<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/03/12?registers=between Sun, 13 Jul 2025 05:54:47 -0700 Sun, 13 Jul 2025 05:54:47 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/03/12?registers=between Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change To Revise the ICC Treasury Operations Policies and Procedures https://regulations.justia.com/regulations/fedreg/2015/03/12/2015-05608.html https://regulations.justia.com/regulations/fedreg/2015/03/12/2015-05608.html Thu, 12 Mar 2015 00:00:00 -0700 2015-05608 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-12/pdf/2015-05608.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period for the Exchange's Retail Liquidity Program, Which Is Currently Scheduled To Expire on March 31, 2015, Until September 30, 2015 https://regulations.justia.com/regulations/fedreg/2015/03/12/2015-05607.html https://regulations.justia.com/regulations/fedreg/2015/03/12/2015-05607.html Thu, 12 Mar 2015 00:00:00 -0700 2015-05607 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-12/pdf/2015-05607.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period for the Exchange's Retail Liquidity Program Which Is Currently Scheduled To Expire on March 31, 2015, Until September 30, 2015 https://regulations.justia.com/regulations/fedreg/2015/03/12/2015-05606.html https://regulations.justia.com/regulations/fedreg/2015/03/12/2015-05606.html Thu, 12 Mar 2015 00:00:00 -0700 2015-05606 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-12/pdf/2015-05606.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1082.02 and .03 https://regulations.justia.com/regulations/fedreg/2015/03/12/2015-05605.html https://regulations.justia.com/regulations/fedreg/2015/03/12/2015-05605.html Thu, 12 Mar 2015 00:00:00 -0700 2015-05605 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-12/pdf/2015-05605.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.13, Order Execution, To Delete References to the ROLF Routing Option, Which Routed Orders to LavaFlow ECN https://regulations.justia.com/regulations/fedreg/2015/03/12/2015-05604.html https://regulations.justia.com/regulations/fedreg/2015/03/12/2015-05604.html Thu, 12 Mar 2015 00:00:00 -0700 2015-05604 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-12/pdf/2015-05604.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.13, Order Execution, To Delete References to the ROLF Routing Option, Which Routed Order to LavaFlow ECN https://regulations.justia.com/regulations/fedreg/2015/03/12/2015-05603.html https://regulations.justia.com/regulations/fedreg/2015/03/12/2015-05603.html Thu, 12 Mar 2015 00:00:00 -0700 2015-05603 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-12/pdf/2015-05603.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change To Revise ICC End-of-Day Price Discovery Policies and Procedures https://regulations.justia.com/regulations/fedreg/2015/03/12/2015-05602.html https://regulations.justia.com/regulations/fedreg/2015/03/12/2015-05602.html Thu, 12 Mar 2015 00:00:00 -0700 2015-05602 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-12/pdf/2015-05602.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2015/03/12/2015-05601.html https://regulations.justia.com/regulations/fedreg/2015/03/12/2015-05601.html Thu, 12 Mar 2015 00:00:00 -0700 2015-05601 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-12/pdf/2015-05601.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2015/03/12/2015-05600.html https://regulations.justia.com/regulations/fedreg/2015/03/12/2015-05600.html Thu, 12 Mar 2015 00:00:00 -0700 2015-05600 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-12/pdf/2015-05600.pdf Notice - American Beacon NextShares Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/03/12/2015-05596.html https://regulations.justia.com/regulations/fedreg/2015/03/12/2015-05596.html Thu, 12 Mar 2015 00:00:00 -0700 2015-05596 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-12/pdf/2015-05596.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change Concerning a Proposed Capital Plan for Raising Additional Capital That Would Support The Options Clearing Corporation's Function as a Systemically Important Financial Market Utility https://regulations.justia.com/regulations/fedreg/2015/03/12/2015-05556.html https://regulations.justia.com/regulations/fedreg/2015/03/12/2015-05556.html Thu, 12 Mar 2015 00:00:00 -0700 2015-05556 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-12/pdf/2015-05556.pdf