<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/05/11?registers=between Wed, 25 Jun 2025 13:36:03 -0700 Wed, 25 Jun 2025 13:36:03 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/05/11?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2015/05/11/2015-11365.html https://regulations.justia.com/regulations/fedreg/2015/05/11/2015-11365.html Mon, 11 May 2015 00:00:00 -0700 2015-11365 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-11/pdf/2015-11365.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE Arca Options Market Data To Add a Late Fee in Connection With Failure To Submit the Non-Display Use Declaration https://regulations.justia.com/regulations/fedreg/2015/05/11/2015-11276.html https://regulations.justia.com/regulations/fedreg/2015/05/11/2015-11276.html Mon, 11 May 2015 00:00:00 -0700 2015-11276 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-11/pdf/2015-11276.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change To Establish a Pilot Program, as Modified by Amendment No. 1, To List and Trade Options Settling to the RealVolTM https://regulations.justia.com/regulations/fedreg/2015/05/11/2015-11275.html https://regulations.justia.com/regulations/fedreg/2015/05/11/2015-11275.html Mon, 11 May 2015 00:00:00 -0700 2015-11275 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-11/pdf/2015-11275.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees NYSE Amex Options Market Data To Add a Late Fee in Connection With Failure To Submit the Non-Display Use Declaration https://regulations.justia.com/regulations/fedreg/2015/05/11/2015-11274.html https://regulations.justia.com/regulations/fedreg/2015/05/11/2015-11274.html Mon, 11 May 2015 00:00:00 -0700 2015-11274 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-11/pdf/2015-11274.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rules To Describe How All-or-None Orders Are Handled by Its New Options Floor Broker Management System https://regulations.justia.com/regulations/fedreg/2015/05/11/2015-11273.html https://regulations.justia.com/regulations/fedreg/2015/05/11/2015-11273.html Mon, 11 May 2015 00:00:00 -0700 2015-11273 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-11/pdf/2015-11273.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Listing and Trading of the Shares of the First Trust High Income ETF, a Series of First Trust Exchange-Traded Fund VI https://regulations.justia.com/regulations/fedreg/2015/05/11/2015-11272.html https://regulations.justia.com/regulations/fedreg/2015/05/11/2015-11272.html Mon, 11 May 2015 00:00:00 -0700 2015-11272 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-11/pdf/2015-11272.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE Order Imbalances To Add a Late Fee in Connection With Failure To Submit the Non-Display Use Declaration https://regulations.justia.com/regulations/fedreg/2015/05/11/2015-11271.html https://regulations.justia.com/regulations/fedreg/2015/05/11/2015-11271.html Mon, 11 May 2015 00:00:00 -0700 2015-11271 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-11/pdf/2015-11271.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE OpenBook To Add a Late Fee in Connection With Failure To Submit the Non-Display Use Declaration https://regulations.justia.com/regulations/fedreg/2015/05/11/2015-11270.html https://regulations.justia.com/regulations/fedreg/2015/05/11/2015-11270.html Mon, 11 May 2015 00:00:00 -0700 2015-11270 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-11/pdf/2015-11270.pdf