<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/04/08?registers=between Mon, 14 Jul 2025 23:00:45 -0700 Mon, 14 Jul 2025 23:00:45 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/04/08?registers=between Notice - John Hancock Exchange-Traded Fund Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/04/08/2015-08023.html https://regulations.justia.com/regulations/fedreg/2015/04/08/2015-08023.html Wed, 08 Apr 2015 00:00:00 -0700 2015-08023 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-08/pdf/2015-08023.pdf Notice - Amplify Investments LLC and Amplify ETF Trust; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/04/08/2015-08022.html https://regulations.justia.com/regulations/fedreg/2015/04/08/2015-08022.html Wed, 08 Apr 2015 00:00:00 -0700 2015-08022 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-08/pdf/2015-08022.pdf Notice - Janus ETF Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/04/08/2015-07971.html https://regulations.justia.com/regulations/fedreg/2015/04/08/2015-07971.html Wed, 08 Apr 2015 00:00:00 -0700 2015-07971 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-08/pdf/2015-07971.pdf Notice - Trust for Professional Managers and William Blair & Company, L.L.C.; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/04/08/2015-07970.html https://regulations.justia.com/regulations/fedreg/2015/04/08/2015-07970.html Wed, 08 Apr 2015 00:00:00 -0700 2015-07970 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-08/pdf/2015-07970.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List To Specify That a Member Organization May Request That the Exchange Aggregate Its Eligible Activity With Activity of the Member Organization's Affiliates for Purposes of Charges or Credits Based on Volume https://regulations.justia.com/regulations/fedreg/2015/04/08/2015-07969.html https://regulations.justia.com/regulations/fedreg/2015/04/08/2015-07969.html Wed, 08 Apr 2015 00:00:00 -0700 2015-07969 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-08/pdf/2015-07969.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Price List To Specify That a Member Organization May Request That the Exchange Aggregate its Eligible Activity With Activity of the Member Organization's Affiliates for Purposes of Charges or Credits Based on Volume https://regulations.justia.com/regulations/fedreg/2015/04/08/2015-07968.html https://regulations.justia.com/regulations/fedreg/2015/04/08/2015-07968.html Wed, 08 Apr 2015 00:00:00 -0700 2015-07968 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-08/pdf/2015-07968.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Addendum A (Fee Structure) With Respect to the Alternative Investment Product Services https://regulations.justia.com/regulations/fedreg/2015/04/08/2015-07967.html https://regulations.justia.com/regulations/fedreg/2015/04/08/2015-07967.html Wed, 08 Apr 2015 00:00:00 -0700 2015-07967 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-08/pdf/2015-07967.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4751(h) https://regulations.justia.com/regulations/fedreg/2015/04/08/2015-07966.html https://regulations.justia.com/regulations/fedreg/2015/04/08/2015-07966.html Wed, 08 Apr 2015 00:00:00 -0700 2015-07966 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-08/pdf/2015-07966.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Postpone Implementation of Changes to Rule 4751(h)(5) https://regulations.justia.com/regulations/fedreg/2015/04/08/2015-07965.html https://regulations.justia.com/regulations/fedreg/2015/04/08/2015-07965.html Wed, 08 Apr 2015 00:00:00 -0700 2015-07965 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-08/pdf/2015-07965.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending Rule 923NY To Refine the Appointment Process Utilized by the Exchange https://regulations.justia.com/regulations/fedreg/2015/04/08/2015-07964.html https://regulations.justia.com/regulations/fedreg/2015/04/08/2015-07964.html Wed, 08 Apr 2015 00:00:00 -0700 2015-07964 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-08/pdf/2015-07964.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending Rule 6.35 To Refine the Appointment Process Utilized by the Exchange https://regulations.justia.com/regulations/fedreg/2015/04/08/2015-07963.html https://regulations.justia.com/regulations/fedreg/2015/04/08/2015-07963.html Wed, 08 Apr 2015 00:00:00 -0700 2015-07963 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-08/pdf/2015-07963.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rulebook Provisions Establishing Decision-Making and Emergency Authority Over Clearing House Matters https://regulations.justia.com/regulations/fedreg/2015/04/08/2015-07962.html https://regulations.justia.com/regulations/fedreg/2015/04/08/2015-07962.html Wed, 08 Apr 2015 00:00:00 -0700 2015-07962 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-08/pdf/2015-07962.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2015/04/08/2015-07961.html https://regulations.justia.com/regulations/fedreg/2015/04/08/2015-07961.html Wed, 08 Apr 2015 00:00:00 -0700 2015-07961 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-08/pdf/2015-07961.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2015/04/08/2015-07960.html https://regulations.justia.com/regulations/fedreg/2015/04/08/2015-07960.html Wed, 08 Apr 2015 00:00:00 -0700 2015-07960 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-08/pdf/2015-07960.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Move the Rule Text of Current Rule 1070, Customer Complaints, Into Rule 1028, Confirmations, To Accommodate an Upcoming Rulebook Reorganization https://regulations.justia.com/regulations/fedreg/2015/04/08/2015-07959.html https://regulations.justia.com/regulations/fedreg/2015/04/08/2015-07959.html Wed, 08 Apr 2015 00:00:00 -0700 2015-07959 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-08/pdf/2015-07959.pdf