<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/03/20?registers=between Sun, 22 Jun 2025 08:48:57 -0700 Sun, 22 Jun 2025 08:48:57 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/03/20?registers=between Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 12.14, Front Running of Block Transactions https://regulations.justia.com/regulations/fedreg/2015/03/20/2015-06362.html https://regulations.justia.com/regulations/fedreg/2015/03/20/2015-06362.html Fri, 20 Mar 2015 00:00:00 -0700 2015-06362 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-20/pdf/2015-06362.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 12.14, Front Running of Block Transactions https://regulations.justia.com/regulations/fedreg/2015/03/20/2015-06361.html https://regulations.justia.com/regulations/fedreg/2015/03/20/2015-06361.html Fri, 20 Mar 2015 00:00:00 -0700 2015-06361 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-20/pdf/2015-06361.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Expiration Date of the Refund Program Under FINRA Rule 3110.15 (Temporary Program To Address Underreported Form U4 Information) https://regulations.justia.com/regulations/fedreg/2015/03/20/2015-06360.html https://regulations.justia.com/regulations/fedreg/2015/03/20/2015-06360.html Fri, 20 Mar 2015 00:00:00 -0700 2015-06360 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-20/pdf/2015-06360.pdf Notice - Self-Regulatory Organizations; the Options Clearing Corporation; Notice of Filing of Proposed Rule Change Concerning the Provision of Clearance and Settlement Services for Energy Futures and Options on Energy Futures https://regulations.justia.com/regulations/fedreg/2015/03/20/2015-06359.html https://regulations.justia.com/regulations/fedreg/2015/03/20/2015-06359.html Fri, 20 Mar 2015 00:00:00 -0700 2015-06359 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-20/pdf/2015-06359.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2015/03/20/2015-06358.html https://regulations.justia.com/regulations/fedreg/2015/03/20/2015-06358.html Fri, 20 Mar 2015 00:00:00 -0700 2015-06358 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-20/pdf/2015-06358.pdf