<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/06/17?registers=between Mon, 23 Jun 2025 13:43:28 -0700 Mon, 23 Jun 2025 13:43:28 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/06/17?registers=between Notice - In the Matter of Joymain International Development Group, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14991.html https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14991.html Wed, 17 Jun 2015 00:00:00 -0700 2015-14991 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-17/pdf/2015-14991.pdf Notice - Request for Comment on Exchange-Traded Products https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14890.html https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14890.html Wed, 17 Jun 2015 00:00:00 -0700 2015-14890 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-17/pdf/2015-14890.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exemptions From the Order Audit Trail System Recording and Reporting Requirements https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14833.html https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14833.html Wed, 17 Jun 2015 00:00:00 -0700 2015-14833 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-17/pdf/2015-14833.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14832.html https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14832.html Wed, 17 Jun 2015 00:00:00 -0700 2015-14832 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-17/pdf/2015-14832.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14831.html https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14831.html Wed, 17 Jun 2015 00:00:00 -0700 2015-14831 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-17/pdf/2015-14831.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Revising the Schedule for Implementing the Exchange's Recently Approved Rule To Provide a Price Protection for Market Maker Quotes Pursuant to Rule 6.61 https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14830.html https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14830.html Wed, 17 Jun 2015 00:00:00 -0700 2015-14830 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-17/pdf/2015-14830.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change To Amend NYSE Arca Rules 3.1 and 3.3 and Section 4.01(a) of the Exchange's Bylaws To Establish a Regulatory Oversight Committee as a Committee of the Board of Directors of the Exchange https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14829.html https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14829.html Wed, 17 Jun 2015 00:00:00 -0700 2015-14829 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-17/pdf/2015-14829.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Provide a Web-Based Delivery Method for Completing the Regulatory Element of the Continuing Education Requirements https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14828.html https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14828.html Wed, 17 Jun 2015 00:00:00 -0700 2015-14828 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-17/pdf/2015-14828.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, LLC; Notice of Filing of Proposed Rule Change Making Permanent the Rules of the New Market Model Pilot and the Supplemental Liquidity Providers Pilot https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14827.html https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14827.html Wed, 17 Jun 2015 00:00:00 -0700 2015-14827 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-17/pdf/2015-14827.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Order Approving a Proposed Rule Change To Amend Exchange Rule 515 https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14826.html https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14826.html Wed, 17 Jun 2015 00:00:00 -0700 2015-14826 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-17/pdf/2015-14826.pdf Notice - Self-Regulatory Organizations; NYSE MKT, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Revising the Schedule for Implementing the Exchange's Recently Approved Rule To Provide a Price Protection for Market Maker Quotes Pursuant to Rule 967.1NY https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14825.html https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14825.html Wed, 17 Jun 2015 00:00:00 -0700 2015-14825 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-17/pdf/2015-14825.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGX Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14824.html https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14824.html Wed, 17 Jun 2015 00:00:00 -0700 2015-14824 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-17/pdf/2015-14824.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGX Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14823.html https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14823.html Wed, 17 Jun 2015 00:00:00 -0700 2015-14823 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-17/pdf/2015-14823.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Order Approving Proposed Rule Change To Amend the Sixth Amended and Restated Operating Agreement of the Exchange https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14822.html https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14822.html Wed, 17 Jun 2015 00:00:00 -0700 2015-14822 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-17/pdf/2015-14822.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGA Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14821.html https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14821.html Wed, 17 Jun 2015 00:00:00 -0700 2015-14821 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-17/pdf/2015-14821.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGA Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14820.html https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14820.html Wed, 17 Jun 2015 00:00:00 -0700 2015-14820 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-17/pdf/2015-14820.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Under Exchange Rule 7018 With Respect to Transactions in Securities Priced at $1 or More per Share and the Exchange's Retail Price Improvement Program https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14819.html https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14819.html Wed, 17 Jun 2015 00:00:00 -0700 2015-14819 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-17/pdf/2015-14819.pdf Notice - Automated Matching Systems Exchange, LLC; Order Denying an Application for a Limited Volume Exemption From Registration as a National Securities Exchange Under Section 5 of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14807.html https://regulations.justia.com/regulations/fedreg/2015/06/17/2015-14807.html Wed, 17 Jun 2015 00:00:00 -0700 2015-14807 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-17/pdf/2015-14807.pdf