<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/03/06?registers=between Sat, 12 Jul 2025 03:11:19 -0700 Sat, 12 Jul 2025 03:11:19 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/03/06?registers=between Notice - In the Matter of Spriza, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05373.html https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05373.html Fri, 06 Mar 2015 00:00:00 -0800 2015-05373 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-06/pdf/2015-05373.pdf Notice - In the Matter of Discovery Oil, Ltd., I/O Magic Corporation, Maydao Corporation, NX Global, Inc, and SensiVida Medical Technologies, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05371.html https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05371.html Fri, 06 Mar 2015 00:00:00 -0800 2015-05371 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-06/pdf/2015-05371.pdf Notice - In the Matter of China Infrastructure Investment Corp., Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05370.html https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05370.html Fri, 06 Mar 2015 00:00:00 -0800 2015-05370 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-06/pdf/2015-05370.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05219.html https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05219.html Fri, 06 Mar 2015 00:00:00 -0800 2015-05219 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-06/pdf/2015-05219.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05218.html https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05218.html Fri, 06 Mar 2015 00:00:00 -0800 2015-05218 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-06/pdf/2015-05218.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05217.html https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05217.html Fri, 06 Mar 2015 00:00:00 -0800 2015-05217 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-06/pdf/2015-05217.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05216.html https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05216.html Fri, 06 Mar 2015 00:00:00 -0800 2015-05216 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-06/pdf/2015-05216.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change Amending Its Continued Listing Requirements, as Set Forth in Section 802.01E of the Exchange's Listed Company Manual, in Relation to the Late Filing of a Company's Annual or Quarterly Report With the Securities and Exchange Commission https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05191.html https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05191.html Fri, 06 Mar 2015 00:00:00 -0800 2015-05191 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-06/pdf/2015-05191.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Amend the Rules of the Government Securities Division and the Mortgage-Backed Securities Division Regarding the Default of Fixed Income Clearing Corporation https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05190.html https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05190.html Fri, 06 Mar 2015 00:00:00 -0800 2015-05190 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-06/pdf/2015-05190.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Specifying in Exchange Rules the Exchange's Use of Certain Data Feeds for Order Handling and Execution, Order Routing, and Regulatory Compliance https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05164.html https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05164.html Fri, 06 Mar 2015 00:00:00 -0800 2015-05164 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-06/pdf/2015-05164.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Specifying in Exchange Rules the Exchange's Use of Certain Data Feeds for Order Handling and Execution, Order Routing, and Regulatory Compliance https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05163.html https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05163.html Fri, 06 Mar 2015 00:00:00 -0800 2015-05163 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-06/pdf/2015-05163.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Specifying in Exchange Rules the Exchange's Use of Certain Data Feeds for Order Handling and Execution, Order Routing, and Regulatory Compliance https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05162.html https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05162.html Fri, 06 Mar 2015 00:00:00 -0800 2015-05162 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-06/pdf/2015-05162.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of Eight PIMCO Exchange-Traded Funds https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05161.html https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05161.html Fri, 06 Mar 2015 00:00:00 -0800 2015-05161 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-06/pdf/2015-05161.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change in Order To Permit OCC To Adjust the Size of Its Clearing Fund on an Intra-Month Basis https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05160.html https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05160.html Fri, 06 Mar 2015 00:00:00 -0800 2015-05160 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-06/pdf/2015-05160.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05159.html https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05159.html Fri, 06 Mar 2015 00:00:00 -0800 2015-05159 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-06/pdf/2015-05159.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.22 To Update the Names of Certain Market Data Products https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05158.html https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05158.html Fri, 06 Mar 2015 00:00:00 -0800 2015-05158 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-06/pdf/2015-05158.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.22 To Update the Names of Certain Market Data Products https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05157.html https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05157.html Fri, 06 Mar 2015 00:00:00 -0800 2015-05157 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-06/pdf/2015-05157.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to ICE Clear Europe Clearing Fees https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05156.html https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05156.html Fri, 06 Mar 2015 00:00:00 -0800 2015-05156 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-06/pdf/2015-05156.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Granting Approval of Proposed Rule Change To Formalize the ICC Operational Risk Management Framework https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05155.html https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05155.html Fri, 06 Mar 2015 00:00:00 -0800 2015-05155 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-06/pdf/2015-05155.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection to Advance Notice Filing, as Modified by Amendment No. 1, Concerning a Proposed Capital Plan for Raising Additional Capital That Would Support The Options Clearing Corporation's Function as a Systemically Important Financial Market Utility https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05117.html https://regulations.justia.com/regulations/fedreg/2015/03/06/2015-05117.html Fri, 06 Mar 2015 00:00:00 -0800 2015-05117 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-06/pdf/2015-05117.pdf