<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/05/06?registers=between Sat, 12 Jul 2025 20:05:30 -0700 Sat, 12 Jul 2025 20:05:30 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/05/06?registers=between Notice - Syntax, LLC and Syntax ETF Trust; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/05/06/2015-10586.html https://regulations.justia.com/regulations/fedreg/2015/05/06/2015-10586.html Wed, 06 May 2015 00:00:00 -0700 2015-10586 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-06/pdf/2015-10586.pdf Notice - TCW Direct Lending LLC, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/05/06/2015-10585.html https://regulations.justia.com/regulations/fedreg/2015/05/06/2015-10585.html Wed, 06 May 2015 00:00:00 -0700 2015-10585 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-06/pdf/2015-10585.pdf Notice - Starboard Investment Trust and Foliometrix, LLC; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/05/06/2015-10511.html https://regulations.justia.com/regulations/fedreg/2015/05/06/2015-10511.html Wed, 06 May 2015 00:00:00 -0700 2015-10511 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-06/pdf/2015-10511.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2015/05/06/2015-10505.html https://regulations.justia.com/regulations/fedreg/2015/05/06/2015-10505.html Wed, 06 May 2015 00:00:00 -0700 2015-10505 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-06/pdf/2015-10505.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change Concerning the Provision of Clearance and Settlement Services for Energy Futures and Options on Energy Futures https://regulations.justia.com/regulations/fedreg/2015/05/06/2015-10504.html https://regulations.justia.com/regulations/fedreg/2015/05/06/2015-10504.html Wed, 06 May 2015 00:00:00 -0700 2015-10504 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-06/pdf/2015-10504.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Sections 312.03(b) and 312.04 of the NYSE Listed Company Manual To Exempt Early Stage Companies From Having To Obtain Shareholder Approval Before Issuing Shares for Cash to Related Parties, Affiliates of Related Parties or Entities in Which a Related Party has a Substantial Interest https://regulations.justia.com/regulations/fedreg/2015/05/06/2015-10503.html https://regulations.justia.com/regulations/fedreg/2015/05/06/2015-10503.html Wed, 06 May 2015 00:00:00 -0700 2015-10503 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-06/pdf/2015-10503.pdf