<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/05/12?registers=between Mon, 23 Jun 2025 05:31:43 -0700 Mon, 23 Jun 2025 05:31:43 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/05/12?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2015/05/12/2015-11508.html https://regulations.justia.com/regulations/fedreg/2015/05/12/2015-11508.html Tue, 12 May 2015 00:00:00 -0700 2015-11508 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-12/pdf/2015-11508.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Adopt FINRA Rule 2272 To Govern Sales or Offers of Sales of Securities on the Premises of Any Military Installation to Members of the U.S. Armed Forces or Their Dependents https://regulations.justia.com/regulations/fedreg/2015/05/12/2015-11381.html https://regulations.justia.com/regulations/fedreg/2015/05/12/2015-11381.html Tue, 12 May 2015 00:00:00 -0700 2015-11381 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-12/pdf/2015-11381.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting Rules 16 and 17T Related to the Terminated Intermarket Trading System, NMS Linkage Plans, and Amending Rules 45, 47, 52, 54, 93, 94, 95, 104A.50 and 123 To Remove Outdated References to the ITS Plan https://regulations.justia.com/regulations/fedreg/2015/05/12/2015-11380.html https://regulations.justia.com/regulations/fedreg/2015/05/12/2015-11380.html Tue, 12 May 2015 00:00:00 -0700 2015-11380 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-12/pdf/2015-11380.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Effectiveness of a Permit Holder https://regulations.justia.com/regulations/fedreg/2015/05/12/2015-11379.html https://regulations.justia.com/regulations/fedreg/2015/05/12/2015-11379.html Tue, 12 May 2015 00:00:00 -0700 2015-11379 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-12/pdf/2015-11379.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE MKT OpenBook To Add a Late Fee In Connection With Failure To Submit the Non-Display Use Declaration https://regulations.justia.com/regulations/fedreg/2015/05/12/2015-11375.html https://regulations.justia.com/regulations/fedreg/2015/05/12/2015-11375.html Tue, 12 May 2015 00:00:00 -0700 2015-11375 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-12/pdf/2015-11375.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE MKT Order Imbalances to Add a Late Fee In Connection With Failure To Submit the Non-Display Use Declaration https://regulations.justia.com/regulations/fedreg/2015/05/12/2015-11374.html https://regulations.justia.com/regulations/fedreg/2015/05/12/2015-11374.html Tue, 12 May 2015 00:00:00 -0700 2015-11374 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-12/pdf/2015-11374.pdf Notice - Self-Regulatory Organizations; NYSE MKT, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE MKT BBO and NYSE MKT Trades To Add a Late Fee In Connection With Failure To Submit the Non-Display Use Declaration https://regulations.justia.com/regulations/fedreg/2015/05/12/2015-11373.html https://regulations.justia.com/regulations/fedreg/2015/05/12/2015-11373.html Tue, 12 May 2015 00:00:00 -0700 2015-11373 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-12/pdf/2015-11373.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market, LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend and Restate Certain Nasdaq Rules That Govern the Nasdaq Market Center https://regulations.justia.com/regulations/fedreg/2015/05/12/2015-11372.html https://regulations.justia.com/regulations/fedreg/2015/05/12/2015-11372.html Tue, 12 May 2015 00:00:00 -0700 2015-11372 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-12/pdf/2015-11372.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Listing and Trading of the Shares of the First Trust Low Beta Income ETF, a Series of First Trust Exchange-Traded Fund VI https://regulations.justia.com/regulations/fedreg/2015/05/12/2015-11371.html https://regulations.justia.com/regulations/fedreg/2015/05/12/2015-11371.html Tue, 12 May 2015 00:00:00 -0700 2015-11371 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-12/pdf/2015-11371.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2015/05/12/2015-11370.html https://regulations.justia.com/regulations/fedreg/2015/05/12/2015-11370.html Tue, 12 May 2015 00:00:00 -0700 2015-11370 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-12/pdf/2015-11370.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2015/05/12/2015-11369.html https://regulations.justia.com/regulations/fedreg/2015/05/12/2015-11369.html Tue, 12 May 2015 00:00:00 -0700 2015-11369 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-12/pdf/2015-11369.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2015/05/12/2015-11368.html https://regulations.justia.com/regulations/fedreg/2015/05/12/2015-11368.html Tue, 12 May 2015 00:00:00 -0700 2015-11368 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-12/pdf/2015-11368.pdf