<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/05/14?registers=between Fri, 08 Aug 2025 18:50:57 -0700 Fri, 08 Aug 2025 18:50:57 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/05/14?registers=between Notice - In the Matter of InferX Corp., and Sedona Corp.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2015/05/14/2015-11751.html https://regulations.justia.com/regulations/fedreg/2015/05/14/2015-11751.html Thu, 14 May 2015 00:00:00 -0700 2015-11751 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-14/pdf/2015-11751.pdf Notice - Joint Industry Plan; Notice of Filing of Amendment No. 35 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis Submitted by the BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc. https://regulations.justia.com/regulations/fedreg/2015/05/14/2015-11622.html https://regulations.justia.com/regulations/fedreg/2015/05/14/2015-11622.html Thu, 14 May 2015 00:00:00 -0700 2015-11622 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-14/pdf/2015-11622.pdf Notice - Consolidated Tape Association; Notice of Filing of the Twenty Second Substantive Amendment to the Second Restatement of the CTA Plan and Sixteenth Substantive Amendment to the Restated CQ Plan https://regulations.justia.com/regulations/fedreg/2015/05/14/2015-11621.html https://regulations.justia.com/regulations/fedreg/2015/05/14/2015-11621.html Thu, 14 May 2015 00:00:00 -0700 2015-11621 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-14/pdf/2015-11621.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.87-Obvious Errors and Catastrophic Errors in Order To Harmonize Substantial Portions of the Rule With Recently Adopted, and Proposed Rules of Other Options Exchanges https://regulations.justia.com/regulations/fedreg/2015/05/14/2015-11605.html https://regulations.justia.com/regulations/fedreg/2015/05/14/2015-11605.html Thu, 14 May 2015 00:00:00 -0700 2015-11605 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-14/pdf/2015-11605.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 975NY-Obvious Errors and Catastrophic Errors in Order To Harmonize Substantial Portions of the Rule With Recently Adopted, and Proposed Rules of Other Options Exchanges https://regulations.justia.com/regulations/fedreg/2015/05/14/2015-11604.html https://regulations.justia.com/regulations/fedreg/2015/05/14/2015-11604.html Thu, 14 May 2015 00:00:00 -0700 2015-11604 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-14/pdf/2015-11604.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Nullification and Adjustment of Options Transactions Including Obvious Errors https://regulations.justia.com/regulations/fedreg/2015/05/14/2015-11603.html https://regulations.justia.com/regulations/fedreg/2015/05/14/2015-11603.html Thu, 14 May 2015 00:00:00 -0700 2015-11603 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-14/pdf/2015-11603.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; National Securities Clearing Corporation; Notice of Filing and No Objection to Advance Notices Relating to the Renewal of Existing Line of Credit https://regulations.justia.com/regulations/fedreg/2015/05/14/2015-11602.html https://regulations.justia.com/regulations/fedreg/2015/05/14/2015-11602.html Thu, 14 May 2015 00:00:00 -0700 2015-11602 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-14/pdf/2015-11602.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2015/05/14/2015-11598.html https://regulations.justia.com/regulations/fedreg/2015/05/14/2015-11598.html Thu, 14 May 2015 00:00:00 -0700 2015-11598 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-14/pdf/2015-11598.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2015/05/14/2015-11597.html https://regulations.justia.com/regulations/fedreg/2015/05/14/2015-11597.html Thu, 14 May 2015 00:00:00 -0700 2015-11597 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-14/pdf/2015-11597.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to Physical Settlement of CDS Contracts https://regulations.justia.com/regulations/fedreg/2015/05/14/2015-11595.html https://regulations.justia.com/regulations/fedreg/2015/05/14/2015-11595.html Thu, 14 May 2015 00:00:00 -0700 2015-11595 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-14/pdf/2015-11595.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter V, Section 6 https://regulations.justia.com/regulations/fedreg/2015/05/14/2015-11594.html https://regulations.justia.com/regulations/fedreg/2015/05/14/2015-11594.html Thu, 14 May 2015 00:00:00 -0700 2015-11594 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-14/pdf/2015-11594.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter V, Section 6 https://regulations.justia.com/regulations/fedreg/2015/05/14/2015-11593.html https://regulations.justia.com/regulations/fedreg/2015/05/14/2015-11593.html Thu, 14 May 2015 00:00:00 -0700 2015-11593 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-14/pdf/2015-11593.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Replace BOX Rule 7170 (Obvious and Catastrophic Errors) With New Rule 7170 (Nullification and Adjustment of Options Transactions Including Obvious Errors) https://regulations.justia.com/regulations/fedreg/2015/05/14/2015-11591.html https://regulations.justia.com/regulations/fedreg/2015/05/14/2015-11591.html Thu, 14 May 2015 00:00:00 -0700 2015-11591 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-14/pdf/2015-11591.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Rules of the Government Securities Division and the Mortgage-Backed Securities Division Regarding the Default of Fixed Income Clearing Corporation https://regulations.justia.com/regulations/fedreg/2015/05/14/2015-11590.html https://regulations.justia.com/regulations/fedreg/2015/05/14/2015-11590.html Thu, 14 May 2015 00:00:00 -0700 2015-11590 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-14/pdf/2015-11590.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1092 https://regulations.justia.com/regulations/fedreg/2015/05/14/2015-11588.html https://regulations.justia.com/regulations/fedreg/2015/05/14/2015-11588.html Thu, 14 May 2015 00:00:00 -0700 2015-11588 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-14/pdf/2015-11588.pdf