference in Rule 6.91(c) to the Order Exposure Requirements-OX Being Separate From the Duration of the COA Response Time Interval2015-06-08T00:00:00-07:002015-06-08T00:00:00-07:002015-13871Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-08/pdf/2015-13871.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/08/2015-13870.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending Rule 980NY(e), Electronic Complex Order Auction Process Removing the Limitation on Who Can Respond to a COA and Provide a Response Time Interval of at Least 500 Milliseconds; and Amend Rule 935NY, Order Exposure Requirements To Add Use of the COA for a User To Satisfy the Order Exposure Requirement in Rule 935NY and Delete the Reference in Rule 980NY(e) to the Order Exposure Requirements Being Separate From the Duration of the COA Response Time Interval2015-06-08T00:00:00-07:002015-06-08T00:00:00-07:002015-13870Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-08/pdf/2015-13870.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/08/2015-13869.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change Regarding the Discontinuance of the Distribution of Fractional Shares in Respect of Corporate Actions for New Issues in DTC's System2015-06-08T00:00:00-07:002015-06-08T00:00:00-07:002015-13869Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-08/pdf/2015-13869.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/08/2015-13868.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the iShares iBonds Dec 2021 AMT-Free Muni Bond ETF and iShares iBonds Dec 2022 AMT-Free Muni Bond ETF Under NYSE Arca Equities Rule 5.2(j)(3)2015-06-08T00:00:00-07:002015-06-08T00:00:00-07:002015-13868Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-08/pdf/2015-13868.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/05/2015-13875.htmlNotice - Proposed Collection; Comment Request2015-06-05T00:00:00-07:002015-06-05T00:00:00-07:002015-13875Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-05/pdf/2015-13875.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/05/2015-13723.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Representation Regarding Investment in Certain Mortgage-Related Securities by the AdvisorShares Sage Core Reserves ETF2015-06-05T00:00:00-07:002015-06-05T00:00:00-07:002015-13723Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-05/pdf/2015-13723.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/05/2015-13722.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule To Amend Fees Applicable to Securities Listed on BATS Exchange, Inc. Pursuant to BATS Rule 14.132015-06-05T00:00:00-07:002015-06-05T00:00:00-07:002015-13722Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-05/pdf/2015-13722.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/04/2015-13741.htmlNotice - Order of Suspension of Trading; In the Matter of Anticus International Corp., China Marketing Media Holdings, Inc., Cigma Metals Corp., and LL&E Royalty Trust; File No. 500-12015-06-04T00:00:00-07:002015-06-04T00:00:00-07:002015-13741Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-04/pdf/2015-13741.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/04/2015-13627.htmlRule - Amendments for Small and Additional Issues Exemptions Under the Securities Act (Regulation A)2015-06-04T00:00:00-07:002015-06-04T00:00:00-07:002015-13627Rulehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-04/pdf/2015-13627.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/04/2015-13617.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Withdrawal of Proposed Rule Change Related to Equipment and Communication on the Exchange's Trading Floor2015-06-04T00:00:00-07:002015-06-04T00:00:00-07:002015-13617Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-04/pdf/2015-13617.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/04/2015-13615.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the SPDR® SSgA Flexible Allocation ETF Under NYSE Arca Equities Rule 8.6002015-06-04T00:00:00-07:002015-06-04T00:00:00-07:002015-13615Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-04/pdf/2015-13615.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/04/2015-13612.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Implementation of FINRA Rule 4240 (Margin Requirements for Credit Default Swaps)2015-06-04T00:00:00-07:002015-06-04T00:00:00-07:002015-13612Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-04/pdf/2015-13612.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/04/2015-13611.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Provide for the Clearance of an Additional Western European Sovereign Single Name Credit Default Swap Contract2015-06-04T00:00:00-07:002015-06-04T00:00:00-07:002015-13611Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-04/pdf/2015-13611.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/03/2015-13616.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 4626(b)(3)2015-06-03T00:00:00-07:002015-06-03T00:00:00-07:002015-13616Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-03/pdf/2015-13616.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/03/2015-13451.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change Relating to CDS Procedures for CDX North America Index CDS Contracts2015-06-03T00:00:00-07:002015-06-03T00:00:00-07:002015-13451Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-03/pdf/2015-13451.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/03/2015-13450.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend the Amended and Restated Certificate of Incorporation and By-Laws of The NASDAQ OMX Group, Inc.2015-06-03T00:00:00-07:002015-06-03T00:00:00-07:002015-13450Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-03/pdf/2015-13450.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/03/2015-13449.htmlNotice - Self-Regulatory Organizations; Stock Clearing Corporation of Philadelphia; Notice of Filing of Proposed Rule Change To Amend the Amended and Restated Certificate of Incorporation and By-Laws of The NASDAQ OMX Group, Inc.2015-06-03T00:00:00-07:002015-06-03T00:00:00-07:002015-13449Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-03/pdf/2015-13449.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/02/2015-13453.htmlNotice - Sunshine Act Meeting2015-06-02T00:00:00-07:002015-06-02T00:00:00-07:002015-13453Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-02/pdf/2015-13453.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/02/2015-13382.htmlNotice - Submission for OMB Review; Comment Request2015-06-02T00:00:00-07:002015-06-02T00:00:00-07:002015-13382Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-02/pdf/2015-13382.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/02/2015-13381.htmlNotice - Submission for OMB Review; Comment Request2015-06-02T00:00:00-07:002015-06-02T00:00:00-07:002015-13381Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-02/pdf/2015-13381.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/02/2015-13380.htmlNotice - Submission for OMB Review; Comment Request2015-06-02T00:00:00-07:002015-06-02T00:00:00-07:002015-13380Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-02/pdf/2015-13380.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/02/2015-13379.htmlNotice - Submission for OMB Review Comment Request2015-06-02T00:00:00-07:002015-06-02T00:00:00-07:002015-13379Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-02/pdf/2015-13379.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/02/2015-13378.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify the Scope of the Definition of “Asset-Backed Security” for Purposes of Reporting to FINRA's Trade Reporting and Compliance Engine (TRACE) System2015-06-02T00:00:00-07:002015-06-02T00:00:00-07:002015-13378Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-02/pdf/2015-13378.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/02/2015-13326.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section 804.00 of the Listed Company Manual To Specify That Issuers Seeking a Review of a Delisting Decision Made by the Staff of NYSE Regulation, Inc. Must Have Paid All Prior Fees Owed to the Exchange2015-06-02T00:00:00-07:002015-06-02T00:00:00-07:002015-13326Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-02/pdf/2015-13326.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/02/2015-13321.htmlNotice - Benefit Street Partners BDC, Inc., et al.; Notice of Application2015-06-02T00:00:00-07:002015-06-02T00:00:00-07:002015-13321Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-02/pdf/2015-13321.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/02/2015-13176.htmlNotice - The RBB Fund, Inc., et al.;2015-06-02T00:00:00-07:002015-06-02T00:00:00-07:002015-13176Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-02/pdf/2015-13176.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/02/2015-13175.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To Amend the Amended and Restated Certificate of Incorporation and By-Laws of The NASDAQ OMX Group, Inc.2015-06-02T00:00:00-07:002015-06-02T00:00:00-07:002015-13175Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-02/pdf/2015-13175.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/02/2015-13174.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend the Amended and Restated Certificate of Incorporation and By-Laws of The NASDAQ OMX Group, Inc.2015-06-02T00:00:00-07:002015-06-02T00:00:00-07:002015-13174Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-02/pdf/2015-13174.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/02/2015-13173.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change To Amend the Amended and Restated Certificate of Incorporation and By-Laws of The NASDAQ OMX Group, Inc.2015-06-02T00:00:00-07:002015-06-02T00:00:00-07:002015-13173Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-02/pdf/2015-13173.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/02/2015-13171.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Amending NYSE Rule 13 and Related Rules Governing Order Types and Modifiers2015-06-02T00:00:00-07:002015-06-02T00:00:00-07:002015-13171Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-02/pdf/2015-13171.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/01/2015-13322.htmlNotice - Sunshine Act Meeting2015-06-01T00:00:00-07:002015-06-01T00:00:00-07:002015-13322Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-01/pdf/2015-13322.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/01/2015-13320.htmlNotice - In the Matter of America West Resources, Inc., Sonoma Valley Bancorp, and WorldStar Energy, Corp.; Order of Suspension of Trading2015-06-01T00:00:00-07:002015-06-01T00:00:00-07:002015-13320Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-01/pdf/2015-13320.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/01/2015-13172.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Amending NYSEMKT Rule 13-Equities and Related Rules Governing Order Types and Modifiers2015-06-01T00:00:00-07:002015-06-01T00:00:00-07:002015-13172Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-01/pdf/2015-13172.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/01/2015-13082.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of a Proposed Rule Change Consisting of Proposed Amendments to the MSRB Rule G-14 RTRS Procedures, and the Real-Time Transaction Reporting System and Subscription Service2015-06-01T00:00:00-07:002015-06-01T00:00:00-07:002015-13082Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-01/pdf/2015-13082.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/01/2015-13073.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Listing and Trading Under NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 of Shares of the Vanguard Tax-Exempt Bond Index Fund2015-06-01T00:00:00-07:002015-06-01T00:00:00-07:002015-13073Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-01/pdf/2015-13073.pdfhttps://regulations.justia.com/regulations/fedreg/2015/06/01/2015-13072.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exchange's Pricing Schedule Under Section VIII With Respect to Execution and Routing of Orders in Securities Priced at $1 or More Per Share2015-06-01T00:00:00-07:002015-06-01T00:00:00-07:002015-13072Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-06-01/pdf/2015-13072.pdf