Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/02/26?limit=200&registers=between&mode=atom 2025-01-02T23:00:31-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03967.html Notice - Order Granting Limited Exemptions From Exchange Act Rule 10b-17 and Rules 101 and 102 of Regulation M to AccuShares S&P GSCI Spot Fund, AccuShares S&P GSCI Agriculture and Livestock Spot Fund, AccuShares S&P GSCI Industrial Metals Spot Fund, AccuShares S&P GSCI Crude Oil Spot Fund, AccuShares S&P GSCI Brent Oil Spot Fund, AccuShares S&P GSCI Natural Gas Spot Fund, and AccuShares Spot CBOE VIX Fund, Pursuant to Exchange Act Rule 10b-17(b)(2) and Rules 101(d) and 102(e) of Regulation M 2015-02-26T00:00:00-08:00 2015-02-26T00:00:00-08:00 2015-03967 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-26/pdf/2015-03967.pdf https://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03966.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule Under Exchange Rule 7018(a) With Respect to Transactions in Securities Priced at $1 or More per Share 2015-02-26T00:00:00-08:00 2015-02-26T00:00:00-08:00 2015-03966 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-26/pdf/2015-03966.pdf https://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03965.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Postpone Implementation of Changes to Rules 4751(h) and 4754(b) Relating to the Closing Process 2015-02-26T00:00:00-08:00 2015-02-26T00:00:00-08:00 2015-03965 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-26/pdf/2015-03965.pdf https://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03964.html Notice - Self-Regulatory Organizations; ICE Clear Credit, LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Revise the ICC Risk Management Framework 2015-02-26T00:00:00-08:00 2015-02-26T00:00:00-08:00 2015-03964 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-26/pdf/2015-03964.pdf https://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03963.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt FINRA Rule 2242; Debt Research Analysts and Debt Research Reports 2015-02-26T00:00:00-08:00 2015-02-26T00:00:00-08:00 2015-03963 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-26/pdf/2015-03963.pdf https://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03962.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt FINRA Rule 2241 (Research Analysts and Research Reports) in the Consolidated FINRA Rulebook 2015-02-26T00:00:00-08:00 2015-02-26T00:00:00-08:00 2015-03962 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-26/pdf/2015-03962.pdf https://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03961.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of Shares of the SPDR® DoubleLine Total Return Tactical ETF Under NYSE Arca Equities Rule 8.600 2015-02-26T00:00:00-08:00 2015-02-26T00:00:00-08:00 2015-03961 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-26/pdf/2015-03961.pdf https://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03960.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program Regarding Exchange Rule 1047(f)(v) 2015-02-26T00:00:00-08:00 2015-02-26T00:00:00-08:00 2015-03960 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-26/pdf/2015-03960.pdf https://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03959.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter V, Regulation of Trading on NOM, To Extend the Pilot Program Under Section 3(d)(iv) 2015-02-26T00:00:00-08:00 2015-02-26T00:00:00-08:00 2015-03959 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-26/pdf/2015-03959.pdf https://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03958.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Limit Up-Limit Down Obvious Error Pilot 2015-02-26T00:00:00-08:00 2015-02-26T00:00:00-08:00 2015-03958 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-26/pdf/2015-03958.pdf https://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03957.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the BX Options Rules To Extend the Pilot Program Under Chapter V, Section 3(d)(iv) 2015-02-26T00:00:00-08:00 2015-02-26T00:00:00-08:00 2015-03957 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-26/pdf/2015-03957.pdf https://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03946.html Notice - Advisory Committee on Small and Emerging Companies; Notice of Meeting 2015-02-26T00:00:00-08:00 2015-02-26T00:00:00-08:00 2015-03946 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-26/pdf/2015-03946.pdf