<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/05/22?registers=between Sun, 22 Dec 2024 14:22:53 -0800 Sun, 22 Dec 2024 14:22:53 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/05/22?registers=between Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Concerning the Implementation of New Risk Models in Order To Support the Clearance and Settlement of Asian-Style Flexibly Structured Options and Flexibly Structured Cliquet Options https://regulations.justia.com/regulations/fedreg/2015/05/22/2015-12636.html https://regulations.justia.com/regulations/fedreg/2015/05/22/2015-12636.html Fri, 22 May 2015 00:00:00 -0700 2015-12636 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-22/pdf/2015-12636.pdf Notice - In the Matter of Composite Solutions, Inc., Ruby Creek Resources, Inc., and Voyager Entertainment International Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2015/05/22/2015-12587.html https://regulations.justia.com/regulations/fedreg/2015/05/22/2015-12587.html Fri, 22 May 2015 00:00:00 -0700 2015-12587 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-22/pdf/2015-12587.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to Floor Broker Due Diligence https://regulations.justia.com/regulations/fedreg/2015/05/22/2015-12417.html https://regulations.justia.com/regulations/fedreg/2015/05/22/2015-12417.html Fri, 22 May 2015 00:00:00 -0700 2015-12417 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-22/pdf/2015-12417.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 515A https://regulations.justia.com/regulations/fedreg/2015/05/22/2015-12416.html https://regulations.justia.com/regulations/fedreg/2015/05/22/2015-12416.html Fri, 22 May 2015 00:00:00 -0700 2015-12416 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-22/pdf/2015-12416.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of a Proposed Rule Change, and Amendment No. 1 Thereto, To Amend Rule 11.2 To State That the BATS Y-Exchange, Inc. Will Not Designate for Trading Any Security Admitted to Unlisted Trading Privileges on the Exchange Unless That Security Satisfies Certain Liquidity Requirements https://regulations.justia.com/regulations/fedreg/2015/05/22/2015-12415.html https://regulations.justia.com/regulations/fedreg/2015/05/22/2015-12415.html Fri, 22 May 2015 00:00:00 -0700 2015-12415 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-22/pdf/2015-12415.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change, and Amendment No. 1 Thereto, To Amend Rule 11.2 To State That the BATS Exchange, Inc. Will Not Designate for Trading Any Security Admitted to Unlisted Trading Privileges on the Exchange Unless That Security Satisfies Certain Liquidity Requirements https://regulations.justia.com/regulations/fedreg/2015/05/22/2015-12414.html https://regulations.justia.com/regulations/fedreg/2015/05/22/2015-12414.html Fri, 22 May 2015 00:00:00 -0700 2015-12414 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-22/pdf/2015-12414.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of a Proposed Rule Change, and Amendment No. 1 Thereto, To Amend Rule 11.2 To State That EDGA Exchange, Inc. Will Not Designate for Trading Any Security Admitted to Unlisted Trading Privileges on the Exchange Unless That Security Satisfies Certain Liquidity Requirements https://regulations.justia.com/regulations/fedreg/2015/05/22/2015-12413.html https://regulations.justia.com/regulations/fedreg/2015/05/22/2015-12413.html Fri, 22 May 2015 00:00:00 -0700 2015-12413 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-22/pdf/2015-12413.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of a Proposed Rule Change, and Amendment No. 1 Thereto, To Amend Rule 11.2 To State That EDGX Exchange, Inc. Will Not Designate for Trading Any Security Admitted to Unlisted Trading Privileges on the Exchange Unless That Security Satisfies Certain Liquidity Requirements https://regulations.justia.com/regulations/fedreg/2015/05/22/2015-12412.html https://regulations.justia.com/regulations/fedreg/2015/05/22/2015-12412.html Fri, 22 May 2015 00:00:00 -0700 2015-12412 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-22/pdf/2015-12412.pdf Notice - BMO Funds, Inc. and BMO Asset Management Corp.; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/05/22/2015-12381.html https://regulations.justia.com/regulations/fedreg/2015/05/22/2015-12381.html Fri, 22 May 2015 00:00:00 -0700 2015-12381 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-22/pdf/2015-12381.pdf Notice - SEC Advisory Committee on Small and Emerging Companies https://regulations.justia.com/regulations/fedreg/2015/05/22/2015-12379.html https://regulations.justia.com/regulations/fedreg/2015/05/22/2015-12379.html Fri, 22 May 2015 00:00:00 -0700 2015-12379 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-22/pdf/2015-12379.pdf