<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/02/26?registers=between Thu, 17 Jul 2025 08:04:08 -0700 Thu, 17 Jul 2025 08:04:08 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/02/26?registers=between Notice - Order Granting Limited Exemptions From Exchange Act Rule 10b-17 and Rules 101 and 102 of Regulation M to AccuShares S&P GSCI Spot Fund, AccuShares S&P GSCI Agriculture and Livestock Spot Fund, AccuShares S&P GSCI Industrial Metals Spot Fund, AccuShares S&P GSCI Crude Oil Spot Fund, AccuShares S&P GSCI Brent Oil Spot Fund, AccuShares S&P GSCI Natural Gas Spot Fund, and AccuShares Spot CBOE VIX Fund, Pursuant to Exchange Act Rule 10b-17(b)(2) and Rules 101(d) and 102(e) of Regulation M https://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03967.html https://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03967.html Thu, 26 Feb 2015 00:00:00 -0800 2015-03967 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-26/pdf/2015-03967.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule Under Exchange Rule 7018(a) With Respect to Transactions in Securities Priced at $1 or More per Share https://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03966.html https://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03966.html Thu, 26 Feb 2015 00:00:00 -0800 2015-03966 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-26/pdf/2015-03966.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Postpone Implementation of Changes to Rules 4751(h) and 4754(b) Relating to the Closing Process https://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03965.html https://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03965.html Thu, 26 Feb 2015 00:00:00 -0800 2015-03965 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-26/pdf/2015-03965.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit, LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Revise the ICC Risk Management Framework https://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03964.html https://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03964.html Thu, 26 Feb 2015 00:00:00 -0800 2015-03964 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-26/pdf/2015-03964.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt FINRA Rule 2242; Debt Research Analysts and Debt Research Reports https://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03963.html https://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03963.html Thu, 26 Feb 2015 00:00:00 -0800 2015-03963 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-26/pdf/2015-03963.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt FINRA Rule 2241 (Research Analysts and Research Reports) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03962.html https://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03962.html Thu, 26 Feb 2015 00:00:00 -0800 2015-03962 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-26/pdf/2015-03962.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of Shares of the SPDR® DoubleLine Total Return Tactical ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03961.html https://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03961.html Thu, 26 Feb 2015 00:00:00 -0800 2015-03961 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-26/pdf/2015-03961.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program Regarding Exchange Rule 1047(f)(v) https://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03960.html https://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03960.html Thu, 26 Feb 2015 00:00:00 -0800 2015-03960 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-26/pdf/2015-03960.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter V, Regulation of Trading on NOM, To Extend the Pilot Program Under Section 3(d)(iv) https://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03959.html https://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03959.html Thu, 26 Feb 2015 00:00:00 -0800 2015-03959 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-26/pdf/2015-03959.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Limit Up-Limit Down Obvious Error Pilot https://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03958.html https://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03958.html Thu, 26 Feb 2015 00:00:00 -0800 2015-03958 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-26/pdf/2015-03958.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the BX Options Rules To Extend the Pilot Program Under Chapter V, Section 3(d)(iv) https://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03957.html https://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03957.html Thu, 26 Feb 2015 00:00:00 -0800 2015-03957 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-26/pdf/2015-03957.pdf Notice - Advisory Committee on Small and Emerging Companies; Notice of Meeting https://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03946.html https://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03946.html Thu, 26 Feb 2015 00:00:00 -0800 2015-03946 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-26/pdf/2015-03946.pdf