<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/05/13?registers=between Wed, 25 Jun 2025 22:35:45 -0700 Wed, 25 Jun 2025 22:35:45 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/05/13?registers=between Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Proposed Rule To Introduce Asian Style Settlement and Cliquet Style Settlement for FLexible Exchange Broad-Based Index Options https://regulations.justia.com/regulations/fedreg/2015/05/13/2015-11592.html https://regulations.justia.com/regulations/fedreg/2015/05/13/2015-11592.html Wed, 13 May 2015 00:00:00 -0700 2015-11592 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-13/pdf/2015-11592.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Nullification and Adjustment of Options Transactions Including Obvious Errors https://regulations.justia.com/regulations/fedreg/2015/05/13/2015-11587.html https://regulations.justia.com/regulations/fedreg/2015/05/13/2015-11587.html Wed, 13 May 2015 00:00:00 -0700 2015-11587 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-13/pdf/2015-11587.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE ArcaBook To Add a Late Fee in Connection With Failure To Submit the Non-Display Use Declaration https://regulations.justia.com/regulations/fedreg/2015/05/13/2015-11492.html https://regulations.justia.com/regulations/fedreg/2015/05/13/2015-11492.html Wed, 13 May 2015 00:00:00 -0700 2015-11492 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-13/pdf/2015-11492.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE Arca BBO and NYSE Arca Trades To Add a Late Fee in Connection With Failure To Submit the Non-Display Use Declaration https://regulations.justia.com/regulations/fedreg/2015/05/13/2015-11491.html https://regulations.justia.com/regulations/fedreg/2015/05/13/2015-11491.html Wed, 13 May 2015 00:00:00 -0700 2015-11491 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-13/pdf/2015-11491.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Nullification and Adjustment of Options Transactions Including Obvious Errors https://regulations.justia.com/regulations/fedreg/2015/05/13/2015-11485.html https://regulations.justia.com/regulations/fedreg/2015/05/13/2015-11485.html Wed, 13 May 2015 00:00:00 -0700 2015-11485 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-13/pdf/2015-11485.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Nullification and Adjustment of Options Transactions Including Obvious Errors https://regulations.justia.com/regulations/fedreg/2015/05/13/2015-11484.html https://regulations.justia.com/regulations/fedreg/2015/05/13/2015-11484.html Wed, 13 May 2015 00:00:00 -0700 2015-11484 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-13/pdf/2015-11484.pdf Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Nullification and Adjustment of Options Transactions Including Obvious Errors https://regulations.justia.com/regulations/fedreg/2015/05/13/2015-11483.html https://regulations.justia.com/regulations/fedreg/2015/05/13/2015-11483.html Wed, 13 May 2015 00:00:00 -0700 2015-11483 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-13/pdf/2015-11483.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Billing Policies https://regulations.justia.com/regulations/fedreg/2015/05/13/2015-11481.html https://regulations.justia.com/regulations/fedreg/2015/05/13/2015-11481.html Wed, 13 May 2015 00:00:00 -0700 2015-11481 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-13/pdf/2015-11481.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change To Enhance the Measurement Used To Establish Minimum Capital Requirements for Banks Approved To Issue Letters of Credit https://regulations.justia.com/regulations/fedreg/2015/05/13/2015-11480.html https://regulations.justia.com/regulations/fedreg/2015/05/13/2015-11480.html Wed, 13 May 2015 00:00:00 -0700 2015-11480 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-13/pdf/2015-11480.pdf Notice - Joint Industry Plans; Order Approving the National Market System Plan To Implement a Tick Size Pilot Program by BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, The Nasdaq Stock Market LLC, New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc., as Modified by the Commission, for a Two-Year Period https://regulations.justia.com/regulations/fedreg/2015/05/13/2015-11425.html https://regulations.justia.com/regulations/fedreg/2015/05/13/2015-11425.html Wed, 13 May 2015 00:00:00 -0700 2015-11425 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-13/pdf/2015-11425.pdf Proposed Rule - Application of Certain Title VII Requirements to Security-Based Swap Transactions Connected With a Non-U.S. Person's Dealing Activity That Are Arranged, Negotiated, or Executed by Personnel Located in a U.S. Branch or Office or in a U.S. Branch or Office of an Agent https://regulations.justia.com/regulations/fedreg/2015/05/13/2015-10382.html https://regulations.justia.com/regulations/fedreg/2015/05/13/2015-10382.html Wed, 13 May 2015 00:00:00 -0700 2015-10382 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2015-05-13/pdf/2015-10382.pdf