<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/05/27?registers=between Wed, 16 Jul 2025 00:20:43 -0700 Wed, 16 Jul 2025 00:20:43 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/05/27?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2015/05/27/2015-12960.html https://regulations.justia.com/regulations/fedreg/2015/05/27/2015-12960.html Wed, 27 May 2015 00:00:00 -0700 2015-12960 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-27/pdf/2015-12960.pdf Notice - The Royal Bank of Scotland plc, et al.; Notice of Application and Temporary Order https://regulations.justia.com/regulations/fedreg/2015/05/27/2015-12757.html https://regulations.justia.com/regulations/fedreg/2015/05/27/2015-12757.html Wed, 27 May 2015 00:00:00 -0700 2015-12757 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-27/pdf/2015-12757.pdf Notice - Citicorp, et al.; Notice of Application and Temporary Order https://regulations.justia.com/regulations/fedreg/2015/05/27/2015-12756.html https://regulations.justia.com/regulations/fedreg/2015/05/27/2015-12756.html Wed, 27 May 2015 00:00:00 -0700 2015-12756 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-27/pdf/2015-12756.pdf Notice - J.P. Morgan Chase & Co., et al.; Notice of Application and Temporary Order https://regulations.justia.com/regulations/fedreg/2015/05/27/2015-12755.html https://regulations.justia.com/regulations/fedreg/2015/05/27/2015-12755.html Wed, 27 May 2015 00:00:00 -0700 2015-12755 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-27/pdf/2015-12755.pdf Notice - UBS AG, et al.; Notice of Application and Temporary Order https://regulations.justia.com/regulations/fedreg/2015/05/27/2015-12754.html https://regulations.justia.com/regulations/fedreg/2015/05/27/2015-12754.html Wed, 27 May 2015 00:00:00 -0700 2015-12754 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-27/pdf/2015-12754.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change to Adopt FINRA Rule 2242 (Debt Research Analysts and Debt Research Reports) https://regulations.justia.com/regulations/fedreg/2015/05/27/2015-12690.html https://regulations.justia.com/regulations/fedreg/2015/05/27/2015-12690.html Wed, 27 May 2015 00:00:00 -0700 2015-12690 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-27/pdf/2015-12690.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Relating to FINRA Rule 2241 (Research Analysts and Research Reports) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2015/05/27/2015-12689.html https://regulations.justia.com/regulations/fedreg/2015/05/27/2015-12689.html Wed, 27 May 2015 00:00:00 -0700 2015-12689 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-27/pdf/2015-12689.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Adopting a Principles-Based Approach To Prohibit the Misuse of Material Nonpublic Information by Specialists and e-Specialists by Deleting Rule 927.3NY and Section (f) of Rule 927.5NY https://regulations.justia.com/regulations/fedreg/2015/05/27/2015-12688.html https://regulations.justia.com/regulations/fedreg/2015/05/27/2015-12688.html Wed, 27 May 2015 00:00:00 -0700 2015-12688 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-27/pdf/2015-12688.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to Rule 6.53C and Complex Orders on the Hybrid System https://regulations.justia.com/regulations/fedreg/2015/05/27/2015-12687.html https://regulations.justia.com/regulations/fedreg/2015/05/27/2015-12687.html Wed, 27 May 2015 00:00:00 -0700 2015-12687 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-27/pdf/2015-12687.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Authorize the Exchange To Share Any Participant-Designated Risk Settings in the Trading System With the Clearing Participant That Clears Transactions on Behalf of the Participant https://regulations.justia.com/regulations/fedreg/2015/05/27/2015-12686.html https://regulations.justia.com/regulations/fedreg/2015/05/27/2015-12686.html Wed, 27 May 2015 00:00:00 -0700 2015-12686 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-27/pdf/2015-12686.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2015/05/27/2015-12685.html https://regulations.justia.com/regulations/fedreg/2015/05/27/2015-12685.html Wed, 27 May 2015 00:00:00 -0700 2015-12685 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-27/pdf/2015-12685.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2015/05/27/2015-12684.html https://regulations.justia.com/regulations/fedreg/2015/05/27/2015-12684.html Wed, 27 May 2015 00:00:00 -0700 2015-12684 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-27/pdf/2015-12684.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2015/05/27/2015-12683.html https://regulations.justia.com/regulations/fedreg/2015/05/27/2015-12683.html Wed, 27 May 2015 00:00:00 -0700 2015-12683 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-27/pdf/2015-12683.pdf