<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/03/04?registers=between Tue, 24 Jun 2025 13:16:10 -0700 Tue, 24 Jun 2025 13:16:10 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/03/04?registers=between Notice - In the Matter of Adex Media, Inc. et al.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2015/03/04/2015-04510.html https://regulations.justia.com/regulations/fedreg/2015/03/04/2015-04510.html Wed, 04 Mar 2015 00:00:00 -0800 2015-04510 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-04/pdf/2015-04510.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Accelerated Approval of a Proposed Rule Change To Amend Exchange Rules Related To Order Tickets https://regulations.justia.com/regulations/fedreg/2015/03/04/2015-04451.html https://regulations.justia.com/regulations/fedreg/2015/03/04/2015-04451.html Wed, 04 Mar 2015 00:00:00 -0800 2015-04451 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-04/pdf/2015-04451.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendment No. 1 and Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change Consisting of Proposed Amendments to MSRB Rules G-1, on Separately Identifiable Department or Division of a Bank; G-2, on Standards of Professional Qualification; G-3, on Professional Qualification Requirements; and D-13, on Municipal Advisory Activities https://regulations.justia.com/regulations/fedreg/2015/03/04/2015-04431.html https://regulations.justia.com/regulations/fedreg/2015/03/04/2015-04431.html Wed, 04 Mar 2015 00:00:00 -0800 2015-04431 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-04/pdf/2015-04431.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rules 11.9, 11.12, and 11.13 of BATS Exchange, Inc.; Correction https://regulations.justia.com/regulations/fedreg/2015/03/04/2015-04423.html https://regulations.justia.com/regulations/fedreg/2015/03/04/2015-04423.html Wed, 04 Mar 2015 00:00:00 -0800 2015-04423 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-04/pdf/2015-04423.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2015/03/04/2015-04422.html https://regulations.justia.com/regulations/fedreg/2015/03/04/2015-04422.html Wed, 04 Mar 2015 00:00:00 -0800 2015-04422 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-04/pdf/2015-04422.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.11, Routing to Away Trading Centers, To Delete References to the ROLF Routing Option, Which Routed Orders to LavaFlow ECN https://regulations.justia.com/regulations/fedreg/2015/03/04/2015-04421.html https://regulations.justia.com/regulations/fedreg/2015/03/04/2015-04421.html Wed, 04 Mar 2015 00:00:00 -0800 2015-04421 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-04/pdf/2015-04421.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.11, Routing to Away Trading Centers, To Delete References to the ROLF Routing Option, Which Routed Orders to LavaFlow ECN https://regulations.justia.com/regulations/fedreg/2015/03/04/2015-04420.html https://regulations.justia.com/regulations/fedreg/2015/03/04/2015-04420.html Wed, 04 Mar 2015 00:00:00 -0800 2015-04420 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-04/pdf/2015-04420.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change Relating to Revisions to the Definitions of Non-Public Arbitrator and Public Arbitrator https://regulations.justia.com/regulations/fedreg/2015/03/04/2015-04419.html https://regulations.justia.com/regulations/fedreg/2015/03/04/2015-04419.html Wed, 04 Mar 2015 00:00:00 -0800 2015-04419 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-03-04/pdf/2015-04419.pdf