<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/04/14?registers=between Fri, 11 Jul 2025 21:45:09 -0700 Fri, 11 Jul 2025 21:45:09 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/04/14?registers=between Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 3301(h) https://regulations.justia.com/regulations/fedreg/2015/04/14/C1-2015-07851.html https://regulations.justia.com/regulations/fedreg/2015/04/14/C1-2015-07851.html Tue, 14 Apr 2015 00:00:00 -0700 C1-2015-07851 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-14/pdf/C1-2015-07851.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Schedule of Fees and Charges for Exchange Services To Specify That Affiliated Exchange ETP Holders May Request That the Exchange Aggregate Its Eligible Activity With Activity of the ETP Holder's Affiliates for Purposes of Charges or Credits Based on Volume https://regulations.justia.com/regulations/fedreg/2015/04/14/C1-2015-07619.html https://regulations.justia.com/regulations/fedreg/2015/04/14/C1-2015-07619.html Tue, 14 Apr 2015 00:00:00 -0700 C1-2015-07619 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-14/pdf/C1-2015-07619.pdf Notice - In the Matter of Triumph Ventures Corp.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2015/04/14/2015-08638.html https://regulations.justia.com/regulations/fedreg/2015/04/14/2015-08638.html Tue, 14 Apr 2015 00:00:00 -0700 2015-08638 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-14/pdf/2015-08638.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2015/04/14/2015-08630.html https://regulations.justia.com/regulations/fedreg/2015/04/14/2015-08630.html Tue, 14 Apr 2015 00:00:00 -0700 2015-08630 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-14/pdf/2015-08630.pdf Notice - Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2015/04/14/2015-08621.html https://regulations.justia.com/regulations/fedreg/2015/04/14/2015-08621.html Tue, 14 Apr 2015 00:00:00 -0700 2015-08621 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-14/pdf/2015-08621.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Granting Approval of Proposed Rule Change To Revise the ICC Risk Management Framework https://regulations.justia.com/regulations/fedreg/2015/04/14/2015-08455.html https://regulations.justia.com/regulations/fedreg/2015/04/14/2015-08455.html Tue, 14 Apr 2015 00:00:00 -0700 2015-08455 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-14/pdf/2015-08455.pdf Notice - Self-Regulatory Organizations; NYSE MKT, LLC; Notice of Filing of Proposed Rule Change Amending Rule 13-Equities and Related Rules Governing Order Types and Modifiers https://regulations.justia.com/regulations/fedreg/2015/04/14/2015-08454.html https://regulations.justia.com/regulations/fedreg/2015/04/14/2015-08454.html Tue, 14 Apr 2015 00:00:00 -0700 2015-08454 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-14/pdf/2015-08454.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Options on the MSCI EAFE Index and on the MSCI Emerging Markets Index https://regulations.justia.com/regulations/fedreg/2015/04/14/2015-08453.html https://regulations.justia.com/regulations/fedreg/2015/04/14/2015-08453.html Tue, 14 Apr 2015 00:00:00 -0700 2015-08453 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-14/pdf/2015-08453.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ Rule 7051 Fees Relating to Pricing for Direct Circuit Connections https://regulations.justia.com/regulations/fedreg/2015/04/14/2015-08452.html https://regulations.justia.com/regulations/fedreg/2015/04/14/2015-08452.html Tue, 14 Apr 2015 00:00:00 -0700 2015-08452 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-14/pdf/2015-08452.pdf Notice - Self-Regulatory Organizations; OneChicago, LLC; Notice of Filing of Proposed Rule Change Relating to Ownership and Control Reports https://regulations.justia.com/regulations/fedreg/2015/04/14/2015-08451.html https://regulations.justia.com/regulations/fedreg/2015/04/14/2015-08451.html Tue, 14 Apr 2015 00:00:00 -0700 2015-08451 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-14/pdf/2015-08451.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, LLC; Notice of Filing of Proposed Rule Change Amending Rule 13 and Related Rules Governing Order Types and Modifiers https://regulations.justia.com/regulations/fedreg/2015/04/14/2015-08450.html https://regulations.justia.com/regulations/fedreg/2015/04/14/2015-08450.html Tue, 14 Apr 2015 00:00:00 -0700 2015-08450 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-14/pdf/2015-08450.pdf Notice - Self-Regulatory Organizations; NYSE MKT, LLC; Notice of Filing of Proposed Rule Change Adopting a Principles-Based Approach To Prohibit the Misuse of Material Nonpublic Information by Specialists and e-Specialists by Deleting Rule 927.3NY and Section (f) of Rule 927.5NY https://regulations.justia.com/regulations/fedreg/2015/04/14/2015-08449.html https://regulations.justia.com/regulations/fedreg/2015/04/14/2015-08449.html Tue, 14 Apr 2015 00:00:00 -0700 2015-08449 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-14/pdf/2015-08449.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Related to Settlement Finality https://regulations.justia.com/regulations/fedreg/2015/04/14/2015-08448.html https://regulations.justia.com/regulations/fedreg/2015/04/14/2015-08448.html Tue, 14 Apr 2015 00:00:00 -0700 2015-08448 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-14/pdf/2015-08448.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change To List and Trade Shares of WisdomTree Put Write Strategy Fund Under Commentary .01 to NYSE Arca Equities Rule 5.2(j)(3) https://regulations.justia.com/regulations/fedreg/2015/04/14/2015-08447.html https://regulations.justia.com/regulations/fedreg/2015/04/14/2015-08447.html Tue, 14 Apr 2015 00:00:00 -0700 2015-08447 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-14/pdf/2015-08447.pdf