<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/06/02?registers=between Sat, 11 May 2024 11:49:56 -0700 Sat, 11 May 2024 11:49:56 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/06/02?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2015/06/02/2015-13453.html https://regulations.justia.com/regulations/fedreg/2015/06/02/2015-13453.html Tue, 02 Jun 2015 00:00:00 -0700 2015-13453 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-02/pdf/2015-13453.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2015/06/02/2015-13382.html https://regulations.justia.com/regulations/fedreg/2015/06/02/2015-13382.html Tue, 02 Jun 2015 00:00:00 -0700 2015-13382 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-02/pdf/2015-13382.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2015/06/02/2015-13381.html https://regulations.justia.com/regulations/fedreg/2015/06/02/2015-13381.html Tue, 02 Jun 2015 00:00:00 -0700 2015-13381 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-02/pdf/2015-13381.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2015/06/02/2015-13380.html https://regulations.justia.com/regulations/fedreg/2015/06/02/2015-13380.html Tue, 02 Jun 2015 00:00:00 -0700 2015-13380 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-02/pdf/2015-13380.pdf Notice - Submission for OMB Review Comment Request https://regulations.justia.com/regulations/fedreg/2015/06/02/2015-13379.html https://regulations.justia.com/regulations/fedreg/2015/06/02/2015-13379.html Tue, 02 Jun 2015 00:00:00 -0700 2015-13379 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-02/pdf/2015-13379.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify the Scope of the Definition of “Asset-Backed Security” for Purposes of Reporting to FINRA's Trade Reporting and Compliance Engine (TRACE) System https://regulations.justia.com/regulations/fedreg/2015/06/02/2015-13378.html https://regulations.justia.com/regulations/fedreg/2015/06/02/2015-13378.html Tue, 02 Jun 2015 00:00:00 -0700 2015-13378 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-02/pdf/2015-13378.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section 804.00 of the Listed Company Manual To Specify That Issuers Seeking a Review of a Delisting Decision Made by the Staff of NYSE Regulation, Inc. Must Have Paid All Prior Fees Owed to the Exchange https://regulations.justia.com/regulations/fedreg/2015/06/02/2015-13326.html https://regulations.justia.com/regulations/fedreg/2015/06/02/2015-13326.html Tue, 02 Jun 2015 00:00:00 -0700 2015-13326 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-02/pdf/2015-13326.pdf Notice - Benefit Street Partners BDC, Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/06/02/2015-13321.html https://regulations.justia.com/regulations/fedreg/2015/06/02/2015-13321.html Tue, 02 Jun 2015 00:00:00 -0700 2015-13321 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-02/pdf/2015-13321.pdf Notice - The RBB Fund, Inc., et al.; https://regulations.justia.com/regulations/fedreg/2015/06/02/2015-13176.html https://regulations.justia.com/regulations/fedreg/2015/06/02/2015-13176.html Tue, 02 Jun 2015 00:00:00 -0700 2015-13176 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-02/pdf/2015-13176.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To Amend the Amended and Restated Certificate of Incorporation and By-Laws of The NASDAQ OMX Group, Inc. https://regulations.justia.com/regulations/fedreg/2015/06/02/2015-13175.html https://regulations.justia.com/regulations/fedreg/2015/06/02/2015-13175.html Tue, 02 Jun 2015 00:00:00 -0700 2015-13175 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-02/pdf/2015-13175.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend the Amended and Restated Certificate of Incorporation and By-Laws of The NASDAQ OMX Group, Inc. https://regulations.justia.com/regulations/fedreg/2015/06/02/2015-13174.html https://regulations.justia.com/regulations/fedreg/2015/06/02/2015-13174.html Tue, 02 Jun 2015 00:00:00 -0700 2015-13174 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-02/pdf/2015-13174.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change To Amend the Amended and Restated Certificate of Incorporation and By-Laws of The NASDAQ OMX Group, Inc. https://regulations.justia.com/regulations/fedreg/2015/06/02/2015-13173.html https://regulations.justia.com/regulations/fedreg/2015/06/02/2015-13173.html Tue, 02 Jun 2015 00:00:00 -0700 2015-13173 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-02/pdf/2015-13173.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Amending NYSE Rule 13 and Related Rules Governing Order Types and Modifiers https://regulations.justia.com/regulations/fedreg/2015/06/02/2015-13171.html https://regulations.justia.com/regulations/fedreg/2015/06/02/2015-13171.html Tue, 02 Jun 2015 00:00:00 -0700 2015-13171 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-06-02/pdf/2015-13171.pdf