Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker

Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/03?limit=200&registers=between&min-day=1&max-day=31&mode=atom 2024-05-23T18:12:14-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2015/03/31/2015-07422.html Notice - Sunshine Act Meeting 2015-03-31T00:00:00-07:00 2015-03-31T00:00:00-07:00 2015-07422 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-31/pdf/2015-07422.pdf https://regulations.justia.com/regulations/fedreg/2015/03/31/2015-07302.html Notice - Princeton Private Equity Fund and Princeton Fund Advisors, LLC; Notice of Application 2015-03-31T00:00:00-07:00 2015-03-31T00:00:00-07:00 2015-07302 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-31/pdf/2015-07302.pdf https://regulations.justia.com/regulations/fedreg/2015/03/31/2015-07260.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 5950 2015-03-31T00:00:00-07:00 2015-03-31T00:00:00-07:00 2015-07260 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-31/pdf/2015-07260.pdf https://regulations.justia.com/regulations/fedreg/2015/03/31/2015-07259.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change Relating to Collateral and Haircut Policy 2015-03-31T00:00:00-07:00 2015-03-31T00:00:00-07:00 2015-07259 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-31/pdf/2015-07259.pdf https://regulations.justia.com/regulations/fedreg/2015/03/31/2015-07258.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to FATCA Requirements 2015-03-31T00:00:00-07:00 2015-03-31T00:00:00-07:00 2015-07258 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-31/pdf/2015-07258.pdf https://regulations.justia.com/regulations/fedreg/2015/03/31/2015-07257.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify Certain Statements Made in SR-BOX-2015-03, a Proposed Rule Change Filed by the Exchange on January 9, 2015 2015-03-31T00:00:00-07:00 2015-03-31T00:00:00-07:00 2015-07257 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-31/pdf/2015-07257.pdf https://regulations.justia.com/regulations/fedreg/2015/03/31/2015-07254.html Notice - Submission for OMB Review; Comment Request 2015-03-31T00:00:00-07:00 2015-03-31T00:00:00-07:00 2015-07254 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-31/pdf/2015-07254.pdf https://regulations.justia.com/regulations/fedreg/2015/03/31/2015-07253.html Notice - Submission for OMB Review; Comment Request 2015-03-31T00:00:00-07:00 2015-03-31T00:00:00-07:00 2015-07253 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-31/pdf/2015-07253.pdf https://regulations.justia.com/regulations/fedreg/2015/03/31/2015-07252.html Notice - ETFS Trust and ETF Securities Advisors, LLC; Notice of Application 2015-03-31T00:00:00-07:00 2015-03-31T00:00:00-07:00 2015-07252 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-31/pdf/2015-07252.pdf https://regulations.justia.com/regulations/fedreg/2015/03/31/2015-07251.html Notice - Submission for OMB Review; Comment Request 2015-03-31T00:00:00-07:00 2015-03-31T00:00:00-07:00 2015-07251 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-31/pdf/2015-07251.pdf https://regulations.justia.com/regulations/fedreg/2015/03/31/2015-07250.html Notice - Submission for OMB Review; Comment Request 2015-03-31T00:00:00-07:00 2015-03-31T00:00:00-07:00 2015-07250 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-31/pdf/2015-07250.pdf https://regulations.justia.com/regulations/fedreg/2015/03/31/2015-07248.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Clearance of New Natural Gas Futures Contracts 2015-03-31T00:00:00-07:00 2015-03-31T00:00:00-07:00 2015-07248 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-31/pdf/2015-07248.pdf https://regulations.justia.com/regulations/fedreg/2015/03/30/2015-07136.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period for the Exchange's Retail Liquidity Until September 30, 2015 2015-03-30T00:00:00-07:00 2015-03-30T00:00:00-07:00 2015-07136 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-30/pdf/2015-07136.pdf https://regulations.justia.com/regulations/fedreg/2015/03/30/2015-07135.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 13-Equities Relating to Pegging Interest 2015-03-30T00:00:00-07:00 2015-03-30T00:00:00-07:00 2015-07135 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-30/pdf/2015-07135.pdf https://regulations.justia.com/regulations/fedreg/2015/03/30/2015-07134.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 13 Relating to Pegging Interest 2015-03-30T00:00:00-07:00 2015-03-30T00:00:00-07:00 2015-07134 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-30/pdf/2015-07134.pdf https://regulations.justia.com/regulations/fedreg/2015/03/30/2015-07133.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section 4(c) of Schedule A to the FINRA By-Laws To Increase Qualification Examination Fees 2015-03-30T00:00:00-07:00 2015-03-30T00:00:00-07:00 2015-07133 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-30/pdf/2015-07133.pdf https://regulations.justia.com/regulations/fedreg/2015/03/30/2015-07130.html Notice - Submission for OMB Review; Comment Request 2015-03-30T00:00:00-07:00 2015-03-30T00:00:00-07:00 2015-07130 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-30/pdf/2015-07130.pdf https://regulations.justia.com/regulations/fedreg/2015/03/30/2015-07129.html Notice - Submission for OMB Review; Comment Request 2015-03-30T00:00:00-07:00 2015-03-30T00:00:00-07:00 2015-07129 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-30/pdf/2015-07129.pdf https://regulations.justia.com/regulations/fedreg/2015/03/30/2015-07128.html Notice - Submission for OMB Review; Comment Request 2015-03-30T00:00:00-07:00 2015-03-30T00:00:00-07:00 2015-07128 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-30/pdf/2015-07128.pdf https://regulations.justia.com/regulations/fedreg/2015/03/30/2015-07127.html Notice - Submission for OMB Review; Comment Request 2015-03-30T00:00:00-07:00 2015-03-30T00:00:00-07:00 2015-07127 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-30/pdf/2015-07127.pdf https://regulations.justia.com/regulations/fedreg/2015/03/27/2015-06994.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt New Rule 21.17, Exchange Sharing of User Designated Risk Settings 2015-03-27T00:00:00-07:00 2015-03-27T00:00:00-07:00 2015-06994 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-27/pdf/2015-06994.pdf https://regulations.justia.com/regulations/fedreg/2015/03/27/2015-06993.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change Consisting of Proposed Amendments to the MSRB Rule G-14 RTRS Procedures, and the Real-Time Transaction Reporting System and Subscription Service 2015-03-27T00:00:00-07:00 2015-03-27T00:00:00-07:00 2015-06993 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-27/pdf/2015-06993.pdf https://regulations.justia.com/regulations/fedreg/2015/03/27/2015-06992.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to Physical Settlement of CDS Contracts 2015-03-27T00:00:00-07:00 2015-03-27T00:00:00-07:00 2015-06992 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-27/pdf/2015-06992.pdf https://regulations.justia.com/regulations/fedreg/2015/03/27/2015-06991.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of Principal EDGE Active Income ETF Under NYSE Arca Equities Rule 8.600 2015-03-27T00:00:00-07:00 2015-03-27T00:00:00-07:00 2015-06991 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-27/pdf/2015-06991.pdf https://regulations.justia.com/regulations/fedreg/2015/03/27/2015-06990.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Amendments to MSRB Rule A-16, on Examination Fees 2015-03-27T00:00:00-07:00 2015-03-27T00:00:00-07:00 2015-06990 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-27/pdf/2015-06990.pdf https://regulations.justia.com/regulations/fedreg/2015/03/27/2015-06989.html Notice - Griffin Institutional Access Real Estate Fund and Griffin Capital Advisor, LLC; Notice of Application 2015-03-27T00:00:00-07:00 2015-03-27T00:00:00-07:00

2015-06989 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-27/pdf/2015-06989.pdf https://regulations.justia.com/regulations/fedreg/2015/03/26/2015-07048.html Notice - Sunshine Act Meeting 2015-03-26T00:00:00-07:00 2015-03-26T00:00:00-07:00 2015-07048 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-26/pdf/2015-07048.pdf https://regulations.justia.com/regulations/fedreg/2015/03/26/2015-07040.html Notice - In the Matter of Winsonic Digital Media Group, Ltd.; Order of Suspension of Trading Pursuant to Section 12(K) of the Securities Exchange Act of 1934 2015-03-26T00:00:00-07:00 2015-03-26T00:00:00-07:00 2015-07040 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-26/pdf/2015-07040.pdf https://regulations.justia.com/regulations/fedreg/2015/03/26/2015-06893.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Solicitation Auction Mechanism 2015-03-26T00:00:00-07:00 2015-03-26T00:00:00-07:00 2015-06893 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-26/pdf/2015-06893.pdf https://regulations.justia.com/regulations/fedreg/2015/03/26/2015-06892.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating To Listing and Trading of Shares of the SPDR SSgA Global Managed Volatility ETF Under NYSE Arca Equities Rule 8.600 2015-03-26T00:00:00-07:00 2015-03-26T00:00:00-07:00 2015-06892 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-26/pdf/2015-06892.pdf https://regulations.justia.com/regulations/fedreg/2015/03/26/2015-06891.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market, LLC; Notice of Proposed Rule Change To Amend and Restate Certain Nasdaq Rules That Govern the Nasdaq Market Center 2015-03-26T00:00:00-07:00 2015-03-26T00:00:00-07:00 2015-06891 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-26/pdf/2015-06891.pdf https://regulations.justia.com/regulations/fedreg/2015/03/26/2015-06890.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Amendment No. 2, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, to BATS Rules 20.3 and 20.6 2015-03-26T00:00:00-07:00 2015-03-26T00:00:00-07:00 2015-06890 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-26/pdf/2015-06890.pdf https://regulations.justia.com/regulations/fedreg/2015/03/26/2015-06889.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2015-03-26T00:00:00-07:00 2015-03-26T00:00:00-07:00 2015-06889 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-26/pdf/2015-06889.pdf https://regulations.justia.com/regulations/fedreg/2015/03/26/2015-06888.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2015-03-26T00:00:00-07:00 2015-03-26T00:00:00-07:00 2015-06888 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-26/pdf/2015-06888.pdf https://regulations.justia.com/regulations/fedreg/2015/03/26/2015-06887.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Surveillance Agreements 2015-03-26T00:00:00-07:00 2015-03-26T00:00:00-07:00 2015-06887 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-26/pdf/2015-06887.pdf https://regulations.justia.com/regulations/fedreg/2015/03/26/2015-06886.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change To Amend Rules 6.41 and 24.8 2015-03-26T00:00:00-07:00 2015-03-26T00:00:00-07:00 2015-06886 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-26/pdf/2015-06886.pdf https://regulations.justia.com/regulations/fedreg/2015/03/25/2015-06900.html Notice - Sunshine Act Meeting. 2015-03-25T00:00:00-07:00 2015-03-25T00:00:00-07:00 2015-06900 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-25/pdf/2015-06900.pdf https://regulations.justia.com/regulations/fedreg/2015/03/25/2015-06719.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the LBMA Gold Price as a Replacement for the London Gold Fix for Certain Gold Related Exchange Traded Products 2015-03-25T00:00:00-07:00 2015-03-25T00:00:00-07:00 2015-06719 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-25/pdf/2015-06719.pdf https://regulations.justia.com/regulations/fedreg/2015/03/25/2015-06718.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Rules Governing the Short Term Option Series Program To Extend Current $0.50 Strike Price Intervals in Non-Index Options to Short Term Options With Strike Prices Less Than $100 2015-03-25T00:00:00-07:00 2015-03-25T00:00:00-07:00 2015-06718 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-25/pdf/2015-06718.pdf https://regulations.justia.com/regulations/fedreg/2015/03/25/2015-06717.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Rules Governing the Short Term Option Series Program To Extend Current $0.50 Strike Price Intervals in Non-Index Options to Short Term Options With Strike Prices Less Than $100 2015-03-25T00:00:00-07:00 2015-03-25T00:00:00-07:00 2015-06717 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-25/pdf/2015-06717.pdf https://regulations.justia.com/regulations/fedreg/2015/03/25/2015-06716.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange LLC To Amend Its Fee Schedule 2015-03-25T00:00:00-07:00 2015-03-25T00:00:00-07:00 2015-06716 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-25/pdf/2015-06716.pdf https://regulations.justia.com/regulations/fedreg/2015/03/25/2015-06715.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change, as Modified by Amendment 1 Thereto, To Expand the Officers Who May Declare That a Clearing Member Is Summarily Suspended 2015-03-25T00:00:00-07:00 2015-03-25T00:00:00-07:00 2015-06715 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-25/pdf/2015-06715.pdf https://regulations.justia.com/regulations/fedreg/2015/03/25/2015-06714.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change To Enhance the Measurement Used To Establish Minimum Capital Requirements for Banks Approved To Issue Letters of Credit 2015-03-25T00:00:00-07:00 2015-03-25T00:00:00-07:00 2015-06714 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-25/pdf/2015-06714.pdf https://regulations.justia.com/regulations/fedreg/2015/03/25/2015-06713.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 900.3NY(w) and Rule 980NY(d)(1) to Delete the PNP Plus Designation for Electronic Complex Orders From Its Rules 2015-03-25T00:00:00-07:00 2015-03-25T00:00:00-07:00 2015-06713 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-25/pdf/2015-06713.pdf https://regulations.justia.com/regulations/fedreg/2015/03/25/2015-06712.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Amending NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 Relating to Listing of Investment Company Units Based on Municipal Bond Indexes 2015-03-25T00:00:00-07:00 2015-03-25T00:00:00-07:00 2015-06712 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-25/pdf/2015-06712.pdf https://regulations.justia.com/regulations/fedreg/2015/03/25/2015-06711.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Updating to Certain Phlx Rules 2015-03-25T00:00:00-07:00 2015-03-25T00:00:00-07:00 2015-06711 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-25/pdf/2015-06711.pdf https://regulations.justia.com/regulations/fedreg/2015/03/25/2015-06710.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Pricing Schedule's Preface and Sections I, II and IV 2015-03-25T00:00:00-07:00 2015-03-25T00:00:00-07:00 2015-06710 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-25/pdf/2015-06710.pdf https://regulations.justia.com/regulations/fedreg/2015/03/24/2015-06800.html Notice - In the Matter of Longhai Steel, Inc., Order of Suspension of Trading 2015-03-24T00:00:00-07:00 2015-03-24T00:00:00-07:00 2015-06800 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-24/pdf/2015-06800.pdf https://regulations.justia.com/regulations/fedreg/2015/03/24/2015-06796.html Notice - In the Matter of ChitrChatr Communications Inc.; Order of Suspension of Trading 2015-03-24T00:00:00-07:00 2015-03-24T00:00:00-07:00 2015-06796 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-24/pdf/2015-06796.pdf https://regulations.justia.com/regulations/fedreg/2015/03/24/2015-06795.html Notice - In the Matter of First China Pharmaceutical Group, Inc.; Order of Suspension of Trading 2015-03-24T00:00:00-07:00 2015-03-24T00:00:00-07:00 2015-06795 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-24/pdf/2015-06795.pdf