<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/05/29?registers=between Tue, 24 Jun 2025 08:35:54 -0700 Tue, 24 Jun 2025 08:35:54 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/05/29?registers=between Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Amend the Code of Arbitration Procedure for Customer Disputes and the Code of Arbitration Procedure for Industry Disputes To Increase a Fee for the Late Cancellation of a Scheduled Hearing, Lengthen the Notice Period for Cancelling a Scheduled Hearing, and Increase the Amount of Honoraria Paid to Arbitrators Affected by a Late Cancellation of a Scheduled Hearing https://regulations.justia.com/regulations/fedreg/2015/05/29/2015-12971.html https://regulations.justia.com/regulations/fedreg/2015/05/29/2015-12971.html Fri, 29 May 2015 00:00:00 -0700 2015-12971 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-29/pdf/2015-12971.pdf Notice - KCAP Financial, Inc.; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/05/29/2015-12970.html https://regulations.justia.com/regulations/fedreg/2015/05/29/2015-12970.html Fri, 29 May 2015 00:00:00 -0700 2015-12970 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-29/pdf/2015-12970.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Adopting New NYSE Rule 124 To Conduct a Midday Auction and Amending NYSE Rule 104 To Codify the Obligation of Designated Market Makers To Facilitate the Midday Auction https://regulations.justia.com/regulations/fedreg/2015/05/29/2015-12968.html https://regulations.justia.com/regulations/fedreg/2015/05/29/2015-12968.html Fri, 29 May 2015 00:00:00 -0700 2015-12968 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-29/pdf/2015-12968.pdf