Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/05/08?limit=200&registers=between&mode=atom 2024-12-22T17:44:08-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2015/05/08/2015-11080.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to the List and Trade Shares of the Principal EDGE Active Income ETF Under NYSE Arca Equities Rule 8.600 2015-05-08T00:00:00-07:00 2015-05-08T00:00:00-07:00 2015-11080 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-08/pdf/2015-11080.pdf https://regulations.justia.com/regulations/fedreg/2015/05/08/2015-11059.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE Arca Integrated Feed To Add a Late Fee In Connection With Failure To Submit the Non-Display Use Declaration 2015-05-08T00:00:00-07:00 2015-05-08T00:00:00-07:00 2015-11059 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-08/pdf/2015-11059.pdf https://regulations.justia.com/regulations/fedreg/2015/05/08/2015-11058.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Automated Improvement Mechanism Order Allocation 2015-05-08T00:00:00-07:00 2015-05-08T00:00:00-07:00 2015-11058 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-08/pdf/2015-11058.pdf https://regulations.justia.com/regulations/fedreg/2015/05/08/2015-11057.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change Amending NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 Relating to the Listing of Investment Company Units Based on Municipal Bond Indexes 2015-05-08T00:00:00-07:00 2015-05-08T00:00:00-07:00 2015-11057 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-08/pdf/2015-11057.pdf https://regulations.justia.com/regulations/fedreg/2015/05/08/2015-11056.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Rules 6.74A and 6.74B 2015-05-08T00:00:00-07:00 2015-05-08T00:00:00-07:00 2015-11056 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-08/pdf/2015-11056.pdf https://regulations.justia.com/regulations/fedreg/2015/05/08/2015-11055.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE BBO and NYSE Trades To Add a Late Fee In Connection With Failure To Submit the Non-Display Use Declaration 2015-05-08T00:00:00-07:00 2015-05-08T00:00:00-07:00 2015-11055 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-08/pdf/2015-11055.pdf https://regulations.justia.com/regulations/fedreg/2015/05/08/2015-11054.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change Consisting of Proposed New Rule G-42, on Duties of Non-Solicitor Municipal Advisors, and Proposed Amendments to Rule G-8, on Books and Records To Be Made by Brokers, Dealers, Municipal Securities Dealers, and Municipal Advisors 2015-05-08T00:00:00-07:00 2015-05-08T00:00:00-07:00 2015-11054 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-08/pdf/2015-11054.pdf