Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/05/05?limit=200®isters=between&mode=atom2024-05-18T13:39:37-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2015/05/05/2015-10538.htmlNotice - Sunshine Act Meeting2015-05-05T00:00:00-07:002015-05-05T00:00:00-07:002015-10538Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-05-05/pdf/2015-10538.pdfhttps://regulations.justia.com/regulations/fedreg/2015/05/05/2015-10412.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendments Nos. 1 and 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendments Nos. 1 and 2, To List and Trade Shares of Eight PIMCO Exchange-Traded Funds2015-05-05T00:00:00-07:002015-05-05T00:00:00-07:002015-10412Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-05-05/pdf/2015-10412.pdfhttps://regulations.justia.com/regulations/fedreg/2015/05/05/2015-10411.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying Its Rules To Provide for the Use of Ports That Provide Connectivity to the Exchange's Trading Systems Solely for the Cancellation or “Takedown” of Quotes and Changes to the NYSE Arca Options Fee Schedule Related to Quote Takedown Service2015-05-05T00:00:00-07:002015-05-05T00:00:00-07:002015-10411Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-05-05/pdf/2015-10411.pdfhttps://regulations.justia.com/regulations/fedreg/2015/05/05/2015-10410.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying Its Rules To Provide for the Use of Ports That Provide Connectivity to the Exchange's Trading Systems Solely for the Cancellation or “Takedown” of Quotes and Changes to the NYSE Amex Options Fee Schedule Related to This Quote Takedown Service2015-05-05T00:00:00-07:002015-05-05T00:00:00-07:002015-10410Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-05-05/pdf/2015-10410.pdfhttps://regulations.justia.com/regulations/fedreg/2015/05/05/2015-10406.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of ALPS Enhanced Put Write Strategy ETF under NYSE Arca Equities Rule 8.6002015-05-05T00:00:00-07:002015-05-05T00:00:00-07:002015-10406Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-05-05/pdf/2015-10406.pdfhttps://regulations.justia.com/regulations/fedreg/2015/05/05/2015-10405.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 15-Equities To Reflect That Exchange Systems Will Not Publish Order Imbalance Information on the Initial Public Offering of a Security2015-05-05T00:00:00-07:002015-05-05T00:00:00-07:002015-10405Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-05-05/pdf/2015-10405.pdfhttps://regulations.justia.com/regulations/fedreg/2015/05/05/2015-10404.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 15 To Reflect That Exchange Systems Will Not Publish Order Imbalance Information on the Initial Public Offering of a Security2015-05-05T00:00:00-07:002015-05-05T00:00:00-07:002015-10404Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-05-05/pdf/2015-10404.pdfhttps://regulations.justia.com/regulations/fedreg/2015/05/05/2015-10403.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Phlx Permit Fee, Order Entry Port Fee, Clearing Trade Interface Port Fee, and Active Specialized Quote Feed Port Fee2015-05-05T00:00:00-07:002015-05-05T00:00:00-07:002015-10403Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-05-05/pdf/2015-10403.pdfhttps://regulations.justia.com/regulations/fedreg/2015/05/05/2015-10402.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 5022015-05-05T00:00:00-07:002015-05-05T00:00:00-07:002015-10402Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-05-05/pdf/2015-10402.pdfhttps://regulations.justia.com/regulations/fedreg/2015/05/05/2015-10401.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a DTC Custody Service Fee Change2015-05-05T00:00:00-07:002015-05-05T00:00:00-07:002015-10401Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-05-05/pdf/2015-10401.pdfhttps://regulations.justia.com/regulations/fedreg/2015/05/05/2015-10400.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change Regarding the Acknowledgment of End-of-Day Net-Net Settlement Balances by Settling Banks2015-05-05T00:00:00-07:002015-05-05T00:00:00-07:002015-10400Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-05-05/pdf/2015-10400.pdfhttps://regulations.justia.com/regulations/fedreg/2015/05/05/2015-10399.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASDAQ Rule 7015(b) and (g) to Modify Port Fees2015-05-05T00:00:00-07:002015-05-05T00:00:00-07:002015-10399Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-05-05/pdf/2015-10399.pdfhttps://regulations.justia.com/regulations/fedreg/2015/05/05/2015-10398.htmlNotice - Submission for OMB Review; Comment Request2015-05-05T00:00:00-07:002015-05-05T00:00:00-07:002015-10398Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-05-05/pdf/2015-10398.pdfhttps://regulations.justia.com/regulations/fedreg/2015/05/05/2015-10397.htmlNotice - Proposed Collection; Comment Request2015-05-05T00:00:00-07:002015-05-05T00:00:00-07:002015-10397Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-05-05/pdf/2015-10397.pdf