Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/03/20?limit=200®isters=between&mode=atom2024-12-22T07:50:05-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2015/03/20/2015-06362.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 12.14, Front Running of Block Transactions2015-03-20T00:00:00-07:002015-03-20T00:00:00-07:002015-06362Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-20/pdf/2015-06362.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/20/2015-06361.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 12.14, Front Running of Block Transactions2015-03-20T00:00:00-07:002015-03-20T00:00:00-07:002015-06361Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-20/pdf/2015-06361.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/20/2015-06360.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Expiration Date of the Refund Program Under FINRA Rule 3110.15 (Temporary Program To Address Underreported Form U4 Information)2015-03-20T00:00:00-07:002015-03-20T00:00:00-07:002015-06360Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-20/pdf/2015-06360.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/20/2015-06359.htmlNotice - Self-Regulatory Organizations; the Options Clearing Corporation; Notice of Filing of Proposed Rule Change Concerning the Provision of Clearance and Settlement Services for Energy Futures and Options on Energy Futures2015-03-20T00:00:00-07:002015-03-20T00:00:00-07:002015-06359Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-20/pdf/2015-06359.pdfhttps://regulations.justia.com/regulations/fedreg/2015/03/20/2015-06358.htmlNotice - Proposed Collection; Comment Request2015-03-20T00:00:00-07:002015-03-20T00:00:00-07:002015-06358Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-03-20/pdf/2015-06358.pdf