<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/05/18?registers=between Tue, 24 Jun 2025 00:38:50 -0700 Tue, 24 Jun 2025 00:38:50 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/05/18?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2015/05/18/2015-12067.html https://regulations.justia.com/regulations/fedreg/2015/05/18/2015-12067.html Mon, 18 May 2015 00:00:00 -0700 2015-12067 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-18/pdf/2015-12067.pdf Notice - Forward Contracts With Embedded Volumetric Optionality https://regulations.justia.com/regulations/fedreg/2015/05/18/2015-11946.html https://regulations.justia.com/regulations/fedreg/2015/05/18/2015-11946.html Mon, 18 May 2015 00:00:00 -0700 2015-11946 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-18/pdf/2015-11946.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/05/18/2015-11879.html https://regulations.justia.com/regulations/fedreg/2015/05/18/2015-11879.html Mon, 18 May 2015 00:00:00 -0700 2015-11879 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-18/pdf/2015-11879.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/05/18/2015-11878.html https://regulations.justia.com/regulations/fedreg/2015/05/18/2015-11878.html Mon, 18 May 2015 00:00:00 -0700 2015-11878 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-18/pdf/2015-11878.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to The Customized Option Pricing Service https://regulations.justia.com/regulations/fedreg/2015/05/18/2015-11877.html https://regulations.justia.com/regulations/fedreg/2015/05/18/2015-11877.html Mon, 18 May 2015 00:00:00 -0700 2015-11877 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-18/pdf/2015-11877.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Change the Name of “ConnectEdge” Product Offering Under Rule 13.9 to “BATS Connect” https://regulations.justia.com/regulations/fedreg/2015/05/18/2015-11876.html https://regulations.justia.com/regulations/fedreg/2015/05/18/2015-11876.html Mon, 18 May 2015 00:00:00 -0700 2015-11876 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-18/pdf/2015-11876.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX Inc.; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend and Restate Certain Rules That Govern the NASDAQ OMX BX Equities Market https://regulations.justia.com/regulations/fedreg/2015/05/18/2015-11875.html https://regulations.justia.com/regulations/fedreg/2015/05/18/2015-11875.html Mon, 18 May 2015 00:00:00 -0700 2015-11875 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-18/pdf/2015-11875.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NASDAQ Options Market Fees and Rebates https://regulations.justia.com/regulations/fedreg/2015/05/18/2015-11873.html https://regulations.justia.com/regulations/fedreg/2015/05/18/2015-11873.html Mon, 18 May 2015 00:00:00 -0700 2015-11873 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-18/pdf/2015-11873.pdf Notice - Self-Regulatory Organizations; NYSE MKT, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Constituent Documents of Its Intermediate Parent Companies NYSE Holdings, LLC., Intercontinental Exchange, Inc., To Eliminate Certain Provisions That by Their Terms Have Become Void and Are of No Further Force and Effect as a Result of the Sale by ICE of Euronext N.V. in June 2014 and Make Conforming Changes to the Independence Policy of the Board of Directors of ICE https://regulations.justia.com/regulations/fedreg/2015/05/18/2015-11872.html https://regulations.justia.com/regulations/fedreg/2015/05/18/2015-11872.html Mon, 18 May 2015 00:00:00 -0700 2015-11872 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-18/pdf/2015-11872.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Constituent Documents of Its Intermediate Parent Companies NYSE Holdings LLC., Intercontinental Exchange, Inc., to Eliminate Certain Provisions That by Their Terms Have Become Void and Are of No Further Force and Effect as a Result of the Sale by ICE of Euronext N.V. in June 2014 and Make Conforming Changes to the Independence Policy of the Board of Directors of ICE https://regulations.justia.com/regulations/fedreg/2015/05/18/2015-11871.html https://regulations.justia.com/regulations/fedreg/2015/05/18/2015-11871.html Mon, 18 May 2015 00:00:00 -0700 2015-11871 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-18/pdf/2015-11871.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Constituent Documents of Its Intermediate Parent Companies NYSE Holdings LLC., Intercontinental Exchange, Inc., To Eliminate Certain Provisions That by Their Terms Have Become Void and Are of No Further Force and Effect as a Result of the Sale by ICE of Euronext N.V. in June 2014 and Make Conforming Changes to the Independence Policy of the Board of Directors of ICE https://regulations.justia.com/regulations/fedreg/2015/05/18/2015-11870.html https://regulations.justia.com/regulations/fedreg/2015/05/18/2015-11870.html Mon, 18 May 2015 00:00:00 -0700 2015-11870 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-18/pdf/2015-11870.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Tier Size Pilot of FINRA Rule 6433 (Minimum Quotation Size Requirements for OTC Equity Securities) https://regulations.justia.com/regulations/fedreg/2015/05/18/2015-11869.html https://regulations.justia.com/regulations/fedreg/2015/05/18/2015-11869.html Mon, 18 May 2015 00:00:00 -0700 2015-11869 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-18/pdf/2015-11869.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Technical Revisions to the DTC Custody Service Guide and the DTC Deposits Service Guide https://regulations.justia.com/regulations/fedreg/2015/05/18/2015-11868.html https://regulations.justia.com/regulations/fedreg/2015/05/18/2015-11868.html Mon, 18 May 2015 00:00:00 -0700 2015-11868 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-18/pdf/2015-11868.pdf