Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/04/22?limit=200&registers=between&mode=atom 2024-12-22T16:33:08-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2015/04/22/2015-09272.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 3.5 (Advertising Practices) and Repeal Exchange Rule 3.20 (Initial or Partial Payments) 2015-04-22T00:00:00-07:00 2015-04-22T00:00:00-07:00 2015-09272 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-22/pdf/2015-09272.pdf https://regulations.justia.com/regulations/fedreg/2015/04/22/2015-09271.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change, as Modified by Amendments No. 1 and No. 2, To List and Trade the Shares of the First Trust Strategic Floating Rate ETF of First Trust Exchange-Traded Fund IV 2015-04-22T00:00:00-07:00 2015-04-22T00:00:00-07:00 2015-09271 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-22/pdf/2015-09271.pdf https://regulations.justia.com/regulations/fedreg/2015/04/22/2015-09270.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to CDS Procedures for CDX North America Index CDS Contracts 2015-04-22T00:00:00-07:00 2015-04-22T00:00:00-07:00 2015-09270 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-22/pdf/2015-09270.pdf https://regulations.justia.com/regulations/fedreg/2015/04/22/2015-09269.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 3.5 (Advertising Practices) and Repeal Exchange Rule 3.20 (Initial or Partial Payments) 2015-04-22T00:00:00-07:00 2015-04-22T00:00:00-07:00 2015-09269 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-22/pdf/2015-09269.pdf https://regulations.justia.com/regulations/fedreg/2015/04/22/2015-09268.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Order Granting Approval of a Proposed Rule Change To Amend Rules 11.9, 11.12, and 11.13 of BATS Y-Exchange, Inc. 2015-04-22T00:00:00-07:00 2015-04-22T00:00:00-07:00 2015-09268 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-22/pdf/2015-09268.pdf https://regulations.justia.com/regulations/fedreg/2015/04/22/2015-09267.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Granting Approval of a Proposed Rule Change To Amend Rules 11.9, 11.12, and 11.13 of BATS Exchange, Inc. 2015-04-22T00:00:00-07:00 2015-04-22T00:00:00-07:00 2015-09267 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-22/pdf/2015-09267.pdf https://regulations.justia.com/regulations/fedreg/2015/04/22/2015-09266.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change Concerning the Execution of an Agreement for Clearing and Settlement Services Between OCC and NASDAQ Futures, Inc. 2015-04-22T00:00:00-07:00 2015-04-22T00:00:00-07:00 2015-09266 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-22/pdf/2015-09266.pdf https://regulations.justia.com/regulations/fedreg/2015/04/22/2015-09265.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Amendment No. 2 and Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change, as Modified by Amendment No. 2, To Adopt New Exchange Rule 1081, Solicitation Mechanism, To Introduce a New Electronic Solicitation Mechanism 2015-04-22T00:00:00-07:00 2015-04-22T00:00:00-07:00 2015-09265 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-22/pdf/2015-09265.pdf https://regulations.justia.com/regulations/fedreg/2015/04/22/2015-09264.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Distributor and Managed Data Solution Distributor Fees for an Optional Hardware-Based Version of NASDAQ ITCH to Trade Options 2015-04-22T00:00:00-07:00 2015-04-22T00:00:00-07:00 2015-09264 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-22/pdf/2015-09264.pdf https://regulations.justia.com/regulations/fedreg/2015/04/22/2015-09263.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 500 2015-04-22T00:00:00-07:00 2015-04-22T00:00:00-07:00 2015-09263 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-22/pdf/2015-09263.pdf