<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/04/16?registers=between Mon, 14 Jul 2025 19:48:49 -0700 Mon, 14 Jul 2025 19:48:49 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/04/16?registers=between Notice - Dreyfus TMT Opportunities Fund, Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08819.html https://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08819.html Thu, 16 Apr 2015 00:00:00 -0700 2015-08819 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-16/pdf/2015-08819.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Amendment No. 2 to an Advance Notice Concerning the Monthly Resizing of the Clearing Fund and the Addition of Financial Resources https://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08712.html https://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08712.html Thu, 16 Apr 2015 00:00:00 -0700 2015-08712 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-16/pdf/2015-08712.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change To Discontinue the Prospectus Repository System Service https://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08704.html https://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08704.html Thu, 16 Apr 2015 00:00:00 -0700 2015-08704 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-16/pdf/2015-08704.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08703.html https://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08703.html Thu, 16 Apr 2015 00:00:00 -0700 2015-08703 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-16/pdf/2015-08703.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGX Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08702.html https://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08702.html Thu, 16 Apr 2015 00:00:00 -0700 2015-08702 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-16/pdf/2015-08702.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGA Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08701.html https://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08701.html Thu, 16 Apr 2015 00:00:00 -0700 2015-08701 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-16/pdf/2015-08701.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees https://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08700.html https://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08700.html Thu, 16 Apr 2015 00:00:00 -0700 2015-08700 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-16/pdf/2015-08700.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Remove the Exchange's Quote Mitigation Plan as Provided by Commentary .03 to Exchange Rule 6.86 https://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08699.html https://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08699.html Thu, 16 Apr 2015 00:00:00 -0700 2015-08699 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-16/pdf/2015-08699.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC.; Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Remove the Exchange's Quote Mitigation Plan as Provided by Exchange Rule 970.1NY https://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08698.html https://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08698.html Thu, 16 Apr 2015 00:00:00 -0700 2015-08698 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-16/pdf/2015-08698.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08697.html https://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08697.html Thu, 16 Apr 2015 00:00:00 -0700 2015-08697 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-16/pdf/2015-08697.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.23, “Auctions” https://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08696.html https://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08696.html Thu, 16 Apr 2015 00:00:00 -0700 2015-08696 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-16/pdf/2015-08696.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Trading under NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 of Shares of the Vanguard Tax-Exempt Bond Index Fund https://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08695.html https://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08695.html Thu, 16 Apr 2015 00:00:00 -0700 2015-08695 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-16/pdf/2015-08695.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08694.html https://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08694.html Thu, 16 Apr 2015 00:00:00 -0700 2015-08694 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-16/pdf/2015-08694.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08693.html https://regulations.justia.com/regulations/fedreg/2015/04/16/2015-08693.html Thu, 16 Apr 2015 00:00:00 -0700 2015-08693 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-16/pdf/2015-08693.pdf