<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/06/30?registers=between Mon, 23 Jun 2025 19:30:24 -0700 Mon, 23 Jun 2025 19:30:24 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/06/30?registers=between Notice - In the Matter of Aspire Japan, Inc., Market & Research Corp. (n/k/a MRC Group Ltd.), McIntosh Bancshares Inc., Pure Minerals, Inc. (f/k/a Pure Pharmaceuticals Corp.) and Salamon Group, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-16148.html https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-16148.html Tue, 30 Jun 2015 00:00:00 -0700 2015-16148 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-30/pdf/2015-16148.pdf Notice - In the Matter of Accres Holding, Inc., FirstBank Financial Services, Inc., MicroSmart Devices, Inc., Polymedix, Inc., RegenoCELL Therapeutics, Inc., and The Sagemark Companies Ltd.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-16147.html https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-16147.html Tue, 30 Jun 2015 00:00:00 -0700 2015-16147 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-30/pdf/2015-16147.pdf Notice - In the Matter of Vantone International Group, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-16146.html https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-16146.html Tue, 30 Jun 2015 00:00:00 -0700 2015-16146 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-30/pdf/2015-16146.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-16095.html https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-16095.html Tue, 30 Jun 2015 00:00:00 -0700 2015-16095 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-30/pdf/2015-16095.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-16094.html https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-16094.html Tue, 30 Jun 2015 00:00:00 -0700 2015-16094 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-30/pdf/2015-16094.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection to an Advance Notice Concerning Modifications To Backtesting Procedures in Order To Enhance Monitoring of Margin Coverage and Model Risk Exposure https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-15994.html https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-15994.html Tue, 30 Jun 2015 00:00:00 -0700 2015-15994 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-30/pdf/2015-15994.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending the Eighth Amended and Restated Operating Agreement of the Exchange To Establish a Regulatory Oversight Committee as a Committee of the Board of Directors of the Exchange and Make Certain Conforming Amendments to Exchange Rules https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-15984.html https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-15984.html Tue, 30 Jun 2015 00:00:00 -0700 2015-15984 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-30/pdf/2015-15984.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amending Rule 6.42 To Extend Its Penny Pilot Until June 30, 2016 https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-15983.html https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-15983.html Tue, 30 Jun 2015 00:00:00 -0700 2015-15983 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-30/pdf/2015-15983.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program and Replacement of Penny Pilot Issues That Have Been Delisted https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-15982.html https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-15982.html Tue, 30 Jun 2015 00:00:00 -0700 2015-15982 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-30/pdf/2015-15982.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 510 To Extend the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-15981.html https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-15981.html Tue, 30 Jun 2015 00:00:00 -0700 2015-15981 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-30/pdf/2015-15981.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program and Replacement of Penny Pilot Issues That Have Been Delisted https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-15980.html https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-15980.html Tue, 30 Jun 2015 00:00:00 -0700 2015-15980 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-30/pdf/2015-15980.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rules 7.25 and 8.800 in Order To Allow An Issuer to Elect for its Exchange Traded Product to Participate in the Crowd Participant Program or the ETP Incentive Program Monthly Rather than Quarterly and To Extend the Effectiveness of the Crowd Participant Program until June 23, 2016 https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-15979.html https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-15979.html Tue, 30 Jun 2015 00:00:00 -0700 2015-15979 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-30/pdf/2015-15979.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to NYSE Amex Options Rule 960NY in Order To Extend the Penny Pilot in Options Classes in Certain Issues Through June 30, 2016 https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-15978.html https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-15978.html Tue, 30 Jun 2015 00:00:00 -0700 2015-15978 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-30/pdf/2015-15978.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to Exchange Rule 6.72 in Order To Extend the Penny Pilot in Options Classes in Certain Issues Through June 30, 2016 https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-15977.html https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-15977.html Tue, 30 Jun 2015 00:00:00 -0700 2015-15977 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-30/pdf/2015-15977.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amending Rule 6.4 To Extend the Penny Pilot through June 30, 2016 https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-15976.html https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-15976.html Tue, 30 Jun 2015 00:00:00 -0700 2015-15976 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-30/pdf/2015-15976.pdf Notice - Context Capital Advisers, LLC, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-15975.html https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-15975.html Tue, 30 Jun 2015 00:00:00 -0700 2015-15975 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-30/pdf/2015-15975.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX Phlx LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Amend and Restate Certain Rules That Govern the NASDAQ OMX PSX https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-15974.html https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-15974.html Tue, 30 Jun 2015 00:00:00 -0700 2015-15974 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-30/pdf/2015-15974.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 1.1 Governing Definitions and Various Equity Trading Rules in Order To Eliminate Obsolete References https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-15973.html https://regulations.justia.com/regulations/fedreg/2015/06/30/2015-15973.html Tue, 30 Jun 2015 00:00:00 -0700 2015-15973 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-30/pdf/2015-15973.pdf