<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/06/24?registers=between Fri, 10 May 2024 21:43:43 -0700 Fri, 10 May 2024 21:43:43 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/06/24?registers=between Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Amending Sections 312.03(b) and 312.04 of the NYSE Listed Company Manual To Exempt Early Stage Companies From Having To Obtain Shareholder Approval Before Issuing Shares for Cash to Related Parties, Affiliates of Related Parties or Entities In Which a Related Party has a Substantial Interest https://regulations.justia.com/regulations/fedreg/2015/06/24/2015-15456.html https://regulations.justia.com/regulations/fedreg/2015/06/24/2015-15456.html Wed, 24 Jun 2015 00:00:00 -0700 2015-15456 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-24/pdf/2015-15456.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Shares of Newfleet Multi-Sector Unconstrained Bond ETF under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2015/06/24/2015-15455.html https://regulations.justia.com/regulations/fedreg/2015/06/24/2015-15455.html Wed, 24 Jun 2015 00:00:00 -0700 2015-15455 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-24/pdf/2015-15455.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Series 4 Examination Program https://regulations.justia.com/regulations/fedreg/2015/06/24/2015-15454.html https://regulations.justia.com/regulations/fedreg/2015/06/24/2015-15454.html Wed, 24 Jun 2015 00:00:00 -0700 2015-15454 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-24/pdf/2015-15454.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Relating to Rules 6.74A and 6.74B https://regulations.justia.com/regulations/fedreg/2015/06/24/2015-15453.html https://regulations.justia.com/regulations/fedreg/2015/06/24/2015-15453.html Wed, 24 Jun 2015 00:00:00 -0700 2015-15453 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-24/pdf/2015-15453.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 3 Thereto, Relating to the Listing and Trading of Shares of the ALPS Enhanced Put Write Strategy ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2015/06/24/2015-15452.html https://regulations.justia.com/regulations/fedreg/2015/06/24/2015-15452.html Wed, 24 Jun 2015 00:00:00 -0700 2015-15452 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-24/pdf/2015-15452.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/06/24/2015-15451.html https://regulations.justia.com/regulations/fedreg/2015/06/24/2015-15451.html Wed, 24 Jun 2015 00:00:00 -0700 2015-15451 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-24/pdf/2015-15451.pdf Notice - Amplify Investments LLC and Amplify ETF Trust; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/06/24/2015-15450.html https://regulations.justia.com/regulations/fedreg/2015/06/24/2015-15450.html Wed, 24 Jun 2015 00:00:00 -0700 2015-15450 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-24/pdf/2015-15450.pdf