Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/05/05?limit=200&registers=between&mode=atom 2024-05-18T13:39:37-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2015/05/05/2015-10538.html Notice - Sunshine Act Meeting 2015-05-05T00:00:00-07:00 2015-05-05T00:00:00-07:00 2015-10538 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-05/pdf/2015-10538.pdf https://regulations.justia.com/regulations/fedreg/2015/05/05/2015-10412.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendments Nos. 1 and 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendments Nos. 1 and 2, To List and Trade Shares of Eight PIMCO Exchange-Traded Funds 2015-05-05T00:00:00-07:00 2015-05-05T00:00:00-07:00 2015-10412 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-05/pdf/2015-10412.pdf https://regulations.justia.com/regulations/fedreg/2015/05/05/2015-10411.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying Its Rules To Provide for the Use of Ports That Provide Connectivity to the Exchange's Trading Systems Solely for the Cancellation or “Takedown” of Quotes and Changes to the NYSE Arca Options Fee Schedule Related to Quote Takedown Service 2015-05-05T00:00:00-07:00 2015-05-05T00:00:00-07:00 2015-10411 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-05/pdf/2015-10411.pdf https://regulations.justia.com/regulations/fedreg/2015/05/05/2015-10410.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying Its Rules To Provide for the Use of Ports That Provide Connectivity to the Exchange's Trading Systems Solely for the Cancellation or “Takedown” of Quotes and Changes to the NYSE Amex Options Fee Schedule Related to This Quote Takedown Service 2015-05-05T00:00:00-07:00 2015-05-05T00:00:00-07:00 2015-10410 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-05/pdf/2015-10410.pdf https://regulations.justia.com/regulations/fedreg/2015/05/05/2015-10406.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of ALPS Enhanced Put Write Strategy ETF under NYSE Arca Equities Rule 8.600 2015-05-05T00:00:00-07:00 2015-05-05T00:00:00-07:00 2015-10406 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-05/pdf/2015-10406.pdf https://regulations.justia.com/regulations/fedreg/2015/05/05/2015-10405.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 15-Equities To Reflect That Exchange Systems Will Not Publish Order Imbalance Information on the Initial Public Offering of a Security 2015-05-05T00:00:00-07:00 2015-05-05T00:00:00-07:00 2015-10405 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-05/pdf/2015-10405.pdf https://regulations.justia.com/regulations/fedreg/2015/05/05/2015-10404.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 15 To Reflect That Exchange Systems Will Not Publish Order Imbalance Information on the Initial Public Offering of a Security 2015-05-05T00:00:00-07:00 2015-05-05T00:00:00-07:00 2015-10404 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-05/pdf/2015-10404.pdf https://regulations.justia.com/regulations/fedreg/2015/05/05/2015-10403.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Phlx Permit Fee, Order Entry Port Fee, Clearing Trade Interface Port Fee, and Active Specialized Quote Feed Port Fee 2015-05-05T00:00:00-07:00 2015-05-05T00:00:00-07:00 2015-10403 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-05/pdf/2015-10403.pdf https://regulations.justia.com/regulations/fedreg/2015/05/05/2015-10402.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 502 2015-05-05T00:00:00-07:00 2015-05-05T00:00:00-07:00 2015-10402 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-05/pdf/2015-10402.pdf https://regulations.justia.com/regulations/fedreg/2015/05/05/2015-10401.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a DTC Custody Service Fee Change 2015-05-05T00:00:00-07:00 2015-05-05T00:00:00-07:00 2015-10401 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-05/pdf/2015-10401.pdf https://regulations.justia.com/regulations/fedreg/2015/05/05/2015-10400.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change Regarding the Acknowledgment of End-of-Day Net-Net Settlement Balances by Settling Banks 2015-05-05T00:00:00-07:00 2015-05-05T00:00:00-07:00 2015-10400 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-05/pdf/2015-10400.pdf https://regulations.justia.com/regulations/fedreg/2015/05/05/2015-10399.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASDAQ Rule 7015(b) and (g) to Modify Port Fees 2015-05-05T00:00:00-07:00 2015-05-05T00:00:00-07:00 2015-10399 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-05/pdf/2015-10399.pdf https://regulations.justia.com/regulations/fedreg/2015/05/05/2015-10398.html Notice - Submission for OMB Review; Comment Request 2015-05-05T00:00:00-07:00 2015-05-05T00:00:00-07:00 2015-10398 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-05/pdf/2015-10398.pdf https://regulations.justia.com/regulations/fedreg/2015/05/05/2015-10397.html Notice - Proposed Collection; Comment Request 2015-05-05T00:00:00-07:00 2015-05-05T00:00:00-07:00 2015-10397 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-05-05/pdf/2015-10397.pdf