<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/05/19?registers=between Thu, 26 Jun 2025 01:25:43 -0700 Thu, 26 Jun 2025 01:25:43 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/05/19?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2015/05/19/2015-12183.html https://regulations.justia.com/regulations/fedreg/2015/05/19/2015-12183.html Tue, 19 May 2015 00:00:00 -0700 2015-12183 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-19/pdf/2015-12183.pdf Notice - Self-Regulatory Organizations; NYSE MKT, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Amex Options Fee Schedule Related to Fees and Credits Associated With the Customer Best Execution Auction https://regulations.justia.com/regulations/fedreg/2015/05/19/2015-12063.html https://regulations.justia.com/regulations/fedreg/2015/05/19/2015-12063.html Tue, 19 May 2015 00:00:00 -0700 2015-12063 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-19/pdf/2015-12063.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services To Reduce Fees for Routing Certain Retail Orders to Away Market Centers https://regulations.justia.com/regulations/fedreg/2015/05/19/2015-12062.html https://regulations.justia.com/regulations/fedreg/2015/05/19/2015-12062.html Tue, 19 May 2015 00:00:00 -0700 2015-12062 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-19/pdf/2015-12062.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change Relating to Collateral and Haircut Policy https://regulations.justia.com/regulations/fedreg/2015/05/19/2015-12032.html https://regulations.justia.com/regulations/fedreg/2015/05/19/2015-12032.html Tue, 19 May 2015 00:00:00 -0700 2015-12032 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-19/pdf/2015-12032.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend and Restate Certain Rules That Govern the NASDAQ PSX https://regulations.justia.com/regulations/fedreg/2015/05/19/2015-12031.html https://regulations.justia.com/regulations/fedreg/2015/05/19/2015-12031.html Tue, 19 May 2015 00:00:00 -0700 2015-12031 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-19/pdf/2015-12031.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Reporting Requirements of FINRA Rule 4530(a)(1)(H) https://regulations.justia.com/regulations/fedreg/2015/05/19/2015-12030.html https://regulations.justia.com/regulations/fedreg/2015/05/19/2015-12030.html Tue, 19 May 2015 00:00:00 -0700 2015-12030 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-19/pdf/2015-12030.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adjust the Preferred Market Maker Quoting Obligations https://regulations.justia.com/regulations/fedreg/2015/05/19/2015-12029.html https://regulations.justia.com/regulations/fedreg/2015/05/19/2015-12029.html Tue, 19 May 2015 00:00:00 -0700 2015-12029 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-19/pdf/2015-12029.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Adopting New Equity Trading Rules Relating to Trading Sessions, Order Ranking and Display, and Order Execution To Reflect the Implementation of Pillar, the Exchange's New Trading Technology Platform https://regulations.justia.com/regulations/fedreg/2015/05/19/2015-12028.html https://regulations.justia.com/regulations/fedreg/2015/05/19/2015-12028.html Tue, 19 May 2015 00:00:00 -0700 2015-12028 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-19/pdf/2015-12028.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGX Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/05/19/2015-12027.html https://regulations.justia.com/regulations/fedreg/2015/05/19/2015-12027.html Tue, 19 May 2015 00:00:00 -0700 2015-12027 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-19/pdf/2015-12027.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Proposed Rule Change To Establish Rules Governing the Trading of Options on the EDGX Options Exchange https://regulations.justia.com/regulations/fedreg/2015/05/19/2015-12022.html https://regulations.justia.com/regulations/fedreg/2015/05/19/2015-12022.html Tue, 19 May 2015 00:00:00 -0700 2015-12022 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-19/pdf/2015-12022.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related To Fees for Use of EDGA Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/05/19/2015-12016.html https://regulations.justia.com/regulations/fedreg/2015/05/19/2015-12016.html Tue, 19 May 2015 00:00:00 -0700 2015-12016 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-19/pdf/2015-12016.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ Rule 7018 Governing Fees and Credits Assessed For Execution and Routing https://regulations.justia.com/regulations/fedreg/2015/05/19/2015-12015.html https://regulations.justia.com/regulations/fedreg/2015/05/19/2015-12015.html Tue, 19 May 2015 00:00:00 -0700 2015-12015 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-19/pdf/2015-12015.pdf