<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/05/28?registers=between Sun, 22 Dec 2024 14:36:30 -0800 Sun, 22 Dec 2024 14:36:30 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/05/28?registers=between Notice - Self-Regulatory Organizations; NYSE MKT LLC.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Modify the Appointment Process Utilized by the Exchange https://regulations.justia.com/regulations/fedreg/2015/05/28/2015-12837.html https://regulations.justia.com/regulations/fedreg/2015/05/28/2015-12837.html Thu, 28 May 2015 00:00:00 -0700 2015-12837 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-28/pdf/2015-12837.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Modify the Appointment Process Utilized by the Exchange https://regulations.justia.com/regulations/fedreg/2015/05/28/2015-12836.html https://regulations.justia.com/regulations/fedreg/2015/05/28/2015-12836.html Thu, 28 May 2015 00:00:00 -0700 2015-12836 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-28/pdf/2015-12836.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade the Shares of the Tuttle Tactical Management Multi-Strategy Income ETF of ETFis Series Trust I https://regulations.justia.com/regulations/fedreg/2015/05/28/2015-12835.html https://regulations.justia.com/regulations/fedreg/2015/05/28/2015-12835.html Thu, 28 May 2015 00:00:00 -0700 2015-12835 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-28/pdf/2015-12835.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify That Participants Are Required To Participate in Operational Testing by DTC, Including Testing of DTC's Business Continuity and Disaster Recovery Plans https://regulations.justia.com/regulations/fedreg/2015/05/28/2015-12834.html https://regulations.justia.com/regulations/fedreg/2015/05/28/2015-12834.html Thu, 28 May 2015 00:00:00 -0700 2015-12834 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-28/pdf/2015-12834.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delay Implementation of Rule 15.2A https://regulations.justia.com/regulations/fedreg/2015/05/28/2015-12833.html https://regulations.justia.com/regulations/fedreg/2015/05/28/2015-12833.html Thu, 28 May 2015 00:00:00 -0700 2015-12833 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-28/pdf/2015-12833.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To Amend Exchange Rules Related to Order Tickets https://regulations.justia.com/regulations/fedreg/2015/05/28/2015-12832.html https://regulations.justia.com/regulations/fedreg/2015/05/28/2015-12832.html Thu, 28 May 2015 00:00:00 -0700 2015-12832 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-28/pdf/2015-12832.pdf Notice - Self-Regulatory Organizations; CBOE Futures Exchange, LLC; Notice of Filing of a Proposed Rule Change Regarding Audit Trail Retention Requirements https://regulations.justia.com/regulations/fedreg/2015/05/28/2015-12831.html https://regulations.justia.com/regulations/fedreg/2015/05/28/2015-12831.html Thu, 28 May 2015 00:00:00 -0700 2015-12831 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-28/pdf/2015-12831.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Penny Pilot Options Fees and Rebates https://regulations.justia.com/regulations/fedreg/2015/05/28/2015-12830.html https://regulations.justia.com/regulations/fedreg/2015/05/28/2015-12830.html Thu, 28 May 2015 00:00:00 -0700 2015-12830 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-28/pdf/2015-12830.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to the Listing and Trading of Shares of the SPDR SSgA Global Managed Volatility ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2015/05/28/2015-12829.html https://regulations.justia.com/regulations/fedreg/2015/05/28/2015-12829.html Thu, 28 May 2015 00:00:00 -0700 2015-12829 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-28/pdf/2015-12829.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2015/05/28/2015-12828.html https://regulations.justia.com/regulations/fedreg/2015/05/28/2015-12828.html Thu, 28 May 2015 00:00:00 -0700 2015-12828 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-28/pdf/2015-12828.pdf