<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/03/10?registers=between Wed, 25 Jun 2025 22:24:28 -0700 Wed, 25 Jun 2025 22:24:28 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/03/10?registers=between Notice - Order of Suspension of Trading; In the Matter of Aspire International, Inc., Border Management, Inc., and Landmark Energy Enterprises, Inc. https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05516.html https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05516.html Tue, 10 Mar 2015 00:00:00 -0700 2015-05516 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-10/pdf/2015-05516.pdf Notice - In the Matter of Black Sea Metals, Inc., GigaBeam Corp., Safe Technologies International, Inc., and Whitemark Homes, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05515.html https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05515.html Tue, 10 Mar 2015 00:00:00 -0700 2015-05515 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-10/pdf/2015-05515.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 6.60 and To Adopt Rule 6.61, Which Was Previously Reserved, To Provide Price Protection for Market Maker Quotes https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05497.html https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05497.html Tue, 10 Mar 2015 00:00:00 -0700 2015-05497 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-10/pdf/2015-05497.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 967NY and To Adopt Rule 967.1NY To Provide Price Protection for Market Maker Quotes https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05496.html https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05496.html Tue, 10 Mar 2015 00:00:00 -0700 2015-05496 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-10/pdf/2015-05496.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rules 11.6, 11.8, 11.9, 11.10 and 11.11 of EDGX Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05485.html https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05485.html Tue, 10 Mar 2015 00:00:00 -0700 2015-05485 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-10/pdf/2015-05485.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Related to Equipment and Communication on the Exchange's Trading Floor https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05484.html https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05484.html Tue, 10 Mar 2015 00:00:00 -0700 2015-05484 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-10/pdf/2015-05484.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Relating to Strategy Executions https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05483.html https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05483.html Tue, 10 Mar 2015 00:00:00 -0700 2015-05483 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-10/pdf/2015-05483.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rules 11.6, 11.8, 11.9, 11.10 and 11.11 of EDGA Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05482.html https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05482.html Tue, 10 Mar 2015 00:00:00 -0700 2015-05482 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-10/pdf/2015-05482.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend One Aspect of the Administration of Income Generated by Payment for Order Flow Fees https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05481.html https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05481.html Tue, 10 Mar 2015 00:00:00 -0700 2015-05481 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-10/pdf/2015-05481.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Amendments to NYSE Arca Equities Rule 8.600 to Adopt Generic Listing Standards for Managed Fund Shares https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05480.html https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05480.html Tue, 10 Mar 2015 00:00:00 -0700 2015-05480 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-10/pdf/2015-05480.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Concerning the Execution of an Agreement for Clearing and Settlement Services Between OCC and NASDAQ Futures, Inc. https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05479.html https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05479.html Tue, 10 Mar 2015 00:00:00 -0700 2015-05479 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-10/pdf/2015-05479.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Increase the Fee for Orders Yielding Fee Code K https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05478.html https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05478.html Tue, 10 Mar 2015 00:00:00 -0700 2015-05478 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-10/pdf/2015-05478.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change To List and Trade Options on the MSCI EAFE Index and on the MSCI Emerging Markets Index https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05477.html https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05477.html Tue, 10 Mar 2015 00:00:00 -0700 2015-05477 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-10/pdf/2015-05477.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule To Adopt Fees for Extended Trading Hours https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05476.html https://regulations.justia.com/regulations/fedreg/2015/03/10/2015-05476.html Tue, 10 Mar 2015 00:00:00 -0700 2015-05476 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-10/pdf/2015-05476.pdf