Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/02/25?limit=200&registers=between&mode=atom 2024-12-22T07:32:26-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2015/02/25/2015-03947.html Notice - Sunshine Act Meeting 2015-02-25T00:00:00-08:00 2015-02-25T00:00:00-08:00 2015-03947 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-25/pdf/2015-03947.pdf https://regulations.justia.com/regulations/fedreg/2015/02/25/2015-03875.html Notice - Joint Industry Plan; Order Approving the Eighth Amendment to the National Market System Plan To Address Extraordinary Market Volatility by BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, The Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc. 2015-02-25T00:00:00-08:00 2015-02-25T00:00:00-08:00 2015-03875 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-25/pdf/2015-03875.pdf https://regulations.justia.com/regulations/fedreg/2015/02/25/2015-03874.html Notice - In the Matter of Akesis Pharmaceuticals, Inc., Stellar Resources, Ltd., and Thwapr, Inc.; Order of Suspension of Trading 2015-02-25T00:00:00-08:00 2015-02-25T00:00:00-08:00 2015-03874 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-25/pdf/2015-03874.pdf https://regulations.justia.com/regulations/fedreg/2015/02/25/2015-03873.html Notice - In the Matter of Revonergy Inc., Siberian Energy Group Inc., Tao Minerals Ltd., (n/k/a Canam Gold Corp.), and Todays Alternative Energy Corp.; Order of Suspension of Trading 2015-02-25T00:00:00-08:00 2015-02-25T00:00:00-08:00 2015-03873 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-25/pdf/2015-03873.pdf https://regulations.justia.com/regulations/fedreg/2015/02/25/2015-03872.html Notice - In the Matter of Innovative Software Technologies, Inc., National Health Partners, Inc., The Laguna Group, Inc. (a/k/a Eco Energy Pumps, Inc.), and TYIN Group Holdings Limited; Order of Suspension of Trading 2015-02-25T00:00:00-08:00 2015-02-25T00:00:00-08:00 2015-03872 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-25/pdf/2015-03872.pdf https://regulations.justia.com/regulations/fedreg/2015/02/25/2015-03871.html Notice - In the Matter of Calypte Biomedical Corporation, EC Development, Inc., and Information Architects Corporation (n/k/a Dakota Creative Group Corporation); Order of Suspension of Trading 2015-02-25T00:00:00-08:00 2015-02-25T00:00:00-08:00 2015-03871 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-25/pdf/2015-03871.pdf https://regulations.justia.com/regulations/fedreg/2015/02/25/2015-03822.html Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Limit Up-Limit Down Obvious Error Pilot 2015-02-25T00:00:00-08:00 2015-02-25T00:00:00-08:00 2015-03822 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-25/pdf/2015-03822.pdf https://regulations.justia.com/regulations/fedreg/2015/02/25/2015-03820.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Rule 6.25 2015-02-25T00:00:00-08:00 2015-02-25T00:00:00-08:00 2015-03820 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-25/pdf/2015-03820.pdf https://regulations.justia.com/regulations/fedreg/2015/02/25/2015-03819.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify and Reorganize Chapter VI (Trading Systems), Section 8 (BX Opening and Halt Cross) of the Exchange's Options Rules 2015-02-25T00:00:00-08:00 2015-02-25T00:00:00-08:00 2015-03819 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-25/pdf/2015-03819.pdf https://regulations.justia.com/regulations/fedreg/2015/02/25/2015-03817.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period Applicable to Rule 953.1NY(c), Obvious and Catastrophic Errors, Until October 23, 2015 2015-02-25T00:00:00-08:00 2015-02-25T00:00:00-08:00 2015-03817 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-25/pdf/2015-03817.pdf https://regulations.justia.com/regulations/fedreg/2015/02/25/2015-03816.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period Applicable to Rule 6.65A(c), Obvious and Catastrophic Errors, Until October 23, 2015 2015-02-25T00:00:00-08:00 2015-02-25T00:00:00-08:00 2015-03816 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-25/pdf/2015-03816.pdf https://regulations.justia.com/regulations/fedreg/2015/02/25/2015-03815.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period Applicable to Rule 530 Relating To Limit Up/Limit Down 2015-02-25T00:00:00-08:00 2015-02-25T00:00:00-08:00 2015-03815 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-25/pdf/2015-03815.pdf https://regulations.justia.com/regulations/fedreg/2015/02/25/2015-03814.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Program That Suspends Certain Obvious Error Provisions During Limit Up-Limit Down States in Securities That Underlie Options Traded on the Exchange 2015-02-25T00:00:00-08:00 2015-02-25T00:00:00-08:00 2015-03814 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-25/pdf/2015-03814.pdf https://regulations.justia.com/regulations/fedreg/2015/02/25/2015-03813.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Order Disapproving Proposed Rule Changes To List and Trade Options on Shares of the iShares ETFs and Market Vectors ETFs 2015-02-25T00:00:00-08:00 2015-02-25T00:00:00-08:00 2015-03813 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-25/pdf/2015-03813.pdf https://regulations.justia.com/regulations/fedreg/2015/02/25/2015-03812.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of the Shares of the Tuttle Tactical Management U.S. Core ETF of ETFis Series Trust I 2015-02-25T00:00:00-08:00 2015-02-25T00:00:00-08:00 2015-03812 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-25/pdf/2015-03812.pdf https://regulations.justia.com/regulations/fedreg/2015/02/25/2015-03811.html Notice - Self-Regulatory Organizations; the Options Clearing Corporation; Order Approving Proposed Rule Change To Clarify That OCC Would not Treat a Futures Transaction That Is an Exchange-for-Physical or Block Trade as a Non-Competitively Executed Trade if the Exchange on Which Such Trade Is Executed Has Provided OCC With Representations That it Has Policies or Procedures Requiring That Such Trades Be Executed at Reasonable Prices and That Such Price Is Validated by the Exchange 2015-02-25T00:00:00-08:00 2015-02-25T00:00:00-08:00 2015-03811 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-25/pdf/2015-03811.pdf https://regulations.justia.com/regulations/fedreg/2015/02/25/2015-03810.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 404 2015-02-25T00:00:00-08:00 2015-02-25T00:00:00-08:00 2015-03810 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-25/pdf/2015-03810.pdf