<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/05/20?registers=between Sun, 13 Jul 2025 13:09:15 -0700 Sun, 13 Jul 2025 13:09:15 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/05/20?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2015/05/20/2015-12380.html https://regulations.justia.com/regulations/fedreg/2015/05/20/2015-12380.html Wed, 20 May 2015 00:00:00 -0700 2015-12380 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-20/pdf/2015-12380.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market, LLC Options Facility https://regulations.justia.com/regulations/fedreg/2015/05/20/2015-12173.html https://regulations.justia.com/regulations/fedreg/2015/05/20/2015-12173.html Wed, 20 May 2015 00:00:00 -0700 2015-12173 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-20/pdf/2015-12173.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2015/05/20/2015-12152.html https://regulations.justia.com/regulations/fedreg/2015/05/20/2015-12152.html Wed, 20 May 2015 00:00:00 -0700 2015-12152 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-20/pdf/2015-12152.pdf Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees To Introduce a New “Retail” Designation for Priority Customer Orders https://regulations.justia.com/regulations/fedreg/2015/05/20/2015-12150.html https://regulations.justia.com/regulations/fedreg/2015/05/20/2015-12150.html Wed, 20 May 2015 00:00:00 -0700 2015-12150 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-20/pdf/2015-12150.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees To Introduce a New “Retail” Designation for Priority Customer Orders https://regulations.justia.com/regulations/fedreg/2015/05/20/2015-12149.html https://regulations.justia.com/regulations/fedreg/2015/05/20/2015-12149.html Wed, 20 May 2015 00:00:00 -0700 2015-12149 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-20/pdf/2015-12149.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Limitation of Liability https://regulations.justia.com/regulations/fedreg/2015/05/20/2015-12148.html https://regulations.justia.com/regulations/fedreg/2015/05/20/2015-12148.html Wed, 20 May 2015 00:00:00 -0700 2015-12148 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-20/pdf/2015-12148.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/05/20/2015-12147.html https://regulations.justia.com/regulations/fedreg/2015/05/20/2015-12147.html Wed, 20 May 2015 00:00:00 -0700 2015-12147 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-20/pdf/2015-12147.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Public Disclosure of Sources of Data Utilized By PSX https://regulations.justia.com/regulations/fedreg/2015/05/20/2015-12146.html https://regulations.justia.com/regulations/fedreg/2015/05/20/2015-12146.html Wed, 20 May 2015 00:00:00 -0700 2015-12146 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-20/pdf/2015-12146.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify NSCC's Rules & Procedures Relating to the Process by Which NSCC Members Submit Buy-Ins Within NSCC's Continuous Net Settlement System https://regulations.justia.com/regulations/fedreg/2015/05/20/2015-12145.html https://regulations.justia.com/regulations/fedreg/2015/05/20/2015-12145.html Wed, 20 May 2015 00:00:00 -0700 2015-12145 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-20/pdf/2015-12145.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Limitation of Liability https://regulations.justia.com/regulations/fedreg/2015/05/20/2015-12144.html https://regulations.justia.com/regulations/fedreg/2015/05/20/2015-12144.html Wed, 20 May 2015 00:00:00 -0700 2015-12144 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-20/pdf/2015-12144.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to Trading Permit Holder Qualifications https://regulations.justia.com/regulations/fedreg/2015/05/20/2015-12143.html https://regulations.justia.com/regulations/fedreg/2015/05/20/2015-12143.html Wed, 20 May 2015 00:00:00 -0700 2015-12143 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-20/pdf/2015-12143.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Public Disclosure of Sources of Data BX Utilizes https://regulations.justia.com/regulations/fedreg/2015/05/20/2015-12142.html https://regulations.justia.com/regulations/fedreg/2015/05/20/2015-12142.html Wed, 20 May 2015 00:00:00 -0700 2015-12142 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-20/pdf/2015-12142.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of a Proposed Rule Change Relating to Stock-Option Order Handling https://regulations.justia.com/regulations/fedreg/2015/05/20/2015-12141.html https://regulations.justia.com/regulations/fedreg/2015/05/20/2015-12141.html Wed, 20 May 2015 00:00:00 -0700 2015-12141 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-20/pdf/2015-12141.pdf